Komori
Tokai Tokyo Financial Holdings (8616) · RiskFirst statedLatest Presentation on financial results (2026-10-30): "Worsened"

Legal and Capital Adequacy Regulatory Risk

First written in FY2016. 1 of 2 entries say "Worsened", first in 2026-10-30. Latest entry: 2026-10-30.

2entries
11years
1from disclosures
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How it moved
ProgressHeldSoftenedWorseFirst statedFY20162016: 120162017: 020172018: 020182019: 020192020: 020202021: 020212022: 020222023: 020232024: 020242025: 020252026: 12026
Same theme, other companies
Risk of constraints on financial business due to a decline in the net capital ratioA theme 22 companies write about · 21 as a headwind · 0 as a tailwind

Tokai Tokyo Financial Holdings moved to the "Worse" side of this theme in 2026, 3 years after the typical company in this theme (2023).

The whole theme swung hardest in 2025: 4 of 14 companies on the "Worse" side.

3 other companies' latest entry also says "Worsened".

Ridges = years it wrote progress, valleys = years it wrote worse. Most hopeful companies at the back. Drag to turn, scroll to zoom, right-drag to pan. On a phone, two fingers turn and pinch to zoom; one finger scrolls the page.
Showing 14 of the 22 companies compared. The sentences above are computed from all 22.
Full recordFilings, disclosures and news, newest first
  1. 2026-10-30WorsenedPresentation on financial results

    「前年度末比で 75.4ポイント減少し、387.3%」

    東海東京証券の自己資本規制比率が前年度末の462.7％から387.3％へ低下し、市場リスク相当額等の増加による比率低下が示された。
  2. FY2016First statedAnnual report

    「In addition, first-class financial instruments business operators, including Tokai Tokyo Securities Co., Ltd., are required under these laws and regulations to maintain the prescribed capital adequacy ratio. If the ratio falls below the prescribed level, the Group could be ordered to suspend operations, which could adversely affect its financial position and business results.」

    The risks assumed include violations of the Financial Instruments and Exchange Act and other laws, and administrative sanctions resulting from a decline in the capital adequacy ratio.
Moved together

None of this company's other threads moved the same way in the same document twice or more.

When this could move next
Tokai Tokyo Financial Holdings's next results are scheduled for 2026-10-30. Read the earnings preview It last moved in the Presentation on financial results of 2026-10-30: "Worsened".
News
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