Compliance Risk Arising from Non-Compliance with Laws and Regulations
First written in FY2016. 15 of 16 entries say "Restated". Latest entry: FY2023-Q3.
The whole theme swung hardest in 2025: 6 of 34 companies on the "Worse" side.
75 other companies' latest entry also says "Restated".
- FY2023-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It has reconfirmed that there have been no material changes or new risks since the previous year's disclosure regarding compliance risk due to non-compliance with laws and regulations. - FY2023-Q1RestatedAnnual report
「During the cumulative first quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It has reconfirmed that there have been no material changes or new risks since the previous year's disclosure regarding compliance risk due to non-compliance with laws and regulations. - FY2022-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It states that there have been no material changes or new risks since the previous year's disclosure regarding compliance risk due to non-compliance with laws and regulations. - FY2021-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It has reconfirmed that there are no material changes or new risks regarding compliance risk due to non-compliance with laws and regulations. - FY2021-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It has reconfirmed that there have been no material changes or new risks since the previous year's disclosure regarding compliance risk due to non-compliance with laws and regulations. - FY2021-Q1RestatedAnnual report
「During the cumulative first quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It states that there are no material changes or new risks regarding compliance risk due to non-compliance with laws and regulations. - FY2020-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It has reconfirmed that there are no material changes or new risks regarding compliance risk due to non-compliance with laws and regulations. - FY2020-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It states that there are no material changes or new risks regarding compliance risk due to non-compliance with laws and regulations. - FY2020-Q1RestatedAnnual report
「During the cumulative first quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It states that there have been no material changes or new risks since the previous fiscal year regarding compliance risk due to non-compliance with laws and regulations. - FY2019-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It has reconfirmed that there are no material changes or new risks regarding compliance risk due to non-compliance with laws and regulations. - FY2019-Q1RestatedAnnual report
「During the cumulative first quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It states that there are no material changes or new risks regarding compliance risk due to non-compliance with laws and regulations. - FY2018-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It states that there are no material changes or new risks regarding compliance risk due to non-compliance with laws and regulations. - FY2017-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It has reconfirmed that there are no material changes or new risks regarding compliance risk due to non-compliance with laws and regulations. - FY2017-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It states that there are no material changes or new risks regarding compliance risk due to non-compliance with laws and regulations. - FY2017-Q1RestatedAnnual report
「During the cumulative first quarter under review, there were no material changes or newly arising risks from those described in the annual securities report for the previous fiscal year regarding business and other risks that could materially affect investors' decisions.」
It is stated that there have been no material changes or newly arisen risks since the previous fiscal year regarding compliance risk due to non-compliance with laws and regulations. - FY2016First statedAnnual report
「Our banking group is subject to various laws and regulations in conducting its business, and works to ensure thorough compliance by its officers and employees so that these laws and regulations are observed.」
It has established a compliance committee, basic policies, internal rules and an organisational structure, as well as assessment and improvement activities.