Framework for Treating Compliance as Management’s Most Important Priority
First written in FY2016. 3 of 8 entries say "Restated". Latest entry: FY2026.
3 other companies' latest entry also says "Advanced".
- FY2026AdvancedAnnual report
「The Bank also established the Financial Crime Countermeasures Group within the Legal and Compliance Department as the coordinating unit. Under the leadership of management, the sales divisions (branches), administrative divisions (the Legal and Compliance Department and the departments responsible for operations), and internal audit division (Audit Department) coordinate their efforts to combat money laundering, terrorist financing, and related matters on an organization-wide basis.」
The response to money laundering, terrorist financing, proliferation financing, and violations of economic sanctions was formalized as a framework involving the Financial Crime Countermeasures Group and coordination among the sales, administrative, and internal audit divisions. - FY2025AdvancedAnnual report
「Recognizing its social responsibility and public mission as a financial institution, the Bank positions measures against money laundering and terrorist financing, proliferation financing, and other violations of economic sanctions (collectively, "AML, terrorist financing, and related matters") as one of management's top priorities. It has established the Basic Policy on Measures against Money Laundering, Terrorist Financing, and Related Matters and formulated the Regulations on Responses to Money Laundering, Terrorist Financing, and Related Matters, thereby establishing management frameworks for these matters.」
The AML and terrorist financing framework was expanded to cover proliferation financing and violations of economic sanctions, with coordination among the sales, administrative, and internal audit divisions expressly stated. - FY2024ReframedAnnual report
「In addition, the Risk and Compliance Committee, established under the Regulations of the Risk and Compliance Committee, discusses and works to enhance the compliance framework. In principle, the Risk and Compliance Committee meets at least once a month.」
The description was reorganized from the former Compliance Committee to a Risk and Compliance Committee framework that addresses risk management and compliance together. - FY2022RestatedAnnual report
「The Bank and its subsidiaries recognize compliance with laws and regulations as one of management's top priorities, and, among other measures, have established provisions concerning the compliance framework in the Group Operating Regulations and the Regulations on Compliance with Laws and Regulations, thereby seeking to foster organizational management and a corporate culture that comply with laws and regulations, internal rules, and other requirements.」
The Group-wide framework involving the Legal and Compliance Department, Compliance Committee, internal reporting system, measures to exclude antisocial forces, and the AML and Terrorist Financing Countermeasures Office has been maintained. - FY2019AdvancedAnnual report
「The Bank positions measures against money laundering and terrorist financing as one of management's top priorities. In addition to establishing the Basic Policy on Measures against Money Laundering and Terrorist Financing, it has formulated the Regulations on Responses to Money Laundering and Other Financial Crimes and established management frameworks for money laundering and other financial crimes. It has also established the Money Laundering and Other Financial Crime Countermeasures Office within the Legal and Compliance Department as the coordinating unit, and is working with its branches to combat money laundering and other financial crimes.」
As part of the compliance framework, basic policies and regulations for AML and countering terrorist financing were established, and a dedicated department was set up. - FY2018RestatedAnnual report
「The Bank and its subsidiaries recognize compliance with laws and regulations as one of management's top priorities, and have established provisions concerning the compliance framework in the Group Operating Regulations and the Regulations on Compliance with Laws and Regulations, thereby seeking to foster organizational management and a corporate culture that comply with laws and regulations, internal rules, and other requirements.」
The Group-wide framework covering the Group Operating Regulations, compliance program, internal whistleblowing system, and measures to exclude antisocial forces has been maintained. - FY2017RestatedAnnual report
「The Bank and its subsidiaries recognize compliance with laws and regulations as one of management's top priorities,」
The Group-wide framework for legal compliance, the compliance program, the internal reporting system, and measures to exclude antisocial forces has been maintained. - FY2016First statedAnnual report
「The Bank and its subsidiaries recognize compliance with laws and regulations as one of management's top priorities,」
A Legal and Compliance Department, Compliance Committee, internal reporting system, and measures to exclude antisocial forces have been established across the Group. The Committee meets at least once a month in principle.