Risk of eワラント証券 failing to meet the required capital adequacy ratio
First written in FY2018-Q2. 2 of 5 entries say "Mitigated", first in FY2018. Latest entry: FY2021.
The whole theme swung hardest in 2025: 4 of 14 companies on the "Worse" side.
2 other companies' latest entry also says "Mitigated".
- FY2021MitigatedAnnual report
「As of 31 October 2021, カイカ証券's capital adequacy ratio was 492.8%, exceeding the required level.」
カイカ証券's capital adequacy ratio increased from the previous 330.6% to 492.8%, remaining above the statutory minimum of 120%. - FY2019Capital adequacy ratio declined but remained above the required levelAnnual report
「As of 31 October 2019, eワラント証券's capital adequacy ratio was 330.6%, exceeding the required level.」
The capital adequacy ratio declined from the previous 349.1% to 330.6%, but remained above the statutory minimum of 120%. - FY2018MitigatedAnnual report
「As of 31 October 2018, eワラント証券's capital adequacy ratio was 349.1%, exceeding the required level.」
The capital adequacy ratio increased from the previous 343.0% to 349.1%, remaining above the statutory minimum of 120%. - FY2018-Q3Capital adequacy ratio declined but remained above the required levelAnnual report
「As of 31 July 2018, eワラント証券's capital adequacy ratio was 343.0%, exceeding the required level. However, if it fails to maintain the capital adequacy ratio prescribed by law, the relevant supervisory authority may impose an administrative sanction, which could affect the Group's reputation, operating results and financial position.」
The capital adequacy ratio declined from the previously reported 361.0% to 343.0%, but remained above the statutory minimum of 120%. The risk of administrative sanctions for failing to meet the requirement continues to be disclosed. - FY2018-Q2First statedAnnual report
「As a Type I Financial Instruments Business Operator, eワラント証券 is required under the Financial Instruments and Exchange Act to maintain a capital adequacy ratio of at least 120%, as prescribed by the Act. As of 30 April 2018, eワラント証券's capital adequacy ratio was 361.0%, exceeding the required level. However, if it fails to maintain the capital adequacy ratio prescribed by law, the relevant supervisory authority may impose an administrative sanction, which could affect the Group's reputation, operating results and financial position.」
Although eワラント証券's capital adequacy ratio was 361.0% as of 30 April 2018, versus the statutory minimum of 120%, the risk of failing to meet the requirement in the future and facing administrative sanctions was disclosed.