Cover Transactions and Segregation of Customer Assets
First written in FY2016. 5 of 7 entries say "Restated". Latest entry: FY2022.
Traders Holdings moved to the "Worse" side of this theme in 2022.
0 other companies' latest entry also says "Reframed".
- FY2022ReframedAnnual report
「In addition, トレイダーズ証券 manages separately the trading accounts for customer transactions and the investment accounts managed with its own funds in FX margin transactions, FX options transactions and cryptocurrency margin transactions. Customer assets subject to segregation are fully protected in trust accounts under trust agreements with partner trust banks and other institutions.」
The scope of customer assets subject to segregation and full protection was expanded from the existing FX and FX options transactions to cryptocurrency margin transactions. - FY2018-Q3RestatedAnnual report
「During the cumulative third quarter of the fiscal year, there were no new business or other risks, nor any material changes to the business or other risks described in the annual securities report for the previous fiscal year.」
States that there have been no material changes regarding cover transactions and the segregation and protection of customer assets. - FY2018-Q2RestatedAnnual report
「During the six-month period ended 30 September, there were no new business risks and no material changes to the business risks described in the annual securities report for the previous fiscal year.」
States that there have been no material changes regarding cover transactions and the segregation and protection of customer assets. - FY2017-Q3RestatedAnnual report
「During the cumulative third quarter of the fiscal year, there were no new business or other risks, nor any material changes to the business or other risks described in the annual securities report for the previous fiscal year.」
No material changes were identified in the existing operating policy regarding cover transactions and the segregation and protection of customer assets. - FY2017-Q2RestatedAnnual report
「During the six-month period ended 30 September, there were no new business risks and no material changes to the business risks described in the annual securities report for the previous fiscal year.」
No material changes were identified in the existing operating policy regarding cover transactions and the segregation and protection of customer assets. - FY2017-Q1RestatedAnnual report
「During the cumulative first quarter of the fiscal year, there were no new business or other risks, nor any material changes to the business or other risks described in the annual securities report for the previous fiscal year.」
No material changes were identified in the existing operating policy regarding the segregation and protection of customer assets and related matters in the quarterly report for the current period. - FY2016First statedAnnual report
「トレイダーズ証券 manages separately the trading accounts for customer transactions and the investment accounts managed with its own funds in foreign exchange margin transactions and foreign exchange options transactions. Customer assets subject to segregation are fully protected in trust accounts under trust agreements with partner trust banks.」
The operating policy is to mitigate foreign exchange fluctuation risk arising from customer transactions through cover transactions and protect customer assets in trust accounts separately from the company’s own funds.