Losses and Reputational Damage from Violations of Laws and Regulations
First written in FY2017. 1 of 2 entries say "Mitigated", first in FY2021. Latest entry: FY2021.
The whole theme swung hardest in 2026: 4 of 13 companies on the "Worse" side.
8 other companies' latest entry also says "Mitigated".
- FY2021MitigatedAnnual report
「The Group has established the NEC Capital Solutions Group Code of Conduct and works to ensure compliance not only with laws and regulations but also with broader social norms through compliance training and an internal whistleblowing system.」
The response to the risk of violations of laws and regulations through the code of conduct, compliance training and the internal whistleblowing system is described. - FY2017First statedAnnual report
「The Group has established the NEC Capital Solutions Group Code of Conduct and works to ensure compliance not only with laws and regulations but also with broader social norms through compliance training and an internal whistleblowing system. However, violations could affect the Group's business performance and other matters through losses from penalties, contract termination and damages, suspension of operations, cancellation of registrations and licenses, deterioration in creditworthiness and reputational damage.」
Penalties, suspension of operations, cancellation of licenses and deterioration in creditworthiness resulting from violations of financial laws and regulations, the Act on the Protection of Personal Information, the Antimonopoly Act and other laws are identified as risks.