Enhancing earnings resilience through a focus on small- and mid-cap stocks and selective investment
First written in FY2016. 13 of 36 entries say "Advanced", first in FY2017-Q1. Latest entry: FY2026.
No other company in this theme has enough history to compare yet.
- FY2026AdvancedAnnual report
「Of this amount, commission income from small- and mid-cap stocks was ¥662 million, up 41.4%, and small- and mid-cap stocks accounted for 11.2% of commission income from equities.」
Brokerage commissions from small- and mid-cap stocks increased 41.4% year on year, and their share of stock brokerage commissions also increased from 10.9% in the previous fiscal year to 11.2%. - 2026-04-28AdvancedEarnings
「Of this amount, commission income from small- and mid-cap stocks was ¥662 million, up 41.4%, and small- and mid-cap stocks accounted for 11.2% of commission income from equities.」
Commission income from small- and mid-cap stocks and its share of equity commission income both increased from the previous fiscal year. - FY2026-H1AdvancedAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks were ¥318 million, up 34.0% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 12.3%.」
Brokerage commissions from small- and mid-cap stocks increased 34.0% year on year, and their share of stock brokerage commissions also increased from 10.4% in the same period of the previous year to 12.3%. The indicators for proposals involving small- and mid-cap growth stocks showed progress. - FY2025Continued decline in the small- and mid-cap stock ratioAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Standard, TSE Growth, Nagoya Main and Nagoya Next) were ¥468 million, down 29.1% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 10.9%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 29.1% year on year to account for 10.9% of stock brokerage commissions, down from 13.9% in the same period of the previous year. - FY2025-H1Continued decline in the small- and mid-cap stock ratioAnnual report
「For equities, we continued recommending equity investment as a means of long-term asset building for customers, including proposals for asset stocks emphasizing stability and dividends amid low interest rates and inflation, as well as proposals to invest in small- and mid-cap growth companies based on the research capabilities that are a strength of our Group. Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Standard, TSE Growth, Nagoya Main and Nagoya Next) were ¥237 million, down 32.4% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 10.4%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 32.4% year on year to account for 10.4% of stock brokerage commissions, down from 13.9% in the same period of the previous year. - FY2024Continued decline in the small- and mid-cap stock ratioAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Standard, TSE Growth, Nagoya Main and Nagoya Next) were ¥661 million, down 7.5% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 12.4%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 7.5% year on year to account for 12.4% of stock brokerage commissions, down from 16.0% in the previous fiscal year. - FY2024-Q3Continued decline in the small- and mid-cap stock ratioAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Standard, TSE Growth, Nagoya Main and Nagoya Next) were ¥498 million, down 7.7% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 13.2%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 7.7% year on year to account for 13.2% of stock brokerage commissions, down from 14.9% in the same period of the previous year. - FY2024-Q2Continued decline in the small- and mid-cap stock ratioAnnual report
「For equities, we continued recommending equity investment as a means of long-term asset building for customers, including proposals for asset stocks emphasizing stability and dividends amid low interest rates and inflation, as well as proposals to invest in small- and mid-cap growth companies based on the research capabilities that are a strength of our Group. Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Standard, TSE Growth, Nagoya Main and Nagoya Next) were ¥351 million, up 8.0% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 13.9%.」
Although proposals to invest in small- and mid-cap growth companies have continued, the share of brokerage commissions from small- and mid-cap stocks declined from 14.9% in the same period of the previous year to 13.9%. - FY2023Continued decline in the small- and mid-cap stock ratio and commissionsAnnual report
「For equities, in addition to proposals for asset stocks emphasizing stability and dividends in a low interest rate environment, we recommended equity investment as a means of long-term asset building for customers, including proposals to invest in small- and mid-cap growth companies based on the research capabilities that are a strength of our Group. Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Standard, TSE Growth, Nagoya Main and Nagoya Next) were ¥715 million, down 17.9% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 16.0%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 17.9% year on year to account for 16.0% of stock brokerage commissions, down from 16.4% in the previous fiscal year. - FY2023-Q3Continued decline in the small- and mid-cap stock ratio and commissionsAnnual report
「For equities, we have recommended equity investments as part of customers' medium- to long-term asset formation, including proposals for value stocks focused on stability and dividends amid low interest rates and high inflation, as well as investments in small and mid-cap growth companies drawing on our group's research capabilities.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks were ¥540 million, down 26.8% year on year, accounting for 16.0% of stock brokerage commissions. - FY2023-Q2Continued decline in the small- and mid-cap stock ratio and commissionsAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Standard, TSE Growth, Nagoya Main and Nagoya Next) were ¥325 million, down 34.5% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 14.9%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 34.5% year on year, and their share of stock brokerage commissions was 14.9%. - FY2023-Q1Continued decline in the small- and mid-cap stock ratio and commissionsAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Standard, TSE Growth, Nagoya Main and Nagoya Next) were ¥161 million, down 44.1% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 14.9%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 44.1% year on year, and their share of stock brokerage commissions fell to 14.9%. - FY2022Decline in the small- and mid-cap stock ratio and commissionsAnnual report
「For equities, in addition to proposals for asset stocks emphasizing stability and dividends in a low interest rate environment, we recommended equity investment as a means of long-term asset building for customers, including proposals to invest in small- and mid-cap growth companies based on the research capabilities that are a strength of our Group.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 39.5% year on year to account for 16.4% of stock brokerage commissions, down from 23.9% in the previous fiscal year. - FY2022-Q3Continued decline in the small- and mid-cap stock ratioAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥736 million, down 33.8% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 17.7%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 33.8% year on year to account for 17.7% of stock brokerage commissions, down from 17.8% in the previous quarter. - FY2022-Q2Decline in the small- and mid-cap stock ratioAnnual report
「Stock brokerage commissions were ¥2,790 million, up 6.8% year on year. Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥496 million, down 30.4% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 17.8%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 30.4% year on year to account for 17.8% of stock brokerage commissions, down from 20.5% in the previous quarter. - FY2022-Q1Decline in the small- and mid-cap stock ratioAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥288 million, down 10.5% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 20.5%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 10.5% year on year to account for 20.5% of stock brokerage commissions. - FY2021AdvancedAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥1,438 million, up 58.4% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 23.9%.」
Brokerage commissions from small- and mid-cap stocks increased 58.4% year on year, and their share of stock brokerage commissions was 23.9%. - FY2021-Q3AdvancedAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥1,113 million, up 61.9% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 26.0%.」
Brokerage commissions from small- and mid-cap stocks increased 61.9% year on year, and their share of stock brokerage commissions also increased from 19.3% in the same period of the previous year to 26.0%. - FY2021-Q2AdvancedAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥713 million, up 49.0% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 27.3%.」
Brokerage commissions from small- and mid-cap stocks increased 49.0% year on year, and their share of stock brokerage commissions also increased to 27.3%. The indicators for focusing on small- and mid-cap stocks showed progress. - FY2021-Q1AdvancedAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥322 million, up 15.1% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 25.6%.」
Brokerage commissions from small- and mid-cap stocks increased 15.1% year on year, and their share of stock brokerage commissions was 25.6%. The indicators for focusing on small- and mid-cap stocks showed progress. - FY2020Continued decline in the small- and mid-cap stock ratio and commissionsAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥908 million, down 39.4% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 19.1%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 39.4% from the previous fiscal year to account for 19.1% of stock brokerage commissions. - FY2020-Q3Continued decline in the small- and mid-cap stock ratio and commissionsAnnual report
「Against this backdrop, for equities, we continued to implement measures to meet customer needs, including proposals for asset stocks emphasizing stability and dividends in a low interest rate environment, as well as proposals to invest in small- and mid-cap growth companies based on the research capabilities that are a strength of our Group. Brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥688 million, down 41.8% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 19.3%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 41.8% year on year to account for 19.3% of stock brokerage commissions, down from 20.5% in the same period of the previous year. - FY2020-Q2Continued decline in the small- and mid-cap stock ratio and commissionsAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥478 million, down 41.2% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 20.0%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 41.2% year on year to account for 20.0% of stock brokerage commissions, down from 26.8% in the same period of the previous year. - FY2020-Q1Continued decline in the small- and mid-cap stock ratio and commissionsAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥280 million, down 36.0% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 21.9%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 36.0% year on year to account for 21.9% of stock brokerage commissions, down from 26.4% in the same period of the previous year. - FY2019Continued decline in the small- and mid-cap stock ratio and commissionsAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥1,499 million, down 39.4% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 21.4%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 39.4% year on year to account for 21.4% of stock brokerage commissions. - FY2019-Q3Continued decline in the small- and mid-cap stock ratio and commissionsAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥1,182 million, down 37.2% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 20.5%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 37.2% year on year to account for 20.5% of stock brokerage commissions, down from 26.3% in the same period of the previous year. - FY2019-Q2Continued decline in the small- and mid-cap stock ratioAnnual report
「Against this backdrop, for equities, we continued to implement measures to meet customer needs, including proposals for asset stocks emphasizing stability and dividends in a low interest rate environment, as well as proposals to invest in small- and mid-cap growth companies based on the research capabilities that are a strength of our Group. Stock brokerage transaction value was ¥1,241.8 billion, up 3.9% from the cumulative second quarter of the previous fiscal year. Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥813 million, down 30.5% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 20.0%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 30.5% year on year to account for 20.0% of stock brokerage commissions, down from 26.8% in the same period of the previous year. - FY2019-Q1Continued decline in the small- and mid-cap stock ratioAnnual report
「Against this backdrop, for equities, we continued to implement measures to meet customer needs, including proposals for asset stocks emphasizing stability and dividends in a low interest rate environment, as well as proposals to invest in small- and mid-cap growth companies based on the research capabilities that are a strength of our Group. Stock brokerage transaction value was ¥659.4 billion, up 13.6% from the cumulative first quarter of the previous fiscal year. Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥438 million, down 22.4% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions was 20.2%.」
Although proposals to invest in small- and mid-cap growth companies have continued, brokerage commissions from small- and mid-cap stocks declined 22.4% year on year to account for 20.2% of stock brokerage commissions, down from 26.4% in the same period of the previous year. - FY2018-Q3AdvancedAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥1,883 million, up 51.3% from the cumulative third quarter of the previous fiscal year, and the share of small- and mid-cap stocks in stock brokerage commissions was 26.3%.」
Brokerage commissions from small- and mid-cap stocks increased 51.3% year on year to ¥1,883 million, and their share of stock brokerage commissions increased from 25.1% in the same period of the previous year to 26.3%. - FY2018-Q2AdvancedAnnual report
「Against this backdrop, for equities, we continued to implement measures to meet customer needs, including proposals for asset stocks emphasizing stability and dividends in a negative interest rate environment, as well as proposals to invest in companies expected to achieve medium- to long-term growth based on the research capabilities that are a strength of our Group. Stock brokerage transaction value was ¥1,195.2 billion, up 14.0% from the cumulative second quarter of the previous fiscal year. Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, JASDAQ and Mothers) were ¥1,170 million, up 27.5% from the cumulative second quarter of the previous fiscal year, and the share of small- and mid-cap stocks in stock brokerage commissions was 26.8%.」
We continued proposing investments in growth companies, including small- and mid-cap stocks, and the share of brokerage commissions from small- and mid-cap stocks increased from 19.0% in the same period of the previous year to 26.8%. - FY2018-Q1Decline in the small- and mid-cap stock ratioAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, Mothers and JASDAQ) were ¥564 million, and the share of small- and mid-cap stocks in stock brokerage commissions declined from 35.5% in the cumulative first quarter of the previous fiscal year to 26.4%.」
The share of brokerage commissions from small- and mid-cap stocks declined from 35.5% in the same period of the previous year to 26.4%. Meanwhile, proposals to invest in companies expected to achieve medium- to long-term growth have continued. - FY2017AdvancedAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, Mothers and JASDAQ) were ¥1,750 million, up 30.2% year on year, and the share of small- and mid-cap stocks in stock brokerage commissions increased from 18.5% in the previous fiscal year to 25.7%.」
Brokerage commissions from small- and mid-cap stocks were ¥1,750 million, up 30.2% year on year, and their share of stock brokerage commissions increased from 18.5% to 25.7%. - FY2017-Q3AdvancedAnnual report
「Against this backdrop, for equities, we continued to implement various measures focused on expanding assets under custody while meeting customer needs, including proposals for asset stocks emphasizing stability and dividends in a negative interest rate environment, as well as proposals to invest in companies expected to achieve medium- to long-term growth based on the research capabilities that are a strength of our Group. Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, Mothers and JASDAQ) were ¥1,245 million, and the share of small- and mid-cap stocks in stock brokerage commissions increased from 17.8% in the cumulative third quarter of the previous fiscal year to 25.1%.」
We continued proposing investments in growth companies, including small- and mid-cap stocks, and the share of brokerage commissions from small- and mid-cap stocks increased from 17.8% in the same period of the previous year to 25.1%. - FY2017-Q2AdvancedAnnual report
「Of this amount, brokerage commissions from small- and mid-cap stocks (TSE Second Section, Mothers and JASDAQ) were ¥917 million, and the share of small- and mid-cap stocks in stock brokerage commissions increased from 19.0% in the cumulative second quarter of the previous fiscal year to 29.5%.」
The share of brokerage commissions from small- and mid-cap stocks increased from 19.0% in the same period of the previous year to 29.5%, indicating measurable progress in the initiative focusing on small- and mid-cap stocks. - FY2017-Q1AdvancedAnnual report
「For equities, we have implemented various measures focused on expanding assets under custody while meeting customer needs, including proposals for asset stocks emphasizing stability and dividends in a negative interest rate environment, as well as proposals to invest in small- and mid-cap growth companies based on the research capabilities that are a strength of our Group.」
We made specific investments in selected small- and mid-cap stocks, raising the share of brokerage commissions from small- and mid-cap stocks from 19.1% in the same period of the previous year to 35.5%. - FY2016First statedAnnual report
「Focus on small- and mid-cap stocks and enhanced earnings capacity」
Our strengths are small- and mid-cap stocks and mutual funds investing in them. In addition to asset stocks, we use selective investment in small- and mid-cap stocks as a measure to increase assets under custody.