Risk of violations of laws and regulations and misconduct
First written in FY2016. 15 of 18 entries say "Restated". Latest entry: FY2026.
The whole theme swung hardest in 2025: 6 of 40 companies on the "Worse" side.
11 other companies' latest entry also says "Mitigated".
- FY2026MitigatedAnnual report
「To strengthen governance and comply with applicable laws and social norms, our group has established a Compliance Promotion Committee and works to prevent misconduct and ensure compliance across all group companies while fostering corporate ethics. It has also established internal and external reporting and consultation hotlines under the Rules for Internal Whistleblowing, to prevent violations of laws and other regulations and strengthen its compliance framework.」
The company has established a Compliance Promotion Committee and internal and external whistleblowing hotlines, and specified its framework for preventing misconduct and violations of laws and regulations. - FY2024-Q1RestatedAnnual report
「During the cumulative first quarter, there were no newly arising business or other risks. There were also no material changes in the business and other risks described in the securities report for the previous fiscal year.」
The company states that there have been no material changes in the risks of non-compliance and misconduct. - FY2023-Q3RestatedAnnual report
「During the cumulative third quarter, there were no newly arising business or other risks. There were also no material changes in the business and other risks described in the securities report for the previous fiscal year.」
The company states that there have been no material changes in the risks of non-compliance and misconduct. - FY2020MitigatedAnnual report
「The Group has established internal and external reporting and consultation channels under its Internal Whistleblower Protection Rules to prevent violations of laws and regulations and other misconduct and strengthen its compliance framework.」
As a measure against the risk of misconduct and non-compliance, the company specified internal and external whistleblowing hotlines. - FY2020-Q3RestatedAnnual report
「During the cumulative third quarter, there were no newly arising business or other risks. There were also no material changes in the business and other risks described in the securities report for the previous fiscal year.」
The company summarizes that there have been no material changes regarding the risk of violations of laws and regulations and misconduct. - FY2020-Q2RestatedAnnual report
「No new business or other risks arose during the six-month period of the current consolidated fiscal year. There were also no material changes to the “Business and Other Risks” described in the securities report for the previous fiscal year.」
The company summarizes that there have been no material changes regarding the risk of violations of laws and regulations and misconduct. - FY2019RestatedAnnual report
「To comply with applicable laws and regulations and social norms, the Group has taken measures including strengthening governance across the Group and enhancing the activities of the Compliance Committee. However, if misconduct, unforeseeable negligence or violations that cannot be prevented by these measures occur in the future, the Group's reputation and its operating results and financial position may be adversely affected.」
The company continues to identify residual risks of misconduct, negligence and violations that cannot be prevented despite strengthening governance and the Compliance Committee. - FY2019-Q3RestatedAnnual report
「During the cumulative third quarter, there were no newly arising business or other risks. There were also no material changes in the business and other risks described in the securities report for the previous fiscal year.」
The company states that there have been no material changes regarding the risk of violations of laws and regulations and misconduct. - FY2019-Q2RestatedAnnual report
「No new business or other risks arose during the six-month period of the current consolidated fiscal year. There were also no material changes to the “Business and Other Risks” described in the securities report for the previous fiscal year.」
The company states that there have been no material changes regarding the risk of violations of laws and regulations and misconduct. - FY2019-Q1RestatedAnnual report
「During the first quarter of the current consolidated fiscal year, there were no newly arising business or other risks. In addition, there were no material changes to the business or other risks described in the securities report for the previous fiscal year.」
The company summarizes that there have been no material changes regarding the risk of violations of laws and regulations and misconduct. - FY2018-Q3RestatedAnnual report
「During the cumulative third quarter of the current consolidated fiscal year, there were no newly arising business or other risks. In addition, there were no material changes to the business or other risks described in the securities report for the previous fiscal year.」
The company summarizes that there have been no material changes regarding the risk of violations of laws and regulations and misconduct. - FY2018-Q2RestatedAnnual report
「During the cumulative second quarter of the current consolidated fiscal year, there were no newly arising business or other risks. In addition, there were no material changes to the business or other risks described in the securities report for the previous fiscal year.」
The company summarizes that there have been no material changes regarding the risk of violations of laws and regulations and misconduct. - FY2018-Q1RestatedAnnual report
「During the first quarter of the current consolidated fiscal year, there were no newly arising business or other risks. In addition, there were no material changes to the business or other risks described in the securities report for the previous fiscal year.」
The company summarizes that there have been no material changes regarding the risk of violations of laws and regulations and misconduct. - FY2017RestatedAnnual report
「To comply with applicable laws and regulations and social norms, the Group has taken measures including strengthening governance across the Group and enhancing the activities of the Compliance Committee. However, if misconduct, unforeseeable negligence or violations that cannot be prevented by these measures occur in the future, the Group's reputation and its operating results and financial position may be adversely affected.」
The company identifies residual risks of misconduct, negligence and violations that cannot be prevented despite strengthening governance and the Compliance Committee. - FY2017-Q3RestatedAnnual report
「During the cumulative third quarter of the current consolidated fiscal year, there were no newly arising business or other risks. In addition, there were no material changes to the business or other risks described in the securities report for the previous fiscal year.」
The company summarizes that there have been no material changes regarding the risk of violations of laws and regulations and misconduct. - FY2017-Q2RestatedAnnual report
「During the cumulative second quarter of the current consolidated fiscal year, there were no newly arising business or other risks. In addition, there were no material changes to the business or other risks described in the securities report for the previous fiscal year.」
The company summarizes that there have been no material changes regarding the risk of violations of laws and regulations and misconduct. - FY2017-Q1RestatedAnnual report
「During the first quarter of the current consolidated fiscal year, there were no newly arising business or other risks. In addition, there were no material changes to the business or other risks described in the securities report for the previous fiscal year.」
The company summarizes that there have been no material changes regarding the risk of violations of laws and regulations and misconduct. - FY2016First statedAnnual report
「However, if misconduct, unforeseeable negligence or violations that cannot be prevented by these measures occur in the future, the Group's reputation and its operating results and financial position may be adversely affected.」
The company states that residual risks remain despite efforts to strengthen governance and the activities of the Compliance Committee.