Tightening of Regulations under the Financial Instruments and Exchange Act, Copyright Act and Act on the Protection of Personal Information
First written in FY2024. 2 of 3 entries say "Raised", first in FY2025. Latest entry: FY2026.
The whole theme swung hardest in 2025: 3 of 8 companies on the "Worse" side.
0 other companies' latest entry also says "Raised".
- FY2026RaisedAnnual report
「The business succession and M&A brokerage businesses conducted by our group must be operated in accordance with the Guidelines for M&A issued by the Small and Medium Enterprise Agency and self-regulatory rules established by industry associations.」
The scope of compliance now includes M&A brokerage guidelines, industry self-regulatory rules and laws governing the discontinuation of TakaTrade, in addition to existing social-network and financial regulations. - FY2025RaisedAnnual report
「To maintain its registration as a commodity futures business operator, the company is legally required to ensure that its net capital adequacy ratio does not fall below 120% and must continue to meet this requirement.」
Following TakaTrade's licensing, specific regulatory risks emerged under the Commodity Futures Act, including the net capital adequacy ratio, suitability principle, prohibition on unsolicited solicitation and segregation of customer assets. - FY2024First statedAnnual report
「Our business is subject to regulation under various laws, including the Telecommunications Business Act, Financial Instruments and Exchange Act, Copyright Act, Payment Services Act, Act on the Protection of Personal Information and Specified Commercial Transactions Act, as well as guidelines issued by supervisory authorities.」
The company particularly seeks to avoid violating the Financial Instruments and Exchange Act in connection with its investment advisory business and to comply with applicable laws and regulations.