Management by risk category and monitoring by the Risk Management Committee
First written in FY2016. 13 of 15 entries say "Restated". Latest entry: FY2026-H1.
The whole theme swung hardest in 2020: 2 of 10 companies on the "Worse" side.
4 other companies' latest entry also says "Restated".
- FY2026-H1RestatedAnnual report
「During the interim consolidated accounting period, there were no new major risks or significant changes to the business risks described in the annual securities report that management recognized as potentially having a material effect on the financial position, operating results, or cash flows of the consolidated companies, among the matters concerning business conditions and financial matters described in this Semiannual Report.」
No material changes are reported regarding management by risk category and monitoring by the Risk Management Committee. - FY2025RestatedAnnual report
「The company has established the Risk Management Regulations, clarified the departments responsible for each risk category, and is working to develop its risk management framework.」
The company continues to develop a management and monitoring framework involving departments responsible for each risk category, the Risk Management Committee, the Internal Control Committee and the Risk Management Office. - FY2025-H1RestatedAnnual report
「During the interim consolidated accounting period, there were no new major risks or significant changes to the business risks described in the annual securities report that management recognized as potentially having a material effect on the financial position, operating results, or cash flows of the consolidated companies, among the matters concerning business conditions and financial matters described in this Semiannual Report.」
No material changes are reported regarding management by risk category and monitoring by the Risk Management Committee. - FY2024-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no significant changes in the matters described in this quarterly report regarding the business and accounting conditions that management recognizes could materially affect the financial position, operating results and cash flows of the consolidated companies, or in the “Business and Other Risks” described in the securities report for the previous fiscal year.」
No material changes are reported regarding management by risk category and monitoring by the Risk Management Committee. - FY2023AdvancedAnnual report
「Because climate-related risks are expected to be broadly and complexly connected with the operational risks of the company as a financial instruments business operator, rather than affecting the company in isolation, they will be managed as one of the company's key risks by the Risk Management Committee, the forum for discussing company-wide risk management. The substance of discussions by the Risk Management Committee is reported to the Internal Control Committee, and, following deliberation and review by that committee, is reported to the Board of Directors.」
Climate-related risks were incorporated as key company-wide risks into the reporting framework involving the Risk Management Committee, the Internal Control Committee and the Board of Directors. - FY2023-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no significant changes in the matters described in this quarterly report regarding the business and accounting conditions that management recognizes could materially affect the financial position, operating results and cash flows of the consolidated companies, or in the “Business and Other Risks” described in the securities report for the previous fiscal year.」
No material changes are reported regarding management by risk category and monitoring by the Risk Management Committee. - FY2023-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no significant changes in the matters described in this quarterly report regarding the business and accounting conditions that management recognizes could materially affect the financial position, operating results and cash flows of the consolidated companies, or in the “Business and Other Risks” described in the securities report for the previous fiscal year.」
No material changes are reported regarding management by risk category and monitoring by the Risk Management Committee. - FY2023-Q1RestatedAnnual report
「During the three-month period ended 30 June, there were no new risks that management recognizes as having the potential to materially affect the financial position, operating results or cash flows of the consolidated companies, and no material changes to the business risks described in the annual securities report for the previous fiscal year.」
No material changes are reported regarding management by risk category and monitoring by the Risk Management Committee. - FY2022-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no significant changes in the matters described in this quarterly report regarding the business and accounting conditions that management recognizes could materially affect the financial position, operating results and cash flows of the consolidated companies, or in the “Business and Other Risks” described in the securities report for the previous fiscal year.」
No material changes are reported regarding management by risk category and monitoring by the Risk Management Committee. - FY2022-Q1RestatedAnnual report
「During the three-month period ended 30 June, there were no new risks that management recognizes as having the potential to materially affect the financial position, operating results or cash flows of the consolidated companies, and no material changes to the business risks described in the annual securities report for the previous fiscal year.」
No material changes are reported regarding management by risk category and monitoring by the Risk Management Committee. - FY2021RestatedAnnual report
「The company has established the Risk Management Regulations, clarified the departments responsible for each risk category, and is working to develop its risk management framework.」
The management and monitoring framework involving the Risk Management Regulations, the Risk Management Committee, the Internal Control Committee and the Risk Management Office continues to be described. - FY2020RestatedAnnual report
「The company has established the Risk Management Regulations, clarified the departments responsible for each risk category, and is working to develop its risk management framework.」
The management and monitoring framework involving departments responsible for each risk category, the Risk Management Committee, the Internal Control Committee and the Risk Management Office continues to be described. - FY2019RestatedAnnual report
「The company has established the Risk Management Regulations, clarified the departments responsible for each risk category, and is working to develop its risk management framework.」
The monitoring framework involving departments responsible for each risk category, the Risk Management Committee, the Internal Control Committee and the Risk Management Office continues to be described. - FY2017RestatedAnnual report
「The company has established the Risk Management Regulations, clarified the departments responsible for each risk category, and is working to develop its risk management framework.」
The management framework involving departments responsible for each risk category and reporting to the Risk Management Committee and the Internal Control Committee continues to be disclosed. - FY2016First statedAnnual report
「The company has established the Risk Management Regulations, clarified the departments responsible for each risk category, and is working to develop its risk management framework.」
Credit, market and liquidity risks are managed through reports to the Risk Management Committee, the Risk Management Office and the Internal Control Committee, as well as position limits, loss-cutting thresholds and other measures.