Establishing Internal Control and Compliance Systems
First written in FY2016. 3 of 6 entries say "Advanced", first in FY2019. Latest entry: FY2021.
19 other companies' latest entry also says "Advanced".
- FY2021AdvancedAnnual report
「The Compliance Department, comprising 5 people, is responsible for internal audit. By auditing the performance of operations and compliance with various regulations in each business execution division, it works to instil corporate ethics and a commitment to legal compliance.」
The company discloses that the Compliance Department is responsible for internal audit and, with a 5-person team, audits operational performance and compliance with regulations. In addition, no material deficiencies were identified in the evaluation of internal control effectiveness. - FY2020AdvancedAnnual report
「The company has established a framework under which the heads and officers of each business division share a common understanding of the issues and problems in their own divisions, the Internal Audit Office leads investigations, and the results, including the status of resolution, are reported to and discussed by the Board of Directors.」
The company has specified a risk management framework under which each business division identifies its issues, the Internal Audit Office conducts investigations, and the results are reported to and discussed by the Board of Directors. - FY2019AdvancedAnnual report
「Based on the business descriptions, business flowcharts, and risk-control matrices for sales, purchasing and other operations prepared in accordance with the Internal Control Implementation Plan, the Internal Audit Office evaluated the effectiveness of internal controls in each business process. As a result, no material deficiencies were identified.」
The Internal Audit Office evaluated the effectiveness of internal controls in business processes including sales and purchasing and reported that no material deficiencies were identified. - FY2018RestatedAnnual report
「The Internal Audit Office, comprising 3 people, is responsible for internal audit. By auditing the performance of operations and compliance with various regulations in each business execution division from the perspectives of legality and reasonableness, it works to instil corporate ethics and a commitment to legal compliance.」
The company continues to maintain its internal control and compliance framework through audits by the 3-person Internal Audit Office of operational performance and compliance with regulations. - FY2017RestatedAnnual report
「The Internal Audit Office, comprising 3 people, is responsible for internal audit. By auditing the performance of operations and compliance with various regulations in each business execution division from the perspectives of legality and reasonableness, it works to instil corporate ethics and a commitment to legal compliance.」
The company continues to conduct audits of operations and compliance with regulations through the Internal Audit Office and promote internal control and compliance. - FY2016First statedAnnual report
「With regard to the social responsibilities that companies should fulfil, the company is promoting internal development aimed at establishing internal control and compliance frameworks, while」
The company has a policy of developing internal control and compliance as part of its social responsibilities.