Komori
Recomm (3323) · InitiativeAdvanced

Capital Raising through Private Placements and the Exercise of Stock Acquisition Rights

First written in FY2016-Q3. 17 of 21 entries say "Advanced", first in FY2017-Q2. Latest entry: 2026-10-16.

21entries
11years
2from disclosures
Share on X
How it moved
ProgressHeldSoftenedWorseAdvancedFY2017-Q2 – 2026-10-162016: 220162017: 320172018: 420182019: 320192020: 420202021: 120212022: 220222023: 020232024: 020242025: 020252026: 22026
Same theme, other companies

11 other companies' latest entry also says "Advanced".

Ridges = years it wrote progress, valleys = years it wrote worse. Most hopeful companies at the back. Drag to turn, scroll to zoom, right-drag to pan. On a phone, two fingers turn and pinch to zoom; one finger scrolls the page.
Showing 14 of the 21 companies compared. The sentences above are computed from all 21.
Full recordFilings, disclosures and news, newest first
  1. FY2022AdvancedAnnual report

    「Between 1 October 2021 and the filing date, the exercise of the 13th series of stock acquisition rights increased total shares issued by 24,000 and stated capital and the capital reserve by ¥1.781 million each.」

    The exercise of the 13th series of stock acquisition rights resulted in the issuance of 24,000 shares and increased stated capital and the capital reserve by ¥1.781 million each.
  2. FY2022-Q1AdvancedAnnual report

    「1 October 2021–31 December 2021 24,000 82,630,255 1,781 2,447,952 1,781 2,247,952 (Note) Increase resulting from the exercise of stock acquisition rights.」

    The exercise of stock acquisition rights during the first quarter of the current fiscal year resulted in the issuance of 24,000 shares and increased stated capital and the capital reserve by ¥1.781 million each.
  3. FY2021-Q1AdvancedAnnual report

    「1 October 2020–31 December 2020 234,500 82,606,255 8,257 2,446,171 8,257 2,446,171 (Note) Increase resulting from the exercise of stock acquisition rights.」

    The exercise of stock acquisition rights during the first quarter of the current fiscal year increased the number of shares by 234,500 and increased stated capital and the capital reserve by ¥8.257 million each.
  4. FY2020AdvancedAnnual report

    「From 1 October 2019 through 30 September 2020, the exercise of the 9th and 19th series of stock acquisition rights and the 2nd series of unsecured convertible bonds with stock acquisition rights increased total shares issued by 11,554,255, stated capital by ¥623.266 million and the capital reserve by ¥623.266 million.」

    The exercise of stock acquisition rights and convertible bonds with stock acquisition rights resulted in the issuance of 11,554,255 shares and increased stated capital and the capital reserve by ¥623 million each.
  5. FY2020-Q3AdvancedAnnual report

    「Liabilities decreased by ¥879 million from the end of the previous consolidated fiscal year to ¥4,696 million. This was mainly due to the conversion claims being exercised in full on ¥1 billion of convertible bonds with stock acquisition rights, among other factors.」

    Conversion claims were exercised in full on ¥1 billion of convertible bonds with stock acquisition rights, advancing new share issuance and capital raising. The company also reported the issuance of 5,555,553 shares and capital raising of ¥600 million through exercises of these bonds during the quarter.
  6. FY2020-Q2AdvancedAnnual report

    「Number of convertible bonds with stock acquisition rights subject to an exercise-price adjustment clause and other instruments exercised during the quarter (units) 16 Number of shares delivered upon exercise during the quarter (shares) 3,703,702 Funds raised through exercises during the quarter (¥ thousand) 400,000」

    During the second quarter, 16 convertible bonds with stock acquisition rights subject to an exercise-price adjustment clause and other instruments were exercised, resulting in the delivery of 3,703,702 shares and capital raising of ¥400 million.
  7. FY2020-Q1AdvancedAnnual report

    「1 October 2019–31 December 2019 (Note) 45,000 70,862,500 548 1,815,196 548 1,615,196 (Note) Increase resulting from the exercise of stock acquisition rights.」

    The exercise of stock acquisition rights during the first quarter resulted in the issuance of 45,000 shares and increased stated capital and the capital reserve by ¥548,000 each.
  8. FY2019-Q3AdvancedAnnual report

    「The increase comprised the issuance of 3,350,000 new shares through a private placement to 株式会社エフティグループ and Macquarie Bank Limited, with 4 June 2019 as the payment date, and the increase resulting from the exercise of stock acquisition rights during the third quarter of the current fiscal year.」

    In addition to issuing 3.35 million shares through a private placement to FT Group and Macquarie Bank, the company issued ¥1 billion of convertible bonds with stock acquisition rights subject to an exercise-price adjustment clause and the 19th series of stock acquisition rights, expanding its capital-raising options.
  9. FY2019-Q2AdvancedAnnual report

    「1 January 2019–31 March 2019 500,000 67,459,500 16,002 1,565,161 16,002 1,365,161 (Note) Increase resulting from the exercise of stock acquisition rights.」

    The exercise of stock acquisition rights during the second quarter resulted in the issuance of 500,000 shares and increased stated capital and the capital reserve by ¥16.002 million each.
  10. FY2019-Q1AdvancedAnnual report

    「1 October 2018–31 December 2018 (Note) 9,000 66,959,500 465 1,549,159 465 1,349,159 (Note) Increase resulting from the exercise of stock acquisition rights.」

    During the first quarter, 9,000 shares were issued through the exercise of stock acquisition rights, increasing stated capital and the capital reserve by ¥465,000 each. The number of shares issued as of the filing date was 67,459,500.
  11. FY2018AdvancedAnnual report

    「The principal components of funds raised were ¥624.559 million from the issuance of shares and ¥436.220 million from the issuance of shares upon the exercise of stock acquisition rights.」

    During the fiscal year, the company raised ¥624.559 million through the issuance of shares and ¥436.220 million through the exercise of stock acquisition rights, also increasing stated capital and capital surplus.
  12. FY2018-Q3AdvancedAnnual report

    「The increase comprised the issuance through a private placement to Macquarie Bank Limited of 1,731,000 new shares, with 4 April 2018 as the payment date (issue price: ¥289 per share; amount included in stated capital: ¥144.5 per share), and the exercise of stock acquisition rights during the third quarter of the current fiscal year (391,500 shares).」

    The company issued 1,731,000 new shares through a private placement and increased the number of shares by 391,500 through the exercise of stock acquisition rights, advancing its capital raising.
  13. FY2018-Q2RaisedAnnual report

    「Pursuant to a resolution of the Board of Directors held on 19 March 2018, the company issued new shares through a private placement, with Macquarie Bank Limited as the allottee and 4 April 2018 as the payment date (the "Private Placement"), and issued the 18th series of stock acquisition rights (the "Stock Acquisition Rights Issuance").」

    In addition to the exercise of existing stock acquisition rights and other measures, after the filing date the company carried out a private placement of 1,731,000 shares and issued stock acquisition rights representing 9,000,000 potential shares, expanding the scale of its capital raising.
  14. FY2018-Q1AdvancedAnnual report

    「As of the filing date Number of shares issued (shares) Common shares 61,232,000」

    The number of shares issued increased from 60,116,900 at the end of the first quarter to 61,232,000 as of the filing date, reflecting progress in share issuance through the exercise of stock acquisition rights.
  15. FY2017RaisedAnnual report

    「The company resolved to issue new shares through a private placement and to issue the 17th series of stock acquisition rights.」

    After the fiscal year-end, the company resolved to make a private placement of 1.1 million common shares and issue the 17th series of stock acquisition rights representing 3 million potential shares, thereby expanding its capital-raising plan.
  16. FY2017-Q3AdvancedAnnual report

    「As a result of receiving payment from Oak Capital Corporation for the exercise of stock acquisition rights on 14 February and 27 June 2017, among other factors, stated capital and capital surplus each increased by ¥78.969 million.」

    The exercise of stock acquisition rights in February and June 2017, among other factors, increased stated capital and capital surplus by ¥78.969 million each.
  17. FY2017-Q2AdvancedAnnual report

    「On 14 February 2017, the company received payment from Oak Capital Corporation for the exercise of stock acquisition rights, increasing stated capital and capital surplus by ¥25.283 million each.」

    The exercise of stock acquisition rights increased stated capital and capital surplus by ¥25.283 million each.
  18. FY2016RestatedAnnual report

    「Funds provided by financing activities amounted to ¥373 million. This was attributable primarily to an increase of ¥441 million from the payment for newly issued shares through a private placement and the exercise of stock acquisition rights, partly offset by a ¥78 million decrease in long-term borrowings as the company refinanced and repaid interest-bearing debt, among other factors.」

    The company confirmed capital raising through a private placement and the exercise of stock acquisition rights as results for the fiscal year.
  19. FY2016-Q3First statedAnnual report

    「On 29 February 2016, the company received payment from Oak Capital Corporation for a private placement, increasing stated capital and the capital reserve by ¥50.001 million each. In addition, during the first and second quarters of the consolidated fiscal year, the company received payment for the exercise of stock acquisition rights, increasing stated capital and the capital reserve by ¥174.712 million each.」

    Stated capital and the capital reserve increased through the private placement and the exercise of stock acquisition rights in the first and second quarters.
Moved together

"Debt guarantee exposure related to sales contracts, etc." moved the same way as this thread, in the same document, in 14 of its 21 moves.

14131312109★123456
  1. ★This thread
  2. 1Debt guarantee exposure related to sales contracts, etc.14×
  3. 2Expansion of bases and product offerings for overseas operations13×
  4. 3BPO Business Posts Operating Profit13×
  5. 4Financing through Short- and Long-Term Borrowings and Refinancing12×
  6. 5Expanding Existing Businesses Through Alliances and M&A10×
  7. 6Developing environmental-related business into a revenue pillar second only to the information and communications business9×

★ is this thread; numbers match the list above. The number on a line is how many documents both moved the same way in; lines between the other threads count the documents they moved together in too. Threads that move together often sit closer.

When this could move next
No upcoming earnings preview for Recomm yet. It last moved in the Business Alliances of 2026-10-16: "Advanced".
News
No news is linked to this thread yet. When an article touches it, it will appear here by date.
Capital Raising through Private Placements and the Exercise of Stock Acquisition Rights | RECOMM CO.,LTD. (3323) | Komori