Compliance with Laws and Regulations
First written in FY2017-Q1. 7 of 11 entries say "Advanced", first in FY2018. Latest entry: FY2026.
28 other companies' latest entry also says "Advanced".
- FY2026AdvancedAnnual report
「At the Compliance Meeting (Management Meeting), we established the fiscal year 2025 compliance program, and our officers and employees worked to implement it. To prevent the recurrence of problematic cases and violations of laws and regulations, among other objectives, the Compliance Meeting (Management Meeting) is generally held once every 3 months. During the fiscal year under review, it was held 5 times for discussion and other matters.」
The establishment of the fiscal year 2025 compliance program and the operating record of holding the Compliance Meeting 5 times during the fiscal year were stated. - FY2024AdvancedAnnual report
「At the Compliance Meeting (Management Meeting), we established the fiscal year 2023 compliance program, and our officers and employees worked to implement it. To prevent the recurrence of problematic cases and violations of laws and regulations, among other objectives, the Compliance Meeting (Management Meeting) is generally held once every 3 months. During the fiscal year under review, it was held 4 times for discussion and other matters.」
The establishment of the fiscal year 2023 compliance program and the operating record of holding the Compliance Meeting 4 times during the year were stated. - FY2022AdvancedAnnual report
「To further promote compliance-based management by enhancing the effectiveness of the internal whistleblowing system, we underwent an assessment by a designated registration body and renewed the Internal Whistleblower System Certification (Self-Declaration of Conformity Registration System) administered by the Consumer Affairs Agency.」
The Internal Whistleblower System Certification progressed from obtained to renewed. The establishment of the annual compliance program, 4 meetings held and operation of the hotline were also stated. - FY2021AdvancedAnnual report
「To further promote compliance-based management by enhancing the effectiveness of the internal whistleblowing system, we underwent an assessment by a designated registration body and obtained the Internal Whistleblower System Certification (Self-Declaration of Conformity Registration System) administered by the Consumer Affairs Agency.」
In addition to operating the compliance hotline, the Internal Whistleblower System Certification administered by the Consumer Affairs Agency was obtained. - FY2020AdvancedAnnual report
「We appropriately operate the compliance hotline, a system for direct reporting by officers, employees and others of our Group to the compliance oversight department and other relevant departments. The compliance oversight department promptly responded to reports of problematic cases and other matters to implement corrective and improvement measures.」
In addition to the annual compliance program and 4 meetings held during the year, the operation of the Group-wide compliance hotline was stated. - FY2019AdvancedAnnual report
「At a management meeting, we established the fiscal year 2018 compliance program, and our officers and employees worked to implement it. To prevent the recurrence of problematic cases and violations of laws and regulations, among other objectives, a compliance meeting composed primarily of representative directors and directors is generally held once every 3 months as one of the management meetings. During the fiscal year under review, it was held 4 times for discussion and decision-making, among other matters.」
The establishment of the annual compliance program, meetings generally held once every 3 months, and 4 meetings held during the fiscal year were stated. - FY2019-Q1RestatedAnnual report
「As a Group, we will work to rebuild business operations at 東日本銀行 with customer interests and compliance as the highest priorities, and to strengthen its governance framework.」
Following the issues at 東日本銀行, the rebuilding of business operations with compliance as the highest priority was explicitly stated. The policy emphasizing compliance with laws and regulations was reaffirmed. - FY2018AdvancedAnnual report
「At a management meeting, we established the fiscal year 2017 compliance program, and our officers and employees worked to implement it. To prevent the recurrence of problematic cases and violations of laws and regulations, among other objectives, a compliance meeting composed primarily of representative directors and directors is generally held once every 3 months as one of the management meetings. During the fiscal year under review, it was held 4 times for discussion and decision-making, among other matters.」
The establishment of the compliance program, quarterly meetings and 4 meetings held during the fiscal year were stated. - FY2017-Q3RestatedAnnual report
「Our Group enforces compliance among its officers and employees to ensure compliance with applicable laws and regulations. However, failure to comply with these laws and regulations could affect our Group's business operations and results of operations.」
Reiterated the compliance policy and the potential impact on business operations and results of operations in the event of violations. - FY2017-Q2RestatedAnnual report
「Our Group enforces compliance among its officers and employees to ensure compliance with applicable laws and regulations. However, failure to comply with these laws and regulations could affect our Group's business operations and results of operations.」
Reiterated the compliance policy and the potential impact on business operations and results of operations in the event of violations. - FY2017-Q1First statedAnnual report
「Our Group enforces compliance among its officers and employees to ensure compliance with applicable laws and regulations.」
Compliance with laws and regulations was stated as an ongoing management policy.