Market Risk Associated with Proprietary Trading and Securities Holdings
First written in FY2016. 18 of 20 entries say "Restated". Latest entry: FY2026-H1.
The whole theme swung hardest in 2022: 7 of 11 companies on the "Worse" side.
3 other companies' latest entry also says "Restated".
- FY2026-H1RestatedAnnual report
「During the interim consolidated accounting period, there were no new major risks or significant changes to the business risks described in the annual securities report that management recognized as potentially having a material effect on the financial position, operating results, or cash flows of the consolidated companies, among the matters concerning business conditions and financial matters described in this Semiannual Report.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2025RestatedAnnual report
「In addition to holding investment securities, the company conducts proprietary trading activities. Changes in stock prices, interest rates and foreign exchange rates may cause the prices of securities and other assets held by the company to fluctuate, potentially resulting in losses.」
The market risk associated with proprietary trading and securities holdings continues to be disclosed. - FY2025-H1RestatedAnnual report
「During the interim consolidated accounting period, there were no new major risks or significant changes to the business risks described in the annual securities report that management recognized as potentially having a material effect on the financial position, operating results, or cash flows of the consolidated companies, among the matters concerning business conditions and financial matters described in this Semiannual Report.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2024MitigatedAnnual report
「Balances of trading products at the end of the most recent two fiscal years were as follows: 31 March 2023: ¥13 million; 31 March 2024: —」
The balance of trading products fell from ¥13 million at the previous fiscal year-end to zero. The filing also states that, as a general policy, positions are not carried overnight. - FY2024-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no significant changes in the matters described in this quarterly report regarding the business and accounting conditions that management recognizes could materially affect the financial position, operating results and cash flows of the consolidated companies, or in the “Business and Other Risks” described in the securities report for the previous fiscal year.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2023-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no significant changes in the matters described in this quarterly report regarding the business and accounting conditions that management recognizes could materially affect the financial position, operating results and cash flows of the consolidated companies, or in the “Business and Other Risks” described in the securities report for the previous fiscal year.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2023-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no significant changes in the matters described in this quarterly report regarding the business and accounting conditions that management recognizes could materially affect the financial position, operating results and cash flows of the consolidated companies, or in the “Business and Other Risks” described in the securities report for the previous fiscal year.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2023-Q1RestatedAnnual report
「During the three-month period ended 30 June, there were no new risks that management recognizes as having the potential to materially affect the financial position, operating results or cash flows of the consolidated companies, and no material changes to the business risks described in the annual securities report for the previous fiscal year.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2022-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no significant changes in the matters described in this quarterly report regarding the business and accounting conditions that management recognizes could materially affect the financial position, operating results and cash flows of the consolidated companies, or in the “Business and Other Risks” described in the securities report for the previous fiscal year.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2022-Q1RestatedAnnual report
「During the three-month period ended 30 June, there were no new risks that management recognizes as having the potential to materially affect the financial position, operating results or cash flows of the consolidated companies, and no material changes to the business risks described in the annual securities report for the previous fiscal year.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2021RestatedAnnual report
「In addition to holding investment securities, the company conducts proprietary trading activities. Changes in stock prices, interest rates and foreign exchange rates may cause the prices of securities and other assets held by the company to fluctuate, potentially resulting in losses.」
The market risk associated with proprietary trading and securities holdings continues to be disclosed. - FY2021-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no significant changes in the matters described in this quarterly report regarding the business and accounting conditions that management recognizes could materially affect the financial position, operating results and cash flows of the consolidated companies, or in the “Business and Other Risks” described in the securities report for the previous fiscal year.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2020RestatedAnnual report
「In addition to holding investment securities, the company conducts proprietary trading activities. Changes in stock prices, interest rates and foreign exchange rates may cause the prices of securities and other assets held by the company to fluctuate, potentially resulting in losses.」
The market risk associated with proprietary trading and securities holdings continues to be disclosed. - FY2020-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no significant changes in the matters described in this quarterly report regarding the business and accounting conditions that could materially affect investors’ decisions, or in the “Business and Other Risks” described in the securities report for the previous fiscal year.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2020-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no significant changes in the matters described in this quarterly report regarding the business and accounting conditions that could materially affect investors’ decisions, or in the “Business and Other Risks” described in the securities report for the previous fiscal year.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2020-Q1RestatedAnnual report
「During the first quarter of the current consolidated cumulative period, there were no occurrences of matters that could materially affect investors’ investment decisions among the matters relating to the business and financial position described in this quarterly report, nor were there any material changes to the “Business and Other Risks” described in the annual securities report for the previous fiscal year.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2019RestatedAnnual report
「In addition to holding investment securities, the company conducts proprietary trading activities. Changes in stock prices, interest rates and foreign exchange rates may cause the prices of securities and other assets held by the company to fluctuate, potentially resulting in losses.」
The same market risk associated with proprietary trading and securities holdings is presented again. - FY2019-Q3RestatedAnnual report
「During the cumulative third quarter under review, there were no significant changes in the matters described in this quarterly report regarding the business and accounting conditions that could materially affect investors’ decisions, or in the “Business and Other Risks” described in the securities report for the previous fiscal year.」
The filing states that there were no material changes to the market risk associated with proprietary trading and securities holdings. - FY2017RestatedAnnual report
「In addition to holding investment securities, the company conducts proprietary trading activities. Changes in stock prices, interest rates and foreign exchange rates may cause the prices of securities and other assets held by the company to fluctuate, potentially resulting in losses.」
The same market risk associated with proprietary trading and securities holdings is presented again. - FY2016First statedAnnual report
「Changes in stock prices, interest rates and foreign exchange rates may cause the prices of securities and other assets held by the company to fluctuate, potentially resulting in losses.」
Risk associated with holdings of investment securities and proprietary trading activities.