Client-first approach and the independence and neutrality of IFAs
First written in FY2021. 13 of 16 entries say "Restated". Latest entry: 2026-08-14.
No other company in this theme has enough history to compare yet.
- 2026-08-14RestatedEarnings
「We will further develop and strengthen corporate governance and internal controls in order to establish sales and management systems that serve customers’ best interests.」
Reconfirms the policy of serving customers’ best interests through the development of sales and management systems and stronger internal controls. - FY2026RestatedAnnual report
「① We put customers’ interests first in everything we think and do.」
The group continues to state that customers’ interests come first as the first item of its fiduciary duty declaration. - FY2026-H1RestatedAnnual report
「・Further developing the business management framework in line with the duty to act in customers’ best interests」
The group continues to demonstrate its policy of prioritising customers’ best interests by further developing its business management framework. - FY2025RestatedAnnual report
「① We put customers’ interests first in everything we think and do.」
The group continues to state that customers’ interests come first as the first item of its fiduciary duty declaration. - FY2025-H1RestatedAnnual report
「Establishing a framework for the sale and management of financial products and other services that serves customers’ best interests」
The group continues to demonstrate its policy of prioritising customers’ best interests by establishing a framework for the sale and management of financial products and other services. - FY2024-Q2RestatedAnnual report
「Against this backdrop, our group has focused on increasing assets under intermediation and, to further advance and embed customer-oriented business conduct, has worked to establish the “ideal management framework” for financial instruments intermediaries and improve its effectiveness, including by strengthening and developing our own monitoring, verification and management systems.」
The group has stated its intention to further advance and embed customer-oriented business conduct and is strengthening and developing its own monitoring, verification and management systems. - FY2023RestatedAnnual report
「① We put customers’ interests first in everything we think and do.」
The group continues to state that customers’ interests come first as the first item of its fiduciary duty declaration. - FY2023-Q3RestatedAnnual report
「Against this backdrop, our group is focusing on strengthening its business management framework and increasing assets under intermediation in order to advance customer-oriented business conduct and support the success of affiliated IFAs.」
The group continues to advance customer-oriented business conduct by strengthening its business management framework. - FY2023-Q2RestatedAnnual report
「Against this backdrop, our group is focusing on strengthening its business management framework, including by establishing its own rules, and increasing assets under intermediation in order to advance customer-oriented business conduct and support the success of affiliated IFAs.」
The group has reaffirmed its policy of advancing customer-oriented business conduct by strengthening its business management framework, including through the establishment of its own rules. - FY2023-Q1RestatedAnnual report
「Against this backdrop, our group has supported the operations and success of affiliated IFAs while striving to advance customer-oriented business conduct by further strengthening its business management framework.」
The group continues to pursue customer-oriented business conduct by strengthening its business management framework. - FY2022-Q3RestatedAnnual report
「The group has worked to advance customer-oriented business conduct by further strengthening its business management framework.」
The group has reaffirmed its policy of advancing customer-oriented business conduct by strengthening its business management framework. - FY2021First statedAnnual report
「① We put customers’ interests first in everything we think and do.」
The first item of the fiduciary duty declaration states that customers’ interests come first.