Komori
Nissan Securities Group (8705) · PolicyRestated

Building Trust through Legal Compliance and Sound Business Practices

First written in FY2016. 7 of 11 entries say "Restated". Latest entry: FY2026.

11entries
11years
0from disclosures
Share on X
How it moved
ProgressHeldSoftenedWorseRestatedFY2016 – FY2020AdvancedFY2022-Q2 – FY20232016: 120162017: 120172018: 120182019: 120192020: 120202021: 320212022: 020222023: 120232024: 020242025: 120252026: 12026
Same theme, other companies
Strengthening Customer Protection, Soundness and Compliance Frameworks at Financial InstitutionsA theme 12 companies write about · 1 as a headwind · 11 as a tailwind

The whole theme swung hardest in 2023: 2 of 8 companies on the "Worse" side.

6 other companies' latest entry also says "Restated".

Ridges = years it wrote progress, valleys = years it wrote worse. Most hopeful companies at the back. Drag to turn, scroll to zoom, right-drag to pan. On a phone, two fingers turn and pinch to zoom; one finger scrolls the page.
Full recordFilings, disclosures and news, newest first
  1. FY2026RestatedAnnual report

    「As a financial instruments business operator and a commodity futures business operator, we will further promote customer-oriented business conduct to build relationships of trust with customers and provide high-quality financial services that meet their asset-management needs.」

    The company has reaffirmed its policy of building relationships of trust through customer-oriented business conduct, high-quality financial services, compliance, and information security.
  2. FY2025RestatedAnnual report

    「As a financial instruments business operator and a commodity futures business operator, we will further promote customer-oriented business conduct to build relationships of trust with customers and provide high-quality financial services that meet their asset-management needs.」

    The company continues to pursue a policy of enhancing trust through customer-oriented business conduct, high-quality financial services, compliance, and cybersecurity.
  3. FY2023AdvancedAnnual report

    「As a key initiative, we have established the Customer-Oriented Business Promotion Committee, chaired by the representative director and president, as a cross-organizational committee to promote customer-oriented business conduct and consider the measures needed to put it into practice.」

    Regarding the existing customer-oriented and compliance policies, the company has established the Customer-Oriented Business Promotion Committee and subordinate meetings, creating a framework for confirming and evaluating the principles, considering improvement measures, and reporting to the board of directors.
  4. FY2022-Q2AdvancedAnnual report

    「As part of our group business strategy, we aim to consolidate the Click business into Nissan Securities Co., Ltd., establish a framework for offering a broad range of products, and develop proposal-based sales tailored to customer preferences.」

    The absorption-type company split consolidating the Click business into Nissan Securities Co., Ltd. was carried out on 6 September 2021, establishing a framework for proposal-based sales tailored to customer preferences and the provision of a broad range of products.
  5. FY2022-Q1RestatedAnnual report

    「In pursuing customer-oriented business conduct, we have determined that the risks associated with the products offered to customers, as well as management risks such as sales management and customer management, are high. As part of our group business strategy, we will consolidate the business into Nissan Securities Co., Ltd. to establish a framework for offering a broad range of products and develop proposal-based sales tailored to customer preferences.」

    The company has reaffirmed its policy of promoting a broad product offering and proposal-based sales tailored to customer preferences, based on customer-oriented business conduct.
  6. FY2021ReframedAnnual report

    「Under our principles for customer-oriented business conduct, we will work harder than ever to improve customer satisfaction, ensure even more thorough compliance, conduct business with integrity, and work tirelessly to enhance the company's trustworthiness with robust systems in place.」

    In addition to enhancing trust through compliance and sound business conduct, the company explicitly identifies customer-oriented business conduct and higher customer satisfaction, giving greater specificity to the policy's focus.
  7. FY2020RestatedAnnual report

    「In addition, our group motto is “integrity.” We will conduct our corporate activities in accordance with the principle of “integrity,” including legal compliance, compliance, a customer-focused approach, and high ethical standards.」

    The group has reaffirmed “integrity,” including legal compliance, compliance, a customer-focused approach, and high ethical standards, as a principle of conduct.
  8. FY2019RestatedAnnual report

    「In addition, our group motto is “integrity.” We will conduct our corporate activities in accordance with the principle of “integrity,” including legal compliance, compliance, a customer-focused approach, and high ethical standards.」

    The group has reaffirmed “integrity,” including legal compliance, compliance, a customer-focused approach, and high ethical standards, as a principle of conduct.
  9. FY2018RestatedAnnual report

    「In addition, our group motto is “integrity.” We will conduct our corporate activities in accordance with the principle of “integrity,” including legal compliance, compliance, a customer-focused approach, and high ethical standards.」

    The group continues to uphold “integrity,” including legal compliance, compliance, a customer-focused approach, and high ethical standards, as a principle of conduct.
  10. FY2017RestatedAnnual report

    「In addition, our group motto is “integrity.” We will conduct our corporate activities in accordance with the principle of “integrity,” including legal compliance, compliance, a customer-focused approach, and high ethical standards.」

    The group continues to uphold “integrity,” including legal compliance, compliance, a customer-focused approach, and high ethical standards, as a principle of conduct.
  11. FY2016First statedAnnual report

    「To enable customers to trade with confidence, we will further strengthen our legal compliance framework, ensure thorough compliance, conduct business with integrity, and work diligently to enhance the company's credibility through a comprehensive control framework.」

    Customer confidence, legal compliance, compliance, and enhancing the company's credibility are presented as an integrated policy.
Moved together

"Credit Risk Related to Receivables from Consignors" moved the same way as this thread, in the same document, in 3 of its 11 moves.

322222★123456
  1. ★This thread
  2. 1Credit Risk Related to Receivables from Consignors3×
  3. 2Returning Profits Based on a Target Consolidated Payout Ratio of 20%2×
  4. 3Maintaining Financial Soundness and Strengthening the Financial Base2×
  5. 4Improving Earnings through Cost Reduction and Operational Efficiency2×
  6. 5Developing the Click-Related Business into a Core Revenue Stream2×
  7. 6Credit and Price Volatility Risks Related to Securities and Investment Securities2×

★ is this thread; numbers match the list above. The number on a line is how many documents both moved the same way in; lines between the other threads count the documents they moved together in too. Threads that move together often sit closer.

When this could move next
No upcoming earnings preview for Nissan Securities Group yet.
News
No news is linked to this thread yet. When an article touches it, it will appear here by date.