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The Imamura Securities (7175) · RiskAdvanced

Risk of damages claims arising from customer disputes and litigation

First written in FY2017. 2 of 6 entries say "Restated". Latest entry: FY2022.

6entries
6years
0from disclosures
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How it moved
ProgressHeldSoftenedWorseRestatedFY2017 – FY2019MitigatedFY2020 – FY20222017: 120172018: 120182019: 120192020: 120202021: 120212022: 12022
Same theme, other companies

The whole theme swung hardest in 2025: 12 of 70 companies on the "Worse" side.

1 other company's latest entry also says "Advanced".

Ridges = years it wrote progress, valleys = years it wrote worse. Most hopeful companies at the back. Drag to turn, scroll to zoom, right-drag to pan. On a phone, two fingers turn and pinch to zoom; one finger scrolls the page.
Showing 14 of the 181 companies compared. The sentences above are computed from all 181.
Full recordFilings, disclosures and news, newest first
  1. FY2022AdvancedAnnual report

    「We have established a dedicated contact point for complaints and consultations and endeavour to monitor calls to deter and detect legal violations at an early stage. We believe that this risk is unlikely to arise. As of the end of the fiscal year, there are no lawsuits or other legal proceedings that may affect our operating results or financial position.」

    In response to the risk of customer disputes and damages claims, the company describes a dedicated contact point for complaints and consultations and call monitoring as specific measures, and states that there are no significant lawsuits or other proceedings.
  2. FY2021MitigatedAnnual report

    「As of the end of the fiscal year, there are no lawsuits or other legal proceedings that may affect our operating results or financial position.」

    While describing the general risk of litigation and other proceedings arising from customer disputes and legal violations, the company states that there are no significant lawsuits or other proceedings as of the fiscal year-end.
  3. FY2020MitigatedAnnual report

    「As of the filing date of this document, there are no lawsuits or other legal proceedings that may affect our operating results or financial position.」

    While describing the risk of litigation and other proceedings arising from customer disputes and legal violations, the company states that, as of the filing date, there are no lawsuits or other proceedings affecting operating results or financial position.
  4. FY2019RestatedAnnual report

    「We adopt a customer-oriented sales approach, place importance on compliance, and endeavour to prevent disputes with customers. However, if a problem arises for any reason, we may become subject to litigation or other legal proceedings.」

    The general risk that customer disputes may lead to litigation and damages claims is restated.
  5. FY2018RestatedAnnual report

    「We adopt a customer-oriented sales approach, place importance on compliance, and endeavour to prevent disputes with customers. However, if a problem arises for any reason, we may become subject to litigation or other legal proceedings. If the matter develops into litigation or other proceedings and liability for damages or other liability arises, it may affect our operating results and financial position.」

    The general risk that customer disputes may lead to litigation and damages claims is restated.
  6. FY2017First statedAnnual report

    「We adopt a customer-oriented sales approach, place importance on compliance, and endeavour to prevent disputes with customers. However, if a problem arises for any reason, we may become subject to litigation or other legal proceedings. If the matter develops into litigation or other proceedings and liability for damages or other liability arises, it may affect our operating results and financial position.」

    Separate from the specific Nihonkai Construction litigation, the general risk that customer disputes may lead to litigation and damages claims is described.
Moved together

"Acquiring 15,000 New Customers Over Five Years" moved the same way as this thread, in the same document, in 3 of its 6 moves.

333222★123456
  1. ★This thread
  2. 1Acquiring 15,000 New Customers Over Five Years3×
  3. 2Revenue Other Than Equity Brokerage Commissions and Expansion of Financial Products and Underwriting Operations3×
  4. 3Risk associated with maintaining the capital adequacy ratio3×
  5. 4Balancing Stable Dividends with Retained Earnings2×
  6. 5A stable earnings base less susceptible to stock market conditions2×
  7. 6Decline in Trading Volumes and Commission Revenue Due to Stock Market Downturn2×

★ is this thread; numbers match the list above. The number on a line is how many documents both moved the same way in; lines between the other threads count the documents they moved together in too. Threads that move together often sit closer.

When this could move next
The Imamura Securities's next results are scheduled for 2026-10-27. Read the earnings preview
News
No news is linked to this thread yet. When an article touches it, it will appear here by date.
Risk of damages claims arising from customer disputes and litigation | The Imamura Securities Co.,Ltd. (7175) | Komori