Worth reading
49Recurring
Scored from 5 of 6 sectionsDirection
Improvement
Direction inferred from the company’s description.Scale
17.7
%Wording
Conditional
How definitive the wording is.Results for this period
Interim period (second quarter)1 April 2026 to 30 September 2026ConsolidatedJapanese GAAPNet Sales11,695¥ millionYear on year +17.7%
Operating profit708¥ million
Ordinary income1,014¥ millionYear on year +832.7%
Net income attributable to owners of the parent1,836¥ millionYear on year +83.5%
The width of the band at each stage is based on revenue. The narrower it becomes toward the bottom, the smaller the proportion of revenue that remains as profit.
Net income per share¥58.87
Financial position at period-end
Total assets145,145¥ million
of which net assets 51,451 ¥ millionEquity ratio 33.5%vs. prior year-end -4.7pt
塗りつぶした部分が自己資本比率です。総資産のうち、返済のいらない自前の資金がどれだけかを表します。The thin vertical line indicates the level at the end of the previous fiscal year.
Segment revenue
Securities Business10,49588.3%+10.6%
Investment Business1,1549.7%+185.0%
Asset management business2372.0%+96.8%
Segment profit
Securities Business546+104.9%
Investment Business368
Asset management business-2
Outlook and shareholder returns
Full-year earnings forecast
Net SalesNot disclosed
Operating profitNot disclosed
Ordinary incomeNot disclosed
Net incomeNot disclosed
NotesNo regular full-year earnings forecast has been disclosed
Annual Dividend Forecast¥117 → Undetermined (ordinary dividend; special dividend: ¥35)（Undecided）
Factors Behind Changes in Business Performance
Increased mutual fund offering fees, higher trust fees and investment advisory fees as the balance of assets under custody in stock products grew, income recorded from investee funds, and extraordinary gains from the sale of cross-held shares and other investment securities. Trading income declined due to a decrease in domestic over-the-counter trading in foreign equities, while selling, general and administrative expenses increased due to personnel expenses, transaction-related expenses and other costs.
Disclosure regarding the going concern assumption
No applicable matters.
Change in accounting policy
基準改正に伴う変更 Noneそれ以外の変更 None見積りの変更 None修正再表示 None
Changes in the scope of consolidationAdded: 0 companies; excluded: 0 companies
Material subsequent eventsShelf registration for corporate bonds. The Board of Directors approved the registration on 23 October 2026, with a planned issue amount of ¥30 billion and an issuance period from 2 November 2026 to 1 November 2028.
Impairment lossNone applicable (material impairment loss related to non-current assets)
Breakdown of extraordinary income (loss)Extraordinary income Gain on sale of investment securities ¥1,703 million / Extraordinary loss Provision for the Financial Instruments Transaction Liability Reserve ¥14 million, Loss on sale of investment securities ¥0 million
Depreciation and amortization¥189 million
Availability of Supplementary Financial Results MaterialsYes
Availability of Financial Results BriefingNone (対象者：Not applicable)
Issued Shares at Period-End39,525,649
Treasury Shares at Period-End8,286,595
| Item | Details |
|---|---|
| Fiscal Period Classification | Interim period (second quarter) |
| Accounting standards | Japanese GAAP |
| Consolidated / non-consolidated | Consolidated |
| Period Covered | 1 April 2026 to 30 September 2026 |
| Net Sales | ¥11,695 million (YoY +17.7%) |
| Operating profit | ¥708 million |
| Ordinary income | ¥1,014 million (YoY +832.7%) |
| Profit attributable to owners of the parent | ¥1,836 million (YoY +83.5%) |
| Net income per share | ¥58.87 |
| Equity ratio | End of the current fiscal period 33.5 / End of previous period 38.2 |
| Total assets | ¥145,145 million |
| Net assets | ¥51,451 million |
| Full-year earnings forecast | Net Sales Not disclosed / Operating profit Not disclosed / Ordinary income Not disclosed / Net income Not disclosed / Notes No regular full-year earnings forecast has been disclosed |
| Annual Dividend Forecast | ¥117 → Undetermined (ordinary dividend; special dividend: ¥35)（Undecided） |
| Segment revenue | Securities Business ¥10,495 million (YoY +10.6%) / Investment Business ¥1,154 million (YoY +185.0%) / Asset management business ¥237 million (YoY +96.8%) |
| Segment profit | Securities Business ¥546 million (YoY +104.9%) / Investment Business ¥368 million / Asset management business ¥-2 million |
| Depreciation and amortization | ¥189 million |
| Impairment loss | None applicable (material impairment loss related to non-current assets) |
| Breakdown of extraordinary income (loss) | Extraordinary income Gain on sale of investment securities ¥1,703 million / Extraordinary loss Provision for the Financial Instruments Transaction Liability Reserve ¥14 million, Loss on sale of investment securities ¥0 million |
| Disclosure regarding the going concern assumption | No applicable matters. |
| Change in accounting policy | Changes due to revisions to standards None / Other changes None / Change in accounting estimate None / Restatement None |
| Changes in the scope of consolidation | Added: 0 companies; excluded: 0 companies |
| Material subsequent events | Shelf registration for corporate bonds. The Board of Directors approved the registration on 23 October 2026, with a planned issue amount of ¥30 billion and an issuance period from 2 November 2026 to 1 November 2028. |
| Availability of Supplementary Financial Results Materials | Yes |
| Availability of Financial Results Briefing | None (対象者：Not applicable) |
| Issued Shares at Period-End | 39,525,649 |
| Treasury Shares at Period-End | 8,286,595 |
| Factors Behind Changes in Business Performance | Increased mutual fund offering fees, higher trust fees and investment advisory fees as the balance of assets under custody in stock products grew, income recorded from investee funds, and extraordinary gains from the sale of cross-held shares and other investment securities. Trading income declined due to a decrease in domestic over-the-counter trading in foreign equities, while selling, general and administrative expenses increased due to personnel expenses, transaction-related expenses and other costs. |
Items this document does not state (10)
Operating MarginCash flows from operating activitiesCash flows from investing activitiesCash flows from financing activitiesCash and cash equivalents at end of periodRevision to Earnings ForecastPayout ratioShareholder Return PolicyRegional salesOrders received and order backlog
These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.
The reasons the company gives
The company's own explanation, not something inferred from the numbers.Increased mutual fund offering fees, higher trust fees and investment advisory fees as assets under custody in stock products grew, income recorded from investee funds, and gains on the sale of cross-held shares and investment securities contributed. Meanwhile, trading income declined due to a decrease in domestic over-the-counter trading in foreign equities, while selling, general and administrative expenses, including personnel expenses and brokerage fees paid to financial product intermediaries, increased.
How to read this page
This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
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Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.