Expansion in the number of lead-manager mandates and the underwriting business in IPOs and POs
First written in FY2016. 22 of 24 entries say "Advanced", first in FY2017-Q1. Latest entry: FY2022.
1 other company's latest entry also says "Dropped".
- FY2022DroppedAnnual report
「As part of the reforms, we have decided to discontinue the underwriting business, which is unprofitable and has become relatively less important to our management, by the end of December 2022, with a view to specializing further in financial asset management advisory services.」
Although the cumulative number of companies underwritten increased to 1,190 and the number of lead-manager mandates to 64, the company decided to discontinue the underwriting business by the end of December 2022, marking a shift away from its previous policy of expanding the underwriting business. - FY2022-Q3AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 34 newly listed companies, including 3 lead-manager mandates, compared with 23 newly listed companies, including 3 lead-manager mandates, in the same period of the previous fiscal year. We also joined the managing and underwriting syndicates for public offerings and secondary offerings by 6 already-listed companies, compared with 5 companies in the same period of the previous fiscal year.」
We conducted underwriting activities for 34 newly listed companies and others. The cumulative number of companies underwritten was 1,185 and the number of lead-manager mandates was 64, up from 1,171 and 62, respectively, at the end of the previous quarter. - FY2022-Q2AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 20 newly listed companies, including 2 lead-manager mandates, compared with 13 newly listed companies, including 2 lead-manager mandates, in the same period of the previous fiscal year. There was 1 public offering or secondary offering by an already-listed company, compared with 3 in the same period of the previous fiscal year. As a result, total fees from underwriting, secondary offerings and sales solicitations to specified investors amounted to ¥237 million, down 0.1% year on year. At the end of the fiscal year, the cumulative number of companies underwritten was 1,171, including 62 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,161 at the end of the previous quarter to 1,171, while the number of lead-manager mandates remained at 62. - FY2022-Q1AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 10 newly listed companies, including 2 lead-manager mandates, compared with 3 newly listed companies in the first quarter of the previous fiscal year. There were no public offerings or secondary offerings by already-listed companies. As a result, total fees from underwriting, secondary offerings and sales solicitations to specified investors amounted to ¥212 million, an increase of ¥206 million from the first quarter of the previous fiscal year. As of the end of the first quarter of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,161, including 62 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,151 at the end of the previous fiscal year to 1,161, while the number of lead-manager mandates increased from 60 to 62. Fees from underwriting and related activities also increased year on year. - FY2021AdvancedAnnual report
「As of the end of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,151, including 60 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,117 at the end of the previous fiscal year to 1,151, while the number of lead-manager mandates increased from 56 to 60. - FY2021-Q3AdvancedAnnual report
「As of the end of the third quarter of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,142, including 59 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,106 at the end of the third quarter of the previous fiscal year to 1,142, while the number of lead-manager mandates increased from 54 to 59. - FY2021-Q2AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 13 newly listed companies, including 2 lead-manager mandates, compared with 11 newly listed companies, including 1 lead-manager mandate, in the first six months of the previous fiscal year. We also joined the managing and underwriting syndicates for public offerings and secondary offerings by 3 already-listed companies, compared with 2 companies in the first six months of the previous fiscal year. As a result, total fees from underwriting, secondary offerings and sales solicitations to specified investors amounted to ¥237 million, up 75.7% from the first six months of the previous fiscal year. As of the end of the second quarter of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,132, including 58 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,120 at the end of the previous quarter to 1,132, while the number of lead-manager mandates increased from 56 to 58. Fees from underwriting and related activities also increased 75.7% year on year. - FY2021-Q1AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 3 newly listed companies, compared with 4 newly listed companies in the first quarter of the previous fiscal year. There were no public offerings or secondary offerings by already-listed companies, compared with 1 company in the first quarter of the previous fiscal year. As a result, total fees from underwriting, secondary offerings and sales solicitations to specified investors amounted to ¥5 million, down 50.0% from the first quarter of the previous fiscal year. As of the end of the first quarter of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,120, including 56 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,117 at the end of the previous fiscal year to 1,120, while the number of lead-manager mandates remained at 56. - FY2020AdvancedAnnual report
「As of the end of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,117, including 56 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,082 at the end of the previous fiscal year to 1,117, while the number of lead-manager mandates increased from 52 to 56. - FY2020-Q3AdvancedAnnual report
「As of the end of the third quarter of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,106, including 54 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,094 at the end of the second quarter of the previous fiscal year to 1,106, while the number of lead-manager mandates remained at 54. - FY2020-Q2AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 11 newly listed companies, including 1 lead-manager mandate, compared with 15 newly listed companies in the first six months of the previous fiscal year. We also joined the managing and underwriting syndicates for public offerings and secondary offerings by 2 already-listed companies, compared with 3 companies in the first six months of the previous fiscal year. As a result, total fees from underwriting, secondary offerings and sales solicitations to specified investors amounted to ¥135 million, up 242.4% from the first six months of the previous fiscal year. As of the end of the second quarter of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,094, including 54 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,087 at the end of the previous quarter to 1,094, while the number of lead-manager mandates increased from 53 to 54. - FY2020-Q1AdvancedAnnual report
「As of the end of the first quarter of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,087, including 53 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,082 at the end of the previous fiscal year to 1,087, while the number of lead-manager mandates increased from 52 to 53. - FY2019AdvancedAnnual report
「As of the end of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,082, including 52 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,013 at the end of the previous fiscal year to 1,082, while the number of lead-manager mandates increased from 45 to 52. - FY2019-Q3AdvancedAnnual report
「As of the end of the third quarter of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,071, including 52 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,060 at the end of the second quarter of the previous fiscal year to 1,071, while the number of lead-manager mandates increased from 51 to 52. - FY2019-Q2AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 15 newly listed companies, compared with 13 newly listed companies, including 1 lead-manager mandate, in the first six months of the previous fiscal year. We also joined the managing and underwriting syndicates for public offerings and secondary offerings by 3 already-listed companies, compared with 4 companies in the same period. As a result, total fees from underwriting, secondary offerings and sales solicitations to specified investors amounted to ¥39 million, down 84.4% from the first six months of the previous fiscal year. As of the end of the second quarter of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,060, including 51 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,053 at the end of the first quarter of the previous fiscal year to 1,060, while the number of lead-manager mandates was 51. Meanwhile, total fees from underwriting and related activities fell 84.4% year on year. - FY2019-Q1AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 8 newly listed companies, compared with 4 newly listed companies in the first quarter of the previous fiscal year. We also joined the managing and underwriting syndicate for 1 already-listed company in a public offering or secondary offering, compared with 1 company in the first quarter of the previous fiscal year. As a result, total fees from underwriting, secondary offerings and sales solicitations to specified investors amounted to ¥16 million, up 94.3% from the first quarter of the previous fiscal year. As of the end of the first quarter of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,053, including 51 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,040 at the end of the third quarter of the previous fiscal year to 1,053, while the number of lead-manager mandates increased from 49 to 51. - FY2018-Q3AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 26 newly listed companies, including 4 lead-manager mandates, compared with 20 newly listed companies in the first nine months of the previous fiscal year. We also joined the managing and underwriting syndicates for market transfers and public offerings and secondary offerings involving 6 already-listed companies, compared with 7 companies, including 1 lead-manager mandate, in the same period. As a result, total fees from underwriting, secondary offerings and sales solicitations to specified investors amounted to ¥538 million, up 70.0% from the first nine months of the previous fiscal year. As of the end of the third quarter of the current consolidated fiscal year, the cumulative number of companies underwritten was 1,040, including 49 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,027 at the end of the second quarter of the previous fiscal year to 1,040, while the number of lead-manager mandates increased from 46 to 49. - FY2018-Q2AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 13 newly listed companies, including 1 lead-manager mandate, compared with 11 newly listed companies in the first six months of the previous fiscal year. We also joined the managing and underwriting syndicates for market transfers and public offerings and secondary offerings involving 4 already-listed companies, compared with 4 companies, including 1 lead-manager mandate, in the same period.」
The cumulative number of companies underwritten increased from 1,017 at the end of the first quarter of the previous fiscal year to 1,027, while the number of lead-manager mandates increased from 45 to 46. - FY2018-Q1AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 4 newly listed companies, compared with 3 newly listed companies in the first quarter of the previous fiscal year. We also joined the managing and underwriting syndicates for public offerings and secondary offerings by 1 already-listed company, compared with 2 companies, including 1 lead-manager mandate, in the same period.」
The cumulative number of companies underwritten increased from 1,013 at the end of March 2017 to 1,017, while the number of lead-manager mandates was 45. - FY2017AdvancedAnnual report
「As of the end of the current consolidated fiscal year, the cumulative number of companies underwritten exceeded 1,000 for the first time, reaching 1,013, including 45 lead-manager mandates.」
The cumulative number of companies underwritten increased from 1,002 at the end of the third quarter to 1,013, and the number of lead-manager mandates reached 45. - FY2017-Q3AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 20 newly listed companies, compared with 29 newly listed companies, including 2 lead-manager mandates, in the first nine months of the previous fiscal year. We also joined the managing and underwriting syndicates for public offerings and secondary offerings by 7 already-listed companies, compared with 10 companies, including 5 lead-manager mandates, in the same period. As a result, total fees from underwriting, secondary offerings and sales solicitations to specified investors amounted to ¥316 million, down 67.1% from the first nine months of the previous fiscal year. As of the end of the third quarter of the current consolidated fiscal year, the cumulative number of companies underwritten exceeded 1,000 for the first time, reaching 1,002, including 44 lead-manager mandates.」
The cumulative number of companies underwritten exceeded 1,000 for the first time, reaching 1,002. The number of lead-manager mandates was 44, unchanged from the end of the previous quarter. - FY2017-Q2AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 11 newly listed companies, compared with 15 newly listed companies, including 2 lead-manager mandates, in the first six months of the previous fiscal year. We also joined the managing and underwriting syndicates for public offerings and secondary offerings by 4 already-listed companies, compared with 7 companies, including 4 lead-manager mandates, in the same period.」
The cumulative number of companies underwritten increased to 993, including 44 lead-manager mandates, from 984 companies, including 44 lead-manager mandates, at the end of the previous quarter. - FY2017-Q1AdvancedAnnual report
「In the issuance market, we joined the managing and underwriting syndicates for 3 newly listed companies, compared with 11 in the first quarter of the previous fiscal year. We also joined the managing and underwriting syndicates for public offerings and secondary offerings by 2 already-listed companies, including 1 lead-manager mandate, compared with 1 company, including 1 lead-manager mandate, in the same period.」
The cumulative number of companies underwritten increased to 984, including 44 lead-manager mandates, from 980 companies, including 42 lead-manager mandates, at the end of the previous fiscal year. - FY2016First statedAnnual report
「In the corporate division, we are working to further increase the number of companies for which we serve as lead manager in IPOs and POs.」
During the fiscal year, we joined the managing and underwriting syndicates for 39 newly listed companies. We served as lead manager for 8 companies, bringing the cumulative number of companies underwritten to 980, including 42 lead-manager mandates.