Risk of sanctions resulting from deficiencies in anti-money laundering measures
First written in FY2019. 1 of 3 entries say "Raised", first in FY2025. Latest entry: FY2026.
0 other companies' latest entry also says "Advanced".
- FY2026AdvancedAnnual report
「As a financial institution serving an important public role, our group is working to strengthen measures against money laundering, terrorist financing, proliferation financing and sanctions violations through continuous customer due diligence and transaction monitoring, while establishing systems to comply with laws and regulations in Japan and overseas in order to contribute to maintaining a fair and equitable society.」
Specific responses to sanctions risks related to money laundering and other matters were detailed, including continuous customer due diligence, transaction monitoring and measures to prevent proliferation financing. - FY2025RaisedAnnual report
「If our group fails to comply with laws and regulations concerning money laundering and related matters, foreign exchange laws and regulations, or other applicable requirements, it may be subject to administrative measures such as administrative monetary penalty orders and business improvement orders.」
In addition to anti-money-laundering measures, inadequate compliance with foreign exchange laws and regulations and related requirements was identified as presenting the same sanctions risk, and responses through customer due diligence and transaction monitoring were described. - FY2019First statedAnnual report
「If our group fails to comply with all laws and regulations concerning money laundering, it may be subject to administrative monetary penalties, business improvement orders and other measures.」
The possibility of administrative monetary penalties, business improvement orders and reputational damage due to inadequate compliance with laws and regulations related to money laundering was described as an independent risk.