Kyokuto Securities (8706) · RiskRestated
Deficiencies in the Segregation of Customer Assets
First written in FY2020. 1 of 2 entries say "Restated". Latest entry: FY2021.
2entries
2years
0from disclosures
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Same theme, other companies
Risk of administrative sanctions due to deficiencies in the segregation of customer assetsA theme 5 companies write about · 5 as a headwind · 0 as a tailwind
2 other companies' latest entry also says "Restated".
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- FY2021RestatedAnnual report
「However, if these assets are not properly segregated, the return of assets to customers could be delayed, and we may incur liability for damages as a result. This could affect our Group’s operating results and financial position.」
The risks of delayed returns and liability for damages due to inadequate segregation of customer assets are reconfirmed. - FY2020First statedAnnual report
「However, if these assets are not properly segregated, the return of assets to customers could be delayed, and we may incur liability for damages as a result. This could affect our Group’s operating results and financial position.」
The risks of delayed returns and liability for damages if securities and money deposited by customers are not properly segregated are newly stated explicitly.