Risks Related to Violations of Laws and Regulations, and Licenses and Permits
First written in FY2022-Q1. 13 of 23 entries say "Restated". Latest entry: FY2026.
Dn Holdings moved to the "Worse" side of this theme in 2026, 3 years after the typical company in this theme (2023).
The whole theme swung hardest in 2026: 4 of 13 companies on the "Worse" side.
3 other companies' latest entry also says "Materialised".
- FY2026MaterialisedAnnual report
「We once again sincerely apologize for the considerable trouble and concern caused to our shareholders and other stakeholders by the compliance violations committed during the consolidated fiscal year by the former representative director and president and an employee of a consolidated subsidiary.」
The company has disclosed that the legal and compliance violations previously described as risks actually occurred as violations committed by the former representative director and president and an employee of a consolidated subsidiary. - FY2026-H1RestatedAnnual report
「During the current interim consolidated accounting period, there were no material changes in the occurrence of matters relating to the business or accounting situation described in this semiannual report that could have a significant impact on investors’ decisions, or in the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in the risks related to legal violations, licenses and permits, and safety management. - FY2025RestatedAnnual report
「To address this risk, our Group provides all directors, officers and employees with internal training, including compliance awareness activities and training programs, and works to raise compliance awareness. It also thoroughly implements safety management activities, including safety management training and safety patrols, to prevent serious accidents.」
The company continues its response to risks related to legal violations, licenses and permits and safety management through training for all directors, officers and employees, safety management training and safety patrols. - FY2025-H1RestatedAnnual report
「During the current interim consolidated accounting period, there were no material changes in the occurrence of matters relating to the business or accounting situation described in this semiannual report that could have a significant impact on investors’ decisions, or in the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in the risks related to legal violations, licenses and permits, and safety management. - FY2024ReframedAnnual report
「In addition, if a serious accident occurs in our Group’s operations due to inadequate safety management, the Group’s performance may be affected by sanctions such as suspension from designated bidding and by damages claims. To address this risk, our Group provides all directors, officers and employees with internal training, including compliance awareness activities and training programs, and works to raise compliance awareness. It also thoroughly implements safety management activities, including safety management training and safety patrols, to prevent serious accidents.」
The company has added the possibility of serious accidents caused by inadequate safety management, suspension from designated bidding and damages claims to its disclosure of risks related to legal violations and licenses and permits, and explicitly identifies safety management training and safety patrols as countermeasures. - FY2024-Q3RestatedAnnual report
「During the current third-quarter consolidated cumulative period, there were no material changes in the occurrence of matters relating to the business or accounting situation described in this quarterly report that could have a significant impact on investors’ decisions, or in the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in the risks related to legal violations and licenses and permits. - FY2024-Q2RestatedAnnual report
「During the current second-quarter consolidated cumulative period, there were no material changes in the occurrence of matters relating to the business or accounting situation described in this quarterly report that could have a significant impact on investors’ decisions, or in the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in the risks related to legal violations and licenses and permits. - FY2024-Q1RestatedAnnual report
「During the current first-quarter consolidated cumulative period, there were no material changes in the occurrence of matters relating to the business or accounting situation described in this quarterly report that could have a significant impact on investors’ decisions, or in the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in the risks related to legal violations and licenses and permits. - FY2023RestatedAnnual report
「To address this risk, our Group provides all directors, officers and employees with internal training, including compliance awareness activities and training programs, and works to raise compliance awareness. The CSR Headquarters leads the promotion of CSR activities as a whole, including compliance.」
The company continues its training for all directors, officers and employees and its promotion framework led by the CSR Headquarters to address the risks related to legal violations and licenses and permits. - FY2023-Q3RestatedAnnual report
「During the current third-quarter consolidated cumulative period, there were no material changes in the occurrence of matters relating to the business or accounting situation described in this quarterly report that could have a significant impact on investors’ decisions, or in the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in the risks related to legal violations and licenses and permits. - FY2023-Q2RestatedAnnual report
「During the current second-quarter consolidated cumulative period, there were no material changes in the occurrence of matters relating to the business or accounting situation described in this quarterly report that could have a significant impact on investors’ decisions, or in the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in the risks related to legal violations and licenses and permits. - FY2023-Q1RestatedAnnual report
「During the current first-quarter consolidated cumulative period, there were no material changes in the occurrence of matters relating to the business or accounting situation described in this quarterly report that could have a significant impact on investors’ decisions, or in the matters described under “Business and Other Risks” in the annual securities report for the previous fiscal year.」
The company states that there have been no material changes in the risks related to legal violations and licenses and permits. - FY2022RestatedAnnual report
「To address this risk, our Group provides all directors, officers and employees with internal training, including compliance awareness activities and training programs, and works to raise compliance awareness. The CSR Headquarters leads the promotion of CSR activities as a whole, including compliance.」
The company reconfirms the risks related to legal violations and licenses and permits, along with training for all directors, officers and employees and the promotion framework led by the CSR Headquarters. - FY2022-Q3RestatedAnnual report
「During the current third-quarter consolidated accounting period, there were no material changes in the occurrence of matters relating to the business or accounting situation described in this quarterly report that could have a significant impact on investors’ decisions, or in the matters described under “Business and Other Risks” in the first-quarter report.」
The company states that there have been no material changes in the risks related to legal violations and licenses and permits. - FY2022-Q2RestatedAnnual report
「During the current second-quarter consolidated accounting period, there were no material changes in the occurrence of matters relating to the business or accounting situation described in this quarterly report that could have a significant impact on investors’ decisions, or in the matters described under “Business and Other Risks” in the first-quarter report.」
The company states that there have been no material changes in the risks related to legal violations and licenses and permits. - FY2022-Q1First statedAnnual report
「If these laws or regulations are violated, the Group may be subject to statutory penalties, lawsuits and social sanctions, lose the trust of society, and suffer a material impact on its performance. To address this risk, our Group provides all directors, officers and employees with internal training, including compliance awareness activities and training programs, and works to raise compliance awareness.」
The company recognizes violations of laws and regulations, cancellation or non-renewal of licenses and permits, and new regulations as risks, and addresses them through internal training and activities led by the CSR Headquarters.