The Kosei Securities (8617) · InitiativeRestated
Handling Privately Placed Foreign Investment Trusts Through Outsourcing to Independent Financial Advisers
First written in FY2018-Q2. 10 of 16 entries say "Restated". Latest entry: FY2025.
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Individual Asset-Building and Asset-Management Support through IFAsA theme 4 companies write about · 1 as a headwind · 4 as a tailwind
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- FY2025RestatedAnnual report
「Foreign investment trusts — — — — — — —」
The private-placement handling volume for foreign investment trusts in the fiscal year was stated as “—”. No termination or withdrawal of outsourcing arrangements with independent financial planners was expressly disclosed. - FY2024-Q3RestatedAnnual report
「Foreign investment trusts ― ― ― ― ― ― ―」
The private-placement handling volume for foreign investment trusts during the cumulative third quarter was stated as “—”. No termination or withdrawal of outsourcing arrangements with independent financial planners was expressly disclosed. - FY2023-Q3RestatedAnnual report
「Foreign investment trusts ― ― ― ― ― ― ―」
The private-placement handling volume for foreign investment trusts during the cumulative third quarter was stated as “—”. No termination or withdrawal of outsourcing arrangements with independent financial planners was expressly disclosed. - FY2023-Q2RestatedAnnual report
「Foreign investment trusts ― ― ― ― ― ― ―」
Handling volume for privately placed foreign investment trusts during the cumulative second-quarter period was reported as “―”. The termination or withdrawal of the outsourcing arrangement with independent financial planners is not explicitly stated. - FY2023-Q1No private-placement foreign investment trusts handled during the quarterAnnual report
「Foreign investment trusts — — — — — — —」
The private-placement handling volume for foreign investment trusts during the cumulative first quarter was stated as “—”; the ¥10 million handling volume reported for the previous fiscal year could not be confirmed for the quarter. No termination or withdrawal of the initiative was expressly disclosed. - FY2022RestatedAnnual report
「Foreign investment trusts ― ― ― ― ― 10 ―」
The private-placement handling volume for foreign investment trusts in the fiscal year was stated as ¥10 million. No termination or withdrawal of business alliances or outsourcing arrangements with independent financial planners was expressly disclosed. - FY2022-Q3AdvancedAnnual report
「Foreign investment trusts ― ― ― ― ― 10 ―」
Handling volume for privately placed foreign investment trusts during the cumulative third-quarter period was reported as ¥10 million, confirming handling activity that was reported as “―” in the immediately preceding filing. There is no new explanation concerning the outsourcing itself to independent financial planners. - FY2022-Q2RestatedAnnual report
「Foreign investment trusts ― ― ― ― ― ― ―」
Handling volume for privately placed foreign investment trusts during the cumulative second-quarter period was reported as “―”. The termination or withdrawal of the outsourcing arrangement with independent financial planners is not explicitly stated. - FY2020-Q3RestatedAnnual report
「Foreign investment trusts ― ― ― ― ― ― ―」
Handling volume for privately placed foreign investment trusts during the cumulative third-quarter period was reported as “―”. No termination or withdrawal of the handling arrangement or the outsourcing arrangement with independent financial planners, or indication of the scale relative to ¥3,136 million in the previous fiscal year, is explicitly stated. - FY2020-Q1No handling volume for privately placed foreign investment trusts was reported for the quarterAnnual report
「Foreign investment trusts ― ― ― ― ― ― ―」
Handling volume for privately placed foreign investment trusts during the cumulative first-quarter period was reported as “―”, so the quarter’s handling volume cannot be confirmed against ¥3,136 million in the previous fiscal year. However, the termination or withdrawal of the outsourcing arrangement with independent financial planners or the initiative itself is not explicitly stated. - FY2019AdvancedAnnual report
「Foreign investment trusts ― ― ― ― ― 3,136 ―」
Handling volume for privately placed foreign investment trusts was ¥3,136 million in FY2019, up from ¥542 million in FY2018. There is no new explanation concerning the outsourcing itself to independent financial planners. - FY2019-Q3AdvancedAnnual report
「Foreign investment trusts ― ― ― ― ― 2,104 ―」
Handling volume for privately placed foreign investment trusts during the cumulative third-quarter period was ¥2,104 million, up from ¥1,104 million reported for the cumulative second-quarter period of the previous fiscal year. There is no new explanation concerning the outsourcing itself to independent financial planners. - FY2019-Q2RestatedAnnual report
「Foreign investment trusts ― ― ― ― ― 1,104 ―」
The securities-handling table states that privately placed foreign investment trusts had handling volume of ¥1,104 million during the cumulative second-quarter period. There is no new explanation concerning outsourcing to independent financial planners or an expansion in handling volume. - FY2018RestatedAnnual report
「Began handling new privately placed foreign investment trusts in July of the fiscal year through outsourcing to independent financial planners」
The annual report reconfirms the start of handling new privately placed foreign investment trusts through outsourcing to independent financial planners. The launch timing was July of the fiscal year, and no expansion in handling volume is indicated. - FY2018-Q3RestatedAnnual report
「On the customer-facing sales front, the company steadily continued and promoted consulting-based sales tailored to individual customer needs, including introducing trading methods using derivatives such as single-stock options, providing information on investment trusts independently selected by the company, and handling private foreign investment trusts for high-net-worth clients.」
The company continues to handle the privately placed foreign investment trusts whose launch was reported in the previous quarter as products for affluent customers. No new launch timing or handling volume is indicated. - FY2018-Q2First statedAnnual report
「Since July, we have outsourced operations to independent financial planners acting as securities intermediaries and begun handling new privately placed foreign investment trusts.」
Since July, the company has outsourced operations to independent financial planners and begun handling new privately placed foreign investment trusts. This is the first description of new products and channels for proposing products tailored to customer needs.