Komori
Applied (3020) · InitiativeRestated

Financing through Stock Acquisition Rights Issued in a Third-Party Allotment

First written in FY2021-Q1. 1 of 3 entries say "Achieved", first in FY2021-Q2. Latest entry: FY2021.

3entries
2years
0from disclosures
Share on X
How it moved
ProgressHeldSoftenedWorseFirst statedFY2021-Q1AchievedFY2021-Q22020: 220202021: 12021
Same theme, other companies

0 other companies' latest entry also says "Restated".

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Full recordFilings, disclosures and news, newest first
  1. FY2021RestatedAnnual report

    「During the fiscal year, 157,800 treasury shares were disposed of, for a total disposal value of ¥571,553,550.」

    The fund-raising through the third-party allotment of Stock Acquisition Rights, for which issuance and exercise were completed in the previous filing, is also confirmed in the financial statements as a ¥571 million disposal of treasury shares.
  2. FY2021-Q2AchievedAnnual report

    「During the second quarter accounting period, Stock Acquisition Rights related to bonds with stock acquisition rights subject to exercise price adjustment clauses were exercised as follows. Second quarter accounting period (1 July 2020 to 30 September 2020) Number of such Stock Acquisition Rights exercised during the quarter 1,578 Number of shares delivered upon exercise during the quarter 157,800 Amount raised through exercise during the quarter (¥ million) 571」

    All 1,578 Stock Acquisition Rights issued were exercised, 157,800 shares were delivered, and ¥571 million was raised. Capital surplus also increased by ¥486 million through the disposal of treasury shares, completing the fund-raising through the Stock Acquisition Rights.
  3. FY2021-Q1First statedAnnual report

    「At a meeting of its Board of Directors held on 9 July 2020, the company resolved to issue the First Series of Stock Acquisition Rights with Exercise Price Adjustment Clauses through a third-party allotment (the “Stock Acquisition Rights”), and issued them on 27 July 2020. (2) Number of Stock Acquisition Rights 1,578 (4) Potential shares from the issuance Potential shares: 157,800 (5) Amount raised (Estimated net proceeds): ¥695,516,580 (6) Exercise price and conditions for adjustment of the exercise price Initial exercise price: ¥4,415 Minimum exercise price: ¥2,649」

    The company issued 1,578 Stock Acquisition Rights through a third-party allotment, carrying potential shares of 157,800 and an estimated net amount raised of ¥695,516,580. The initial exercise price was ¥4,415 and the minimum exercise price was ¥2,649. The exercise period ran from 28 July 2020 to 29 July 2022. The allottee was Daiwa Securities Co., Ltd.
Moved together

None of this company's other threads moved the same way in the same document twice or more.

When this could move next
Applied's next results are scheduled for 2026-11-13. Read the earnings preview
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