Securing stable revenue through net growth in mutual fund assets under custody
First written in FY2016. 16 of 40 entries say "Advanced", first in FY2018-Q3. Latest entry: 2026-10-15.
The whole theme swung hardest in 2020: 1 of 7 companies on the "Worse" side.
0 other companies' latest entry also says "Cited as achieved".
- FY2026AdvancedAnnual report
「Other fees received, consisting mainly of agency fees for securities investment trusts, rose 19.9% year on year to ¥3,290 million because the average balance of assets under custody in equity investment trusts increased 13.9% to ¥386.8 billion.」
Average assets under custody and agency fees for equity investment trusts exceeded the previous fiscal year, indicating progress toward stable earnings based on balances. - FY2026-H1AdvancedAnnual report
「Other fees received, consisting mainly of agency fees on investment trusts, amounted to ¥1,495 million, as the average balance of assets under custody in equity investment trusts increased to ¥355.1 billion, up 5.2% from the previous interim consolidated accounting period.」
Average assets under custody and agency fees for equity investment trusts exceeded the same period of the previous year, indicating progress toward securing stable earnings based on mutual fund balances. - FY2025AdvancedAnnual report
「Other fees received amounted to ¥2,743 million, as the average balance of assets under custody in equity investment trusts increased to ¥339.5 billion, up 18.8% from the previous consolidated fiscal year.」
Both average assets under custody and agency fees for mutual funds increased, indicating progress toward securing stable earnings based on balances. - FY2025-H1RaisedAnnual report
「Equity investment trust balances: ¥500 billion or more; ¥328.3 billion. NISA account balances: ¥104 billion or more; ¥63.1 billion.」
Under the revised Sixth Medium-Term Management Plan, targets for 31 March 2028 were set at ¥500 billion or more for equity investment trust balances and ¥104 billion or more for NISA account balances. - FY2024AdvancedAnnual report
「The Group also aims to secure stable earnings generated by expanding its customer base, primarily through growth in assets under custody. Under this policy, the Group focused on mutual fund sales during the consolidated fiscal year, with mutual fund sales commissions increasing to ¥3,217 million, up ¥986 million from the previous consolidated fiscal year, and trust fees (agency fees) increasing to ¥2,003 million, up ¥185 million.」
Both mutual fund sales commissions and trust fees increased, indicating progress toward securing stable earnings based on assets under custody. - FY2024-Q3RaisedAnnual report
「New target for equity investment trust balances: ¥417.0 billion Other fees received, consisting mainly of agency fees on investment trusts, amounted to ¥1,667 million, as the average balance of assets under custody in equity investment trusts increased to ¥275.3 billion, up 7.3% year on year.」
A new target of ¥417.0 billion was set for equity investment trust balances. In addition, average assets under custody and agency fees for the quarter both exceeded the same period of the previous year. - FY2024-Q2AdvancedAnnual report
「Other fees received, consisting mainly of agency fees on investment trusts, amounted to ¥1,084 million, as the average balance of assets under custody in equity investment trusts increased to ¥273.1 billion, up 5.0% year on year.」
Average assets under custody and agency fees for mutual funds exceeded the same period of the previous year, indicating progress toward securing stable earnings based on balances. - FY2024-Q1Mutual fund sales commissions increased, while agency fees declined slightly.Annual report
「Handling fees for offerings, secondary distributions, solicitations to sell to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥722 million, as the offering amount for equity investment trusts increased to ¥27.0 billion (up 64.8% year on year). Other receipt fees amounted to ¥525 million (up 1.1% year on year), as life insurance agency fees increased to ¥34 million (up 39.9% year on year), despite agency fees declining to ¥458 million (down 0.6% year on year).」
Handling fees from mutual fund sales increased, but agency fees based on mutual fund balances declined 0.6% year on year. Progress toward stable earnings through net growth in balances was uneven. - FY2023-Q3WorsenedAnnual report
「Other fees received, consisting mainly of agency fees on investment trusts, amounted to ¥1,567 million, as the average balance of assets under custody in equity investment trusts declined to ¥256.4 billion, down 11.7% year on year.」
Regarding stable earnings through growth in mutual fund balances, average assets under custody and agency fees fell below the same period of the previous year. Sales commissions also declined 38.4% year on year. - FY2023-Q2WorsenedAnnual report
「Other fees received, consisting mainly of agency fees on investment trusts, amounted to ¥1,049 million, as the average balance of assets under custody in equity investment trusts declined to ¥259.9 billion, down 9.1% year on year.」
Regarding stable earnings through growth in mutual fund balances, average assets under custody and agency fees fell below the same period of the previous year. Sales commissions also declined 48.8% year on year. - FY2023-Q1WorsenedAnnual report
「Handling fees for offerings, secondary distributions, solicitations to sell to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥450 million, as the offering amount for equity investment trusts declined to ¥16.3 billion (down 55.6% year on year). Other receipt fees, consisting mainly of agency fees for securities investment trusts, amounted to ¥518 million, as the average balance of assets under custody in equity investment trusts declined to ¥258.9 billion (down 9.1% year on year).」
Regarding stable earnings through growth in mutual fund balances, average assets under custody and agency fees fell below the same period of the previous year, and sales commissions also declined significantly. - FY2022Assets under custody and agency fees for mutual funds increased.Annual report
「Other fees received, consisting mainly of agency fees on investment trusts, amounted to ¥2,157 million, as the average balance of assets under custody in equity investment trusts increased to ¥285.0 billion, up 20.4% from the previous consolidated fiscal year.」
Average assets under custody and agency fees for mutual funds increased, while sales commissions declined, so progress toward stable earnings was uneven. - FY2022-Q3AdvancedAnnual report
「As increases in mutual fund sales and balances raised fund subscription fees and agency fees, operating revenue amounted to ¥8,822 million, or 103.2% year on year; ordinary income was ¥1,019 million, or 140.7%; and profit attributable to owners of the parent was ¥902 million, or 130.4%.」
Increases in mutual fund sales and balances raised subscription fees and agency fees, indicating progress toward securing stable earnings based on mutual fund balances. - FY2022-Q2AdvancedAnnual report
「Agency fees on investment trusts amounted to ¥1,074 million, as the average balance of assets under custody in equity investment trusts increased to ¥286.0 billion, or 134.0% year on year.」
Average assets under custody and agency fees for mutual funds exceeded the same period of the previous year, indicating progress toward securing stable earnings through growth in balances. - FY2022-Q1AdvancedAnnual report
「As sales of the company's exclusive China equity fund remained strong, fund subscription fees and agency fees increased. Operating revenue was ¥2,946 million, or 127.5% year on year; ordinary income was ¥387 million, compared with an ordinary loss of ¥151 million in the same period of the previous year; and profit attributable to owners of the parent was ¥361 million, compared with a quarterly net loss of ¥146 million in the same period of the previous year, marking a recovery from the previous year.」
Strong sales of the company's exclusive China equity fund increased fund subscription fees and agency fees, indicating progress toward securing stable earnings based on mutual fund balances. - FY2021AdvancedAnnual report
「The company focused on selling its China equity investment trust, and mutual fund sales commissions increased to ¥3,372 million, up ¥745 million from the previous consolidated fiscal year, while trust fees (agency fees) increased to ¥1,621 million, up ¥210 million.」
Both mutual fund sales commissions and trust fees increased, indicating progress toward securing stable earnings through growth in mutual fund assets under custody. - FY2021-Q3AdvancedAnnual report
「Other fees received, consisting mainly of agency fees on investment trusts, amounted to ¥1,251 million, as the average balance of assets under custody in equity investment trusts increased to ¥222.8 billion, or 111.0% year on year.」
Average assets under custody and agency fees for mutual funds exceeded the same period of the previous year, indicating progress toward securing stable earnings. - FY2021-Q2AdvancedAnnual report
「Agency fees on investment trusts amounted to ¥725 million, as the average balance of assets under custody in equity investment trusts increased to ¥213.4 billion, or 108.3% year on year.」
Average assets under custody and agency fees for mutual funds, which are the basis for securing stable earnings, exceeded the same period of the previous year, indicating progress toward stable earnings through growth in mutual fund balances. - FY2021-Q1WorsenedAnnual report
「Handling fees for offerings, secondary distributions, solicitations to sell to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥450 million, as the offering amount for equity investment trusts declined to ¥17.2 billion (71.0% of the year-earlier quarter). Other receipt fees, consisting mainly of agency fees for securities investment trusts, amounted to ¥370 million, as the average balance of assets under custody in equity investment trusts declined to ¥195.2 billion (97.7% of the year-earlier quarter).」
Regarding stable earnings through net growth in mutual fund balances, average assets under custody and agency fees fell below the same period of the previous year, and sales commissions also declined. - FY2020Sales commissions increased, while average assets under custody and agency fees declined.Annual report
「Handling fees for public offerings, secondary distributions, offers to sell to specified investors and other transactions, consisting mainly of sales commissions on investment trusts, amounted to ¥2,640 million, as subscription amounts for equity investment trusts increased to ¥98.3 billion, or 128.6% of the previous consolidated fiscal year. Other fees received, consisting mainly of agency fees on investment trusts, amounted to ¥1,611 million, as the average balance of assets under custody in equity investment trusts declined to ¥200.1 billion, or 96.0% of the previous consolidated fiscal year.」
Subscription amounts and sales commissions increased, but average assets under custody and agency fees fell below the previous fiscal year, and the shift toward stable earnings from mutual fund balances was uneven. - FY2020-Q3Sales commissions increased, while assets under custody and agency fees declined.Annual report
「Other fees received, consisting mainly of agency fees on investment trusts, amounted to ¥1,210 million, as the average balance of assets under custody in equity investment trusts declined to ¥200.6 billion, or 95.3% year on year.」
Regarding stable earnings through growth in mutual fund balances, sales commissions increased, while average assets under custody and agency fees declined. - FY2020-Q2Sales commissions exceeded the year-earlier period, while assets under custody and agency fees declined.Annual report
「Handling fees for offerings, secondary distributions, solicitations to sell to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥1.190 billion, as the offering amount for equity investment trusts increased to ¥45.1 billion (105.5% of the year-earlier quarter). Other receipt fees, consisting mainly of agency fees for securities investment trusts, amounted to ¥805 million, as the average balance of assets under custody in equity investment trusts declined to ¥197.0 billion (90.3% of the year-earlier quarter).」
Regarding mutual fund balances, which are the basis for securing stable earnings, sales commissions increased, while average assets under custody and agency fees declined. - FY2020-Q1Sales commissions increased, while average assets under custody and agency fees declined.Annual report
「Handling fees for offerings, secondary distributions, solicitations to sell to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥641 million, as the offering amount for equity investment trusts increased to ¥24.2 billion (113.2% of the year-earlier quarter). Other receipt fees, consisting mainly of agency fees for securities investment trusts, amounted to ¥406 million, as the average balance of assets under custody in equity investment trusts declined to ¥198.5 billion (91.3% of the year-earlier quarter).」
Regarding mutual fund balances, which are the basis for securing stable earnings, sales commissions increased, while average assets under custody and agency fees declined. - FY2019WorsenedAnnual report
「Mutual fund sales commissions were ¥2,069 million, down ¥1,012 million from the previous consolidated fiscal year, while trust fees (agency fees) were ¥1,465 million, down ¥8 million.」
Both mutual fund sales commissions and trust fees declined, and the shift toward stable earnings through growth in assets under custody receded from the previous fiscal year. - FY2019-Q3Sales commissions declined, while assets under custody and agency fees increased.Annual report
「Handling fees for offerings, secondary distributions, solicitations to sell to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥1.635 billion, as the offering amount for equity investment trusts declined to ¥60.4 billion (69.2% of the year-earlier quarter). Other receipt fees, consisting mainly of agency fees for securities investment trusts, amounted to ¥1.375 billion, as the average balance of assets under custody in equity investment trusts increased to ¥210.5 billion (100.8% of the year-earlier quarter).」
Regarding mutual fund balances as a source of stable earnings, average assets under custody and agency fees increased, while subscription amounts and sales commissions declined. - FY2019-Q2Sales commissions declined, while assets under custody and agency fees increased.Annual report
「Handling fees for offerings, secondary distributions, solicitations to sell to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥1.180 billion, as the offering amount for equity investment trusts declined to ¥42.7 billion (78.6% of the year-earlier quarter). Other receipt fees, consisting mainly of agency fees for securities investment trusts, amounted to ¥942 million, as the average balance of assets under custody in equity investment trusts increased to ¥218.1 billion (106.8% of the year-earlier quarter).」
Regarding the expansion of investment trust assets under management to secure stable earnings, the average balance of assets under management and agency fees increased, while the offering amount and sales commissions declined. - FY2019-Q1Sales commissions declined, but the average balance of assets under management and agency fees increasedAnnual report
「Other fees received, consisting mainly of agency fees for securities investment trusts, amounted to ¥473 million, or 116.9% year on year, as the average balance of equity investment trust assets under management increased to ¥217.4 billion, or 107.4% year on year.」
With respect to securing stable earnings through net growth in investment trust assets under management, the average balance of assets under management and agency fees exceeded the prior-year period, while the offering amount and sales commissions declined, indicating that progress has been uneven. - FY2018AdvancedAnnual report
「Under this policy, during the consolidated fiscal year, the company focused on selling thematic funds and other products centered on growth potential. Investment trust sales commissions increased by ¥552 million from the previous consolidated fiscal year to ¥3.082 billion, while trust fees, or agency fees, increased by ¥103 million to ¥1.473 billion.」
Sales of thematic funds and other products led both investment trust sales commissions and trust fees to exceed the previous fiscal year, demonstrating progress toward securing stable earnings. - FY2018-Q3AdvancedAnnual report
「Handling fees for offerings, secondary offerings, solicitations for sales to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥2.289 billion, as the offering amount for equity investment trusts increased to ¥87.3 billion, or 129.9% year on year. Other fees received, consisting mainly of agency fees for securities investment trusts, amounted to ¥1.265 billion, or 104.6% year on year, as the average balance of equity investment trust assets under management increased to ¥208.8 billion, or 101.7% year on year.」
The offering amount, sales commissions, average balance of assets under management and agency fees for equity investment trusts all exceeded the prior-year period, indicating progress in securing stable earnings. - FY2018-Q2Both sales commissions and agency fees increasedAnnual report
「Handling fees for offerings, secondary offerings, solicitations for sales to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥1.430 billion, as the offering amount for equity investment trusts increased to ¥54.3 billion, or 136.3% year on year. Other fees received, consisting mainly of agency fees for securities investment trusts, amounted to ¥822 million, or 102.1% year on year, although the average balance of equity investment trust assets under management declined to ¥204.1 billion, or 99.1% year on year, as the balances of funds with higher fee rates increased, among other factors.」
Both sales commissions and agency fees for equity investment trusts exceeded the prior-year period. However, the average balance of assets under management declined to 99.1% of the prior-year level, indicating that progress toward stable earnings has been uneven. - FY2018-Q1Sales commissions recovered, but agency fees declinedAnnual report
「Handling fees for offerings, secondary offerings, solicitations for sales to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥696 million, as the offering amount for equity investment trusts increased to ¥26.3 billion, or 117.6% year on year.」
While the offering amount and sales commissions for investment trusts exceeded the prior-year period, agency fees fell below the prior-year period due to a decrease in the average balance of assets under management, indicating that progress toward stable earnings has been uneven. - FY2017WorsenedAnnual report
「Investment trust sales commissions declined by ¥858 million from the previous consolidated fiscal year to ¥2.529 billion. Trust fees, or agency fees, based on the net asset value of trust assets declined by ¥178 million from the previous consolidated fiscal year to ¥1.370 billion, due to a decrease in the average balance of assets under management.」
While the policy of securing stable earnings continues, investment trust sales commissions were ¥2.529 billion and trust fees were ¥1.370 billion, both down from the previous fiscal year. - FY2017-Q3RestatedAnnual report
「Handling fees for offerings, secondary offerings, solicitations for sales to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥1.755 billion, as the offering amount for equity investment trusts declined to ¥67.2 billion, or 66.0% year on year.」
Although the policy of securing stable earnings through investment trust sales continues, the offering amount of ¥67.2 billion and handling fees of ¥1.755 billion both declined year on year. - FY2017-Q2RestatedAnnual report
「Handling fees for offerings, secondary offerings, solicitations for sales to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥1.02 billion, as the offering amount for equity investment trusts declined to ¥39.8 billion, or 53.8% year on year.」
While aiming to secure stable earnings through investment trust sales, the offering amount and handling fees declined year on year. - FY2017-Q1WorsenedAnnual report
「Handling fees for offerings, secondary offerings, solicitations for sales to specified investors and other transactions, consisting mainly of sales commissions for securities investment trusts, amounted to ¥572 million, as the offering amount for equity investment trusts declined to ¥22.3 billion, or 52.6% year on year.」
While aiming to secure stable earnings through investment trust sales, the offering amount declined to ¥22.3 billion, or 52.6% year on year, and the average balance of equity investment trust assets under management also fell to ¥208.5 billion, or 84.6% year on year. - FY2016First statedAnnual report
「The Group also aims to secure stable earnings by increasing net assets under management in investment trusts, thereby increasing trust fees, or agency fees.」
The company indicates that it intends to increase investment trust assets under management and generate stable earnings from trust fees.