Financing through Series 4 Stock Acquisition Rights with Exercise Price Adjustment Provisions
First written in FY2018. 5 of 7 entries say "Advanced", first in FY2019-Q1. Latest entry: FY2020.
3 other companies' latest entry also says "Other".
- FY2020Acquisition and cancellation of the remaining stock acquisition rightsAnnual report
「Of the 1,824 remaining fourth stock acquisition rights issued through a third-party allotment dated 9 May 2018, the Board of Directors resolved at its meeting held on 27 January 2020 to acquire and cancel all of them, and all were cancelled on 10 February 2020.」
After raising ¥1,254.425 million in cumulative funding through the fourth series of stock acquisition rights, all 1,824 remaining rights were acquired and cancelled. - FY2020-Q1AdvancedAnnual report
「Number of stock acquisition rights with an exercise price adjustment clause, etc., exercised during the quarterly accounting period (units) 166 Number of shares delivered upon exercise during the quarterly accounting period (shares) 33,200 Average exercise price, etc., for exercises during the quarterly accounting period (¥) 1,853.4 Funds raised through exercises during the quarterly accounting period (¥ thousands) 61,531 Cumulative number of stock acquisition rights with an exercise price adjustment clause, etc., exercised as of the end of the quarterly accounting period (units) 4,176 Cumulative number of shares delivered under stock acquisition rights with an exercise price adjustment clause, etc., as of the end of the quarterly accounting period (shares) 835,200 Cumulative funds raised under stock acquisition rights with an exercise price adjustment clause, etc., as of the end of the quarterly accounting period (¥ thousands) 1,254,425」
Regarding the fourth series of stock acquisition rights, etc., 33,200 shares were delivered and ¥61.531 million was raised through exercises in the first quarter. Cumulatively, the figures reached 835,200 shares and ¥1,254.425 million. - FY2019AdvancedAnnual report
「Number of such bonds with stock acquisition rights and other instruments exercised during the period (units) 684 4,010 Number of shares delivered upon exercise during the period (shares) 68,400 401,000 Funds raised through exercises during the period (¥ thousands) 197,967 1,192,893」
Regarding financing through the fourth series of stock acquisition rights, cumulative figures for FY2019 reached 401,000 shares delivered and ¥1,192.893 million raised. - FY2019-Q3AdvancedAnnual report
「Number of stock acquisition rights with an exercise price adjustment clause, etc., exercised during the quarterly accounting period (units) 1,028 Number of shares delivered upon exercise during the quarterly accounting period (shares) 102,800 Average exercise price, etc., for exercises during the quarterly accounting period (¥) 2,966.6 Funds raised through exercises during the quarterly accounting period (¥ thousands) 304,965」
Through exercises of the fourth series of stock acquisition rights, etc., in the third quarter, 102,800 shares were delivered and ¥304.965 million was raised. Cumulatively, the figures reached 332,600 shares and ¥994.926 million. - FY2019-Q2AdvancedAnnual report
「Number of stock acquisition rights with an exercise price adjustment clause, etc., exercised during the quarterly accounting period (units) 2,227 Number of shares delivered upon exercise during the quarterly accounting period (shares) 222,700 Funds raised through exercises during the quarterly accounting period (¥ thousands) 669,852」
Regarding the fourth series of stock acquisition rights, etc., 2,227 rights were exercised in the second quarter, 222,700 shares were delivered and ¥669.852 million was raised. Cumulatively, the figures reached 229,800 shares and ¥689.961 million. - FY2019-Q1AdvancedAnnual report
「Number of stock acquisition rights with an exercise price adjustment clause, etc., exercised during the quarterly accounting period (units) 71 Number of shares delivered upon exercise during the quarterly accounting period (shares) 7,100 Funds raised through exercises during the quarterly accounting period (¥ thousands) 20,109」
Regarding the fourth series of stock acquisition rights, 71 rights were exercised during the quarter, 7,100 shares were delivered and ¥20.109 million was raised. - FY2018First statedAnnual report
「At a Board of Directors meeting held on 13 April 2018, the company resolved to issue, through a third-party allotment, the fourth series of stock acquisition rights with an exercise price adjustment clause (the “Stock Acquisition Rights”). Payment in full of the total issue amount for the Stock Acquisition Rights was completed on 9 May 2018.」
The company issued 6,000 fourth-series stock acquisition rights through a third-party allotment to Daiwa Securities Co., Ltd., carrying the potential to acquire up to 600,000 common shares, and raised funds through the issuance.