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Share Issuance and Disposal8624Ichiyoshi Securities Co.,Ltd.Financials (excluding banks)

Notice Regarding the Granting of Stock Options (Share Acquisition Rights)

The company resolved to grant, free of charge, 4,881 stock acquisition rights as stock options, equivalent to 488,100 shares, to 1,081 executive advisers and employees of the company and its subsidiaries. Treasury shares held by the company are expected to be delivered upon exercise instead of newly issued shares.

Worth reading
35Immaterial
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Direction
Neutral
Direction inferred from the company’s description.
Scale
488100
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Issuance of stock acquisition rights as stock options

Who receives how much

488,100 common shares (4,881 stock acquisition rights, equivalent to 100 shares per right)

Executive advisers and employees of the company and its subsidiaries: 4,881 rights, equivalent to 488,100 shares

The lower thin line represents the existing number of shares to which these shares will be added.

Terms of the stock acquisition rights
Exercise price
The payment amount per share will be calculated based on the average closing price for the month preceding the month of issuance multiplied by 1.05. The closing price on the business day preceding the issuance date will be the floor. Adjustment provisions apply in the event of a stock split, reverse stock split, an issuance below market value or similar event after issuance.
Exercise period
From 1 August 2028 to 31 March 2030
Number of Stock Acquisition Rights
Total issued: 4,881 rights. Unexercised balance: Not disclosed
Reason for acquisition without consideration
No acquisition provision will be established.
Categories and Number of Persons Covered
Executive advisers and employees of the company and its subsidiaries: 1,081 people, 4,881 rights, equivalent to 488,100 shares
Intended allottee's holding policy
The transfer of stock acquisition rights requires approval from the company's Board of Directors.
Basis for determining the amount to be paid
An amount calculated by multiplying by 1.05 the average closing price of the company's common stock in regular trading on the Tokyo Stock Exchange on each trading date in the month preceding the month of issuance of the stock acquisition rights. If this amount is below the closing price on the business day preceding the issuance date of the stock acquisition rights, the latter closing price will apply.
Procedures under the Corporate Code of Conduct
At the 84th Annual General Meeting of Shareholders held on 20 June 2026, the delegation of authority to determine the offering terms of the stock acquisition rights was approved.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalIssuance of stock acquisition rights as stock options
Number of shares to be issued or disposed of488,100 common shares (4,881 stock acquisition rights, equivalent to 100 shares per right)
Intended allotteeExecutive advisers and employees of the company and its subsidiaries: 4,881 rights, equivalent to 488,100 shares
Intended allottee's holding policyThe transfer of stock acquisition rights requires approval from the company's Board of Directors.
Basis for determining the amount to be paidAn amount calculated by multiplying by 1.05 the average closing price of the company's common stock in regular trading on the Tokyo Stock Exchange on each trading date in the month preceding the month of issuance of the stock acquisition rights. If this amount is below the closing price on the business day preceding the issuance date of the stock acquisition rights, the latter closing price will apply.
Exercise priceThe payment amount per share will be calculated based on the average closing price for the month preceding the month of issuance multiplied by 1.05. The closing price on the business day preceding the issuance date will be the floor. Adjustment provisions apply in the event of a stock split, reverse stock split, an issuance below market value or similar event after issuance.
Exercise periodFrom 1 August 2028 to 31 March 2030
Number of Stock Acquisition RightsTotal issued: 4,881 rights. Unexercised balance: Not disclosed
Reason for acquisition without considerationNo acquisition provision will be established.
Categories and Number of Persons CoveredExecutive advisers and employees of the company and its subsidiaries: 1,081 people, 4,881 rights, equivalent to 488,100 shares
Procedures under the Corporate Code of ConductAt the 84th Annual General Meeting of Shareholders held on 20 June 2026, the delegation of authority to determine the offering terms of the stock acquisition rights was approved.
Items this document does not state (17)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateDilution RateTotal number of issued sharesTransfer restriction periodConditions for lifting transfer restrictionsTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMost recent equity financingMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The purpose is to become a sustainably growing company by enhancing motivation and morale to improve the performance of the company group.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Granting of Stock Options (Share Acquisition Rights) | Ichiyoshi Securities Co.,Ltd. (8624) timely disclosure | Komori