Strengthening Corporate Ethics, Compliance, Internal Control and Risk Management
First written in FY2016. 7 of 13 entries say "Advanced", first in FY2019. Latest entry: 2026-07-01.
- 2026-07-01AdvancedGovernance
「In addition to promoting enterprise risk management, the Corporate Risk Management Office, in cooperation with the departments responsible for each area, comprehensively identifies the various risks arising from business activities based on their potential impact and likelihood for our Group, identifies 16 major risk categories and appoints a risk owner for each.」
The company described the identification of 16 major risk categories, the appointment of risk owners and the use of risk-based thematic audits. - FY2026Compliance Strengthening Policy Following the Taiwan IncidentAnnual report
「The Group regards compliance with laws and regulations and rigorous adherence to ethical standards as matters of the highest importance in management and will under no circumstances tolerate any conduct that violates them. The Group takes this matter seriously and will further strengthen its information management and compliance systems.」
Following the confidential information incident involving a Taiwanese subsidiary, the Company has stated its policy of treating legal compliance and ethical standards as matters of the highest importance and further strengthening its information management and compliance systems. - 2026-04-27AdvancedStatutory disclosure document
「We will work to further strengthen our Group's information management systems and other controls.」
The company indicated that it would further strengthen its information management systems and other controls as part of efforts to reinforce corporate ethics, compliance, internal controls and risk management. - FY2025AdvancedAnnual report
「The Company's internal audits, including operational audits and the internal control assessment related to financial reporting under the Financial Instruments and Exchange Act, are conducted by the Audit Center (19 people), an organization established directly under the President and Representative Director. In the fiscal year ending March 2025, we conducted a total of 15 audits: 11 audits at 5 overseas regions and Group companies, and 10 audits at the Company and its domestic subsidiaries.」
The Audit Center had a staff of 19 and conducted a total of 15 audits, covering 11 companies in 5 overseas regions and the Company and its domestic subsidiaries. - FY2024Updated the internal audit structureAnnual report
「We established an Audit Center (16 people) as an organization directly under the President and Representative Director and are working to expand its audit functions. The Audit Center also conducts 12 audits per year (in the fiscal year) at the Group's domestic and overseas locations.」
The Audit Center expanded from 15 to 16 people, while 12 audits of domestic and overseas locations were disclosed for the fiscal year. The Company is advancing internal audit sophistication and strengthening global governance. - FY2023AdvancedAnnual report
「We established an Audit Center (15 people) as an organization directly under the President and Representative Director and are working to expand its audit functions. …The Audit Center conducts 15 audits per year (in the fiscal year) at the Group's domestic and overseas locations.」
The Internal Audit Center had a staff of 15 and conducted 15 audits at domestic and overseas locations during the fiscal year. The operating results of compliance and internal controls are described in specific terms. - FY2022RestatedAnnual report
「The Risk Management Committee identifies risk items and continuously monitors them under the leadership of risk owners for each risk area, including business division heads and presidents of Group companies, in an effort to implement autonomous and highly effective risk management.」
We have reconfirmed Group-wide risk management through the Risk Management Committee, risk owners and continuous monitoring. - FY2021AdvancedAnnual report
「During the fiscal year, we newly established a Risk Management Committee with the participation of business division heads and presidents of Group companies. Under the leadership of risk owners in each risk area, the committee identifies risk items and continuously monitors them as part of our risk management activities.」
We established a Risk Management Committee and began identifying and continuously monitoring risks under the leadership of risk owners in each risk area. - FY2020AdvancedAnnual report
「In May 2020, we revised the Tokyo Electron Group Ethical Standards to clarify their status as a code of conduct and review provisions concerning key risks.」
We revised the ethical standards in May 2020 and established a system under which compliance officers at major overseas locations report directly to the Chief Compliance Officer. We also established a Risk Management Committee. - FY2019AdvancedAnnual report
「To strengthen compliance systems throughout the Group and at each Group company, during the consolidated fiscal year we appointed compliance officers at major overseas locations and established a system under which they report directly through the organizational chain of command to the head of the Company's legal and compliance department. We are promoting measures to prevent, identify and address compliance-related issues.」
We appointed compliance officers at major overseas locations and established a system for direct reporting to the Company's responsible department. We are also developing a unified whistleblower reporting system for overseas locations. - FY2018RestatedAnnual report
「The Audit Center, an organization directly under the President and Representative Director, conducts 17 audits per year (in the fiscal year) at the Group's domestic and overseas locations. It evaluates the Group's internal control system, including systems for sharing management policies and other information, communicating various types of information, assessing risk, and ensuring the accuracy and reliability of financial reporting, as well as the effectiveness of business activities based on these systems, and provides support for operational improvements at individual sites when necessary.」
We continue to maintain ethical standards, internal control and risk management, information security, export controls, and audits by the Audit Center. - FY2017RestatedAnnual report
「We regard maintaining high standards of corporate ethics throughout the Group and acting in compliance with laws and international rules as our first priority. We have appointed a director responsible for ethics, established ethical standards and set up an Ethics Committee to ensure rigorous adherence to corporate ethics.」
We reiterate the strengthening of compliance through the director responsible for ethics, ethical standards, the Ethics Committee, and internal control and risk management systems. - FY2016First statedAnnual report
「We regard maintaining high standards of corporate ethics throughout the Group and acting in compliance with laws and international rules as our first priority. We have appointed a director responsible for ethics, established ethical standards and set up an Ethics Committee to ensure rigorous adherence to corporate ethics.」
We have established functions responsible for ethics and internal control, an Ethics Committee, an Information Security Committee, an Export Trade Control Committee and an Audit Center.