Fundraising Through Share Warrants with Exercise-Price Adjustment Clauses
First written in FY2022. 10 of 12 entries say "Advanced", first in FY2023-Q1. Latest entry: FY2026-H1.
26 other companies' latest entry also says "Achieved".
- FY2026-H1AchievedAnnual report
「All exercises of the Second Series Stock Acquisition Rights (with exercise price adjustment clauses) were completed on 17 September 2025.」
All exercises of the Second Series Stock Acquisition Rights were completed on 17 September 2025. During the interim period, 10,090 rights were exercised, bringing cumulative exercises to 60,000 and cumulative funds raised to ¥1.559 billion. - FY2025AdvancedAnnual report
「Number of stock acquisition rights, etc., with exercise price adjustment clauses exercised during the period (units) 4,038,000 Number of shares delivered upon exercise during the period (shares) 4,039,000 Funds raised through exercises during the period (¥ millions) 1,041 Cumulative number of stock acquisition rights, etc., with exercise price adjustment clauses exercised as of the end of the period (units) 49,910 Cumulative number of shares delivered in connection with stock acquisition rights, etc., with exercise price adjustment clauses as of the end of the period (shares) 4,991,000 Cumulative funds raised through stock acquisition rights, etc., with exercise price adjustment clauses as of the end of the period (¥ millions) 1,309」
The Second Series Stock Acquisition Rights resulted in the issuance of 4,039,000 shares and raised ¥1.041 billion during the fiscal year. Cumulative funds raised reached ¥1.309 billion, indicating progress in exercises and fundraising from the previous fiscal year. - FY2025-H1AdvancedAnnual report
「Number of stock acquisition rights, etc., with exercise price adjustment clauses exercised during the interim accounting period (units) 20,060 Number of shares delivered upon exercise during the interim accounting period (shares) 2,006,000 Average exercise price, etc., during the interim accounting period (¥) 267 Funds raised through exercises during the interim accounting period (¥ millions) 535 Cumulative number of stock acquisition rights, etc., with exercise price adjustment clauses exercised as of the end of the interim accounting period (units) 29,580 Cumulative number of shares delivered in connection with stock acquisition rights, etc., with exercise price adjustment clauses as of the end of the interim accounting period (shares) 2,958,000 Cumulative funds raised through stock acquisition rights, etc., with exercise price adjustment clauses as of the end of the interim accounting period (¥ millions) 803」
During the interim period, 20,060 stock acquisition rights were exercised and ¥535 million was raised. Cumulatively, the figures were 29,580 rights, 2,958,000 shares and ¥803 million, indicating progress in fundraising from the previous fiscal year. - FY2024AdvancedAnnual report
「During the period, 26,016 First Series Stock Acquisition Rights were exercised, bringing cumulative exercises to 65,000 and cumulative funds raised to ¥1,680 million. During the period, 9,520 Second Series Stock Acquisition Rights were exercised, 952,000 shares were delivered and ¥267 million was raised.」
All 65,000 First Series Stock Acquisition Rights were exercised, raising ¥1.68 billion, while 9,520 Second Series Stock Acquisition Rights were exercised and ¥267 million was raised. - FY2024-Q3AdvancedAnnual report
「First Series Stock Acquisition Rights (with exercise price adjustment clauses) Number of stock acquisition rights, etc., with exercise price adjustment clauses exercised during the quarter (units) 2,940 Cumulative number of stock acquisition rights, etc., with exercise price adjustment clauses exercised as of the end of the quarter (units) 65,000 Cumulative funds raised through stock acquisition rights, etc., with exercise price adjustment clauses as of the end of the quarter (¥ millions) 1,680 Second Series Stock Acquisition Rights (with exercise price adjustment clauses) Number of stock acquisition rights, etc., with exercise price adjustment clauses exercised during the quarter (units) 730 Cumulative funds raised through stock acquisition rights, etc., with exercise price adjustment clauses as of the end of the quarter (¥ millions) 19」
The First Series Stock Acquisition Rights had 2,940 exercises during the third quarter, bringing cumulative exercises to 65,000 and cumulative funds raised to ¥1.680 billion. The company also issued the Second Series Stock Acquisition Rights, of which 730 were exercised and ¥19 million was raised, adding to and advancing its fundraising instruments. - FY2024-Q2AdvancedAnnual report
「Number of stock acquisition rights, etc., with exercise price adjustment clauses exercised during the quarter (units) 12,200 Number of shares delivered upon exercise during the quarter (shares) 1,220,000 Funds raised through exercises during the quarter (¥ millions) 340 Cumulative number of stock acquisition rights, etc., with exercise price adjustment clauses exercised as of the end of the quarter (units) 62,060 Cumulative number of shares delivered in connection with stock acquisition rights, etc., with exercise price adjustment clauses as of the end of the quarter (shares) 6,206,000 Cumulative funds raised through stock acquisition rights, etc., with exercise price adjustment clauses as of the end of the quarter (¥ millions) 1,602」
During the second quarter, 12,200 stock acquisition rights were exercised, 1,220,000 shares were issued and ¥340 million was raised. Cumulatively, the figures were 62,060 rights, 6,206,000 shares and ¥1.602 billion, indicating progress in fundraising from the end of the previous quarter. - FY2024-Q1AdvancedAnnual report
「Number of stock acquisition rights, etc., with exercise price adjustment clauses exercised during the quarter (units) 10,876 Number of shares delivered upon exercise during the quarter (shares) 1,087,600 Funds raised through exercises during the quarter (¥ millions) 257 Cumulative number of stock acquisition rights, etc., with exercise price adjustment clauses exercised as of the end of the quarter (units) 49,860 Cumulative number of shares delivered in connection with stock acquisition rights, etc., with exercise price adjustment clauses as of the end of the quarter (shares) 4,986,000 Cumulative funds raised through stock acquisition rights, etc., with exercise price adjustment clauses as of the end of the quarter (¥ millions) 1,261」
During the first quarter, 10,876 stock acquisition rights were exercised, 1,087,600 shares were issued and ¥257 million was raised. Cumulatively, the figures were 49,860 rights, 4,986,000 shares and ¥1.261 billion, indicating progress in fundraising from the end of the previous quarter. - FY2023AdvancedAnnual report
「Number of stock acquisition rights, etc., with exercise price adjustment clauses exercised during the period (units) 13,164 Number of shares delivered upon exercise during the period (shares) 1,316,400 Funds raised through exercises during the period (¥ millions) 320 Fiscal year 54 Number of stock acquisition rights, etc., with exercise price adjustment clauses exercised during the period (units) 38,984 Number of shares delivered upon exercise during the period (shares) 3,898,400 Funds raised through exercises during the period (¥ millions) 1,003」
A total of 38,984 stock acquisition rights with exercise price adjustment clauses were exercised during the full fiscal year, 3,898,400 shares were issued and ¥1.003 billion was raised. Fundraising progressed from the cumulative ¥683 million as of the end of the third quarter of the previous fiscal year. - FY2023-Q3AdvancedAnnual report
「Number of stock acquisition rights, etc., with exercise price adjustment clauses exercised during the quarter (units) 4,185 Number of shares delivered upon exercise during the quarter (shares) 418,500 Funds raised through exercises during the quarter (¥ millions) 96 Cumulative number of stock acquisition rights, etc., with exercise price adjustment clauses exercised as of the end of the quarter (units) 25,820 Cumulative number of shares delivered in connection with stock acquisition rights, etc., with exercise price adjustment clauses as of the end of the quarter (shares) 2,582,000 Cumulative funds raised through stock acquisition rights, etc., with exercise price adjustment clauses as of the end of the quarter (¥ millions) 683」
During the third quarter, 4,185 stock acquisition rights were exercised, 418,500 shares were issued and ¥96 million was raised. Cumulatively, 25,820 rights had been exercised, 2,582,000 shares had been delivered and ¥683 million had been raised, indicating progress in fundraising. - FY2023-Q2AdvancedAnnual report
「Number of stock acquisition rights, etc., with exercise price adjustment clauses exercised during the quarter (units) 15,565 Number of shares delivered upon exercise during the quarter (shares) 1,556,500 Funds raised through exercises during the quarter (¥ millions) 415」
During the second quarter, 15,565 stock acquisition rights with exercise price adjustment clauses were exercised, 1,556,500 shares were issued and ¥415 million was raised. Cumulatively, the figures were 21,635 rights, 2,163,500 shares and ¥586 million, indicating progress in fundraising. - FY2023-Q1AdvancedAnnual report
「During the first quarter accounting period, the stock acquisition rights associated with stock acquisition rights with exercise price adjustment clauses, etc., were exercised as follows: …Number of stock acquisition rights, etc., with exercise price adjustment clauses exercised during the quarter (units) 6,070…Number of shares delivered upon exercise during the quarter (shares) 607,000…Funds raised through exercises during the quarter (¥ millions) 171」
During the first quarter, 6,070 stock acquisition rights with exercise price adjustment clauses were exercised, 607,000 shares were issued and ¥171 million was raised. The fundraising instrument resolved on and issued in the previous fiscal year has progressed to actual fundraising. - FY2022First statedAnnual report
「At a meeting of its board of directors held on 16 March 2022, the company resolved to issue through a third-party allotment its First Series of stock acquisition rights with exercise price adjustment clauses. Payment in full of the aggregate issue price of these stock acquisition rights was completed on 1 April 2022. The number of stock acquisition rights issued was 65,000, the number of potential shares associated with the issue was 6,500,000, and the amount of funds raised was ¥2,125,440,000.」
The company issued stock acquisition rights through a third-party allotment and plans to raise up to approximately ¥2.1 billion during the exercise period from April 2022 through April 2024. Intended uses of the funds include capital expenditures related to business structural reform, repayment of borrowings, dividends on preferred shares and preparation for the redemption of Class A preferred shares.