Position Limits, Daily Reporting and Capital Adequacy Ratio Management
First written in FY2016. 22 of 31 entries say "Restated". Latest entry: FY2026.
The whole theme swung hardest in 2020: 2 of 10 companies on the "Worse" side.
1 other company's latest entry also says "Other".
- FY2026Capital adequacy ratio increasedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 450.2 453.8」
Maintained the management framework, including position limits, daily reporting, reporting by the Risk Management Department, and stress tests, while the capital adequacy ratio increased from 450.2% in the previous period to 453.8%. - 2026-04-24OtherEarnings
「Capital adequacy ratio (D)/(E) × 100 (%) 450.2% 453.8%」
The capital adequacy ratio rose from 450.2% at the end of the previous fiscal year to 453.8%. This disclosure does not indicate any changes to the management framework for position limits, daily reporting, or other matters. - FY2026-H1Capital adequacy ratio increasedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 463.8 514.6」
No significant changes were reported in the management framework itself, including position limits and daily reporting. Meanwhile, the capital adequacy ratio increased from 463.8% at the end of the previous interim period to 514.6%. - FY2025Capital adequacy ratio declinedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 487.1 450.2」
While maintaining the management framework, including position limits and daily reporting, the capital adequacy ratio declined from 487.1% in the previous period to 450.2%. - FY2025-H1Capital adequacy ratio declined furtherAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 566.2 463.8」
No significant changes were reported in the management framework, including position limits, daily reporting, and reporting by the Risk Management Department. Meanwhile, the capital adequacy ratio declined from 566.2% at the end of the previous interim period to 463.8%. - FY2024-Q3Capital adequacy ratio declined furtherAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 649.2 552.4」
No significant changes were reported in the management framework, including position limits, daily reporting, and reporting by the Risk Management Department. Meanwhile, the capital adequacy ratio declined from 649.2% in the same period of the previous year to 552.4%. - FY2024-Q2Decline in capital adequacy ratioAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 677.7 566.2」
No significant changes were reported in the management framework, including position limits, daily reporting, and reporting by the Risk Management Department. Meanwhile, the capital adequacy ratio declined from 677.7% in the same period of the previous year to 566.2%. - FY2023-Q3RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 612.7 649.2」
The capital adequacy ratio at the end of the third quarter was disclosed as 649.2%. No significant changes were reported in the management framework itself, including position limits, daily reporting, and reporting by the Risk Management Department. - FY2023-Q2RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 608.5 677.7」
The capital adequacy ratio at the end of the second quarter was disclosed as 677.7%. No significant changes were reported in the management framework, including position limits, daily reporting, and reporting by the Risk Management Department. - FY2023-Q1RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 567.6 674.3」
Disclosed a capital adequacy ratio of 674.3%. No significant changes were reported in the management framework itself, including position limits, daily reporting, and reporting by the Risk Management Department. - FY2022-Q3RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 657.2 612.7」
The capital adequacy ratio at the end of the third quarter was disclosed as 612.7%. It declined from 657.2% in the same period of the previous year, but no significant changes were reported in the framework for managing and disclosing the capital adequacy ratio. - FY2022-Q2RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 608.5」
The capital adequacy ratio was 608.5% as of 30 September 2021. It declined from 625.1% in the same period of the previous year, but no significant changes were reported in the management framework, including position limits, daily reporting, and reporting by the Risk Management Department. - FY2022-Q1RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 657.4 567.6」
The capital adequacy ratio was 567.6% as of 30 June 2021. No significant changes were reported in the management framework, including position and risk limits, daily reporting, and reporting by the Risk Management Department. - FY2021RestatedAnnual report
「With respect to market risk, the Board of Directors allocates position and risk limits to each trading division every six months, and each trading division operates within those limits. Under the risk management framework, each division checks its daily position, risk exposure, and profit or loss and reports them to management. As a comprehensive check-and-balance function, the Risk Management Department monitors the company's overall risk position from the perspective of maintaining an appropriate capital adequacy ratio and reports it daily to directors, executive officers, and audit & supervisory board members. It also reports the capital adequacy ratio at each month-end and details thereof to the Board of Directors. In addition, the company conducts quarterly stress tests simulating the impact of changes in the prices of securities held by the company.」
Continues the market risk management framework, including allocation of limits, daily reporting, capital adequacy ratio management, and quarterly stress tests. The capital adequacy ratio was 596.1%. - FY2021-Q3RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 646.6 657.2」
The capital adequacy ratio at the end of the third quarter was disclosed as 657.2%. It increased from 646.6% in the same period of the previous year, but no significant changes were reported in the management framework, including position limits, daily reporting, and reporting by the Risk Management Department. - FY2021-Q2RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 581.8 625.1」
The capital adequacy ratio was 625.1% at the end of the second quarter. No significant changes were reported regarding the framework for managing and disclosing the capital adequacy ratio, position limits, and daily reporting. - FY2021-Q1RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 627.1 660.1」
The capital adequacy ratio was 660.1% at the end of the first quarter. No significant changes were reported in the management framework, including position and risk limits, daily reporting, and reporting by the Risk Management Department. - FY2020AdvancedAnnual report
「With respect to market risk, the Board of Directors allocates position and risk limits to each trading division every six months, and each trading division operates within those limits. Under the risk management framework, each division checks its daily position, risk exposure, and profit or loss and reports them to management. As a comprehensive check-and-balance function, the Risk Management Department monitors the company's overall risk position from the perspective of maintaining an appropriate capital adequacy ratio and reports it daily to all directors, executive officers, and audit & supervisory board members. It also reports the capital adequacy ratio at each month-end and details thereof to the Board of Directors. In addition, the company conducts quarterly stress tests simulating the impact of changes in the prices of securities held by the company.」
In addition to the existing allocation of limits, daily reporting, and capital adequacy ratio management, explicitly disclosed quarterly stress tests to assess the impact of price fluctuations in securities held by the company. The capital adequacy ratio was 652.1%. - FY2020-Q3RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 587.1 646.7」
The capital adequacy ratio increased from 587.1% at the end of the same period of the previous year to 646.7% at the end of the third quarter. No significant changes were reported in the management framework itself, including position limits, daily reporting, and reporting by the Risk Management Department. - FY2020-Q2RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 529.0 582.5」
The capital adequacy ratio at the end of the second quarter was disclosed as 582.5%. No significant changes were reported in the management framework itself, including position limits, daily reporting, and reporting by the Risk Management Department. - FY2020-Q1RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 550.1 627.1」
The capital adequacy ratio at the end of the first quarter was disclosed as 627.1%. It increased from 550.1% in the same period of the previous year, but no significant changes were reported in the management framework itself, including position limits, daily reporting, and reporting by the Risk Management Department. - FY2019RestatedAnnual report
「With respect to market risk associated with trading securities, the Board of Directors allocates position and risk limits to each trading division every six months. Each trading division determines its operating rules and manages its activities within those limits. The company also controls and manages credit risk by establishing standards for handling trading securities and setting limits for each issuer.」
Continues to manage semiannual position and risk limits, issuer-specific limits, daily mark-to-market valuation and profit and loss checks, and reporting by the Risk Management Department. The capital adequacy ratio was 603.8%. - FY2019-Q3RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 623.2 587.1」
The capital adequacy ratio at the end of the third quarter was 587.1%, down from 623.2% in the same period of the previous year. No significant changes were reported in the management framework itself, including position limits, daily reporting, and reporting by the Risk Management Department. - FY2019-Q2RestatedAnnual report
「End of the second quarter of the previous fiscal year (30 September 2017) End of the second quarter of the current fiscal year (30 September 2018) Capital adequacy ratio (D)/(E) × 100 (%) 602.0 529.0」
The capital adequacy ratio at the end of the second quarter was disclosed as 529.0%. It declined from 602.0% in the same period of the previous year, but no significant changes were reported in the management framework itself, including position limits, daily reporting, and reporting by the Risk Management Department. - FY2019-Q1RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 547.2 550.1」
The capital adequacy ratio was 550.1% at quarter-end. No significant changes were reported in the management framework, including position limits, daily reporting, and reporting by the Risk Management Department. - FY2018RestatedAnnual report
「With respect to market risk associated with trading securities, the Board of Directors allocates position and risk limits to each trading division every six months. Each trading division determines its operating rules and manages its activities within those limits. As a comprehensive check-and-balance function, the Risk Management Department compiles the company's overall risk position from the perspective of maintaining an appropriate capital adequacy ratio and reports it daily to all directors, executive officers, and audit & supervisory board members. It also reports the capital adequacy ratio at each month-end and details thereof to the Board of Directors.」
Continues to manage semiannual position and risk limits, daily mark-to-market valuation and profit and loss checks, reporting by the Risk Management Department, and the capital adequacy ratio. The capital adequacy ratio was 582.7% at fiscal year-end. - FY2018-Q3RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 625.4 623.2」
The capital adequacy ratio at the end of the third quarter was disclosed as 623.2%. It increased from 602.0% in the previous quarter, but no significant changes were reported in the management framework itself, including position limits and daily reporting. - FY2018-Q2RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 (%) 651.4 602.0」
The capital adequacy ratio at the end of the second quarter was disclosed as 602.0%. It declined from 651.4% in the same period of the previous year, but no significant changes were reported in the framework for managing and disclosing the capital adequacy ratio. - FY2017RestatedAnnual report
「With respect to market risk associated with trading securities, the Board of Directors allocates position and risk limits to each trading division every six months. Each trading division determines its operating rules and manages its activities within those limits.」
Continues to allocate position and risk limits every six months, conduct daily mark-to-market and profit and loss checks, receive reports from the Risk Management Department, and manage the capital adequacy ratio. The capital adequacy ratio was 606.8% at fiscal year-end. - FY2017-Q3RestatedAnnual report
「Capital adequacy ratio (D)/(E) × 100 625.4」
Disclosed a capital adequacy ratio of 625.4% at the end of the third quarter. No significant changes were reported in the management framework itself, including position limits and daily reporting. - FY2016First statedAnnual report
「With respect to market risk associated with trading securities, the Board of Directors allocates position and risk limits to each trading division every six months. Each trading division determines its operating rules and manages its activities within those limits.」
Operates semiannual allocation of limits by the Board of Directors, daily mark-to-market valuation and profit and loss checks by each division, daily reporting by the Risk Management Department, and monthly capital adequacy ratio reporting.