Komori
Share Issuance and Disposal9973KOZO Holdings Co.,Ltd.Retail

Notice Regarding the Large-Scale Exercise and Completion of Exercise of the 16th Stock Acquisition Rights Issued Through a Third-Party Allotment (with an Exercise Price Adjustment Clause)

Of the 16th Stock Acquisition Rights, rights equivalent to 500,000 shares were exercised on 2 November, completing the exercise of all 5,000 remaining rights. As a result, the total number of issued shares increased from 299,121,340 to 299,621,340.

Worth reading
72In focus
Scored from 4 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
500000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Exercise status report and completion of exercise of the 16th Stock Acquisition Rights issued through a third-party allotment (with an exercise price adjustment clause)

発行・処分する株式数

500,000 new shares; 0 treasury shares transferred

Intended allottee
Macquarie Bank Limited (allottee at issuance)
Amount of funds to be raised

Total amount: ¥86,950,000; estimated net proceeds: Not disclosed

Existing Shares and Increase
+0.17%Rate of increase
299,121,340 shares299,621,340Shares

500,000 shares / 299,121,340 shares (approximately 0.17%)

The dilution rate shows what proportion the newly issued shares represent of the existing shares. The higher the proportion, the more the value and voting rights per share are diluted.

Terms of the stock acquisition rights
Exercise price
Exercise price of ¥15.0 on 2 November 2026. The exercise price is subject to adjustment to an amount equivalent to 92% of the closing price on the preceding trading day. The adjustment floor is Not disclosed.
Number of Stock Acquisition Rights
Total issued: 50,000 rights; exercised since the beginning of the month: 5,000 rights; remaining unexercised: 0 rights (exercise completed)
Basis for determining the amount to be paid
An amount equivalent to 92% of the closing price on the trading day preceding the date on which the company receives notice of each exercise request, or the closing price immediately preceding that day if there is no adjustment on that day. Amounts below ¥1 are rounded down.
Most recent equity financing
9 April 2025: issuance of the 16th Stock Acquisition Rights (with an exercise price adjustment clause); amount: Not disclosed
Details of issuance or disposal
ItemDetails
Type of issuance or disposalExercise status report and completion of exercise of the 16th Stock Acquisition Rights issued through a third-party allotment (with an exercise price adjustment clause)
Number of shares to be issued or disposed of500,000 new shares; 0 treasury shares transferred
Amount of funds to be raisedTotal amount: ¥86,950,000; estimated net proceeds: Not disclosed
Intended allotteeMacquarie Bank Limited (allottee at issuance)
Dilution Rate500,000 shares / 299,121,340 shares (approximately 0.17%)
Total number of issued shares299,121,340 shares → 299,621,340 shares(Approximately 0.17%)
Basis for determining the amount to be paidAn amount equivalent to 92% of the closing price on the trading day preceding the date on which the company receives notice of each exercise request, or the closing price immediately preceding that day if there is no adjustment on that day. Amounts below ¥1 are rounded down.
Exercise priceExercise price of ¥15.0 on 2 November 2026. The exercise price is subject to adjustment to an amount equivalent to 92% of the closing price on the preceding trading day. The adjustment floor is Not disclosed.
Number of Stock Acquisition RightsTotal issued: 50,000 rights; exercised since the beginning of the month: 5,000 rights; remaining unexercised: 0 rights (exercise completed)
Most recent equity financing9 April 2025: issuance of the 16th Stock Acquisition Rights (with an exercise price adjustment clause); amount: Not disclosed
Items this document does not state (18)
Issue price and disposal priceTotal issue valueEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To announce the large-scale exercise of the 16th Stock Acquisition Rights and the completion of exercise of all of those rights.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Large-Scale Exercise and Completion of Exercise of the 16th Stock Acquisition Rights Issued Through a Third-Party Allotment (with an Exercise Price Adjustment Clause) | KOZO Holdings Co.,Ltd. (9973) timely disclosure | Komori