Controls Through the Compliance and Risk Management Committee and Internal Audit
First written in FY2016. 3 of 6 entries say "Advanced", first in FY2018. Latest entry: 2026-10-15.
The whole theme swung hardest in 2024: 4 of 23 companies on the "Worse" side.
1 other company's latest entry also says "Materialised".
- 2026-10-15MaterialisedOccurring Fact
「当社グループは、本件の発覚を受け、内部調査委員会を設置し、事実関係の全容解明、対象となる取引範囲の特定、発生原因の分析及び再発防止策の検討を進めております。」
元従業員による不正行為が判明し、従来開示していたコンプライアンス・リスク管理及び内部統制のテーマについて、実際の不正事案の発生と、内部調査委員会による原因分析・再発防止策の検討が開示された。 - FY2026AdvancedAnnual report
「The company conducts compliance training once a year for officers, employees and others at its group companies to strengthen awareness of compliance.」
The company held the Compliance and Risk Management Council 12 times during the year and continued its compliance training. It disclosed 34,041 training participants and 0 serious violations of laws and regulations. - 2026-06-02RestatedGovernance
「Through sufficient coordination with the internal audit department and other functions and the identification of various risks, we have confirmed that an appropriate risk management framework has been established across the group and the entire value chain.」
The company assessed its internal controls, internal audit, risk identification and risk management framework across the entire value chain as functioning appropriately. - FY2022AdvancedAnnual report
「The company holds the UT Group Compliance and Risk Management Council once a month as an advisory body to the Board of Directors. The council is chaired by the head of the department overseeing the compliance function and includes external attorneys.」
In addition to its track record of meeting 12 times annually, the company has stated that the council operates as a monthly control mechanism. - FY2018AdvancedAnnual report
「The company has established the UT Group Compliance and Risk Management Council, which includes external attorneys, to deliberate on compliance policies and activity plans for all group companies, investigate violations of laws and internal rules, and formulate measures to prevent recurrence. The council met 12 times during the fiscal year.」
The Compliance and Risk Management Council, attended by external attorneys, met 12 times during the year and discussed measures to prevent recurrence in addition to sharing information on violations. - FY2016First statedAnnual report
「The company has established the UT Group Compliance and Risk Management Council, which includes external attorneys, to deliberate on compliance policies and activity plans for all group companies, investigate violations of laws and internal rules, and formulate measures to prevent recurrence.」
The company operates group-wide controls through a council attended by external attorneys, an internal whistleblowing system and internal audits, among other measures.