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IwaiCosmo Holdings (8707) · RiskMaterialised

Business Improvement Order for Improper Handling of Analyst Report Information Before Publication

First written in FY2018. 1 of 1 entries say "Materialised", first in FY2018. Latest entry: FY2018.

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  1. FY2018MaterialisedAnnual report

    「岩井コスモ証券株式会社 received an administrative improvement order on 19 December last year after a Kinki Local Finance Bureau inspection found that it had solicited customers using information contained in analyst reports before publication and had improperly handled that information.」

    Recorded the fact that an administrative improvement order was received on 19 December 2017 concerning the use and handling of pre-publication analyst report information.
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IwaiCosmo Holdings's next results are scheduled for 2026-10-23. Read the earnings preview
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Business Improvement Order for Improper Handling of Analyst Report Information Before Publication | IwaiCosmo Holdings,Inc. (8707) | Komori