Komori
The Kosei Securities (8617) · PolicyRestated

Fiduciary Duty and the Integration of Face-to-Face and Internet Channels

First written in FY2016. 21 of 23 entries say "Restated". Latest entry: FY2026.

23entries
11years
1from disclosures
Share on X
How it moved
ProgressHeldSoftenedWorseFirst statedFY2016 – FY2017RestatedFY2018 – FY20262016: 120162017: 120172018: 220182019: 120192020: 320202021: 420212022: 420222023: 220232024: 220242025: 120252026: 22026
Same theme, other companies
Enhancing Fiduciary Duty and Conflicts-of-Interest ManagementA theme 6 companies write about · 0 as a headwind · 6 as a tailwind

4 other companies' latest entry also says "Restated".

Ridges = years it wrote progress, valleys = years it wrote worse. Most hopeful companies at the back. Drag to turn, scroll to zoom, right-drag to pan. On a phone, two fingers turn and pinch to zoom; one finger scrolls the page.
Full recordFilings, disclosures and news, newest first
  1. FY2026RestatedAnnual report

    「We have established a Policy on Customer-Oriented Business Conduct, consisting of 6 basic policies that employees and officers must follow, including pursuing customers' best interests, appropriately managing conflicts of interest, and providing important information in an easy-to-understand manner.」

    The company has continued to uphold its Policy on Customer-Oriented Business Conduct.
  2. 2026-06-01RestatedGeneral Meetings of Shareholders

    「We have established a Policy on Customer-Oriented Business Conduct, consisting of 6 basic policies that employees and officers must follow, including pursuing customers' best interests, appropriately managing conflicts of interest, and providing important information in an easy-to-understand manner.」

    The Company continues to pursue customer-oriented business conduct and the provision of optimal financial products and services for each customer.
  3. FY2025RestatedAnnual report

    「To help customers address their asset-building challenges, we listen sincerely to each individual and draw on our expertise and experience to provide the optimal financial products and services. We will pursue truly customer-oriented, professional wealth management.」

    The company has continued to provide financial products and services tailored to each customer's asset-building challenges and to offer customer-oriented wealth management.
  4. FY2025-H1RestatedAnnual report

    「We have continued to steadily provide financial products tailored to each customer's asset-building needs and propose asset management strategies combining derivatives.」

    The company has continued to provide financial products tailored to each customer's asset-building needs and propose asset management strategies combining derivatives.
  5. FY2024-Q3RestatedAnnual report

    「Amid these market conditions, the consulting division continued to provide financial products tailored to each customer’s asset-building needs and propose asset management strategies combining derivatives with other investments.」

    The company has continued to propose financial products and investment methods tailored to each customer's needs, reaffirming its customer-oriented sales approach.
  6. FY2024-Q2RestatedAnnual report

    「Amid these market conditions, the consulting division continued to provide financial products tailored to each customer’s asset-building needs and propose asset management strategies combining derivatives with other investments.」

    Under customer-oriented business conduct, the company has continued to propose financial products and investment methods tailored to each customer's needs.
  7. FY2023-Q3RestatedAnnual report

    「Under the Policy on Customer-Oriented Business Conduct, we are working to provide new in-person services using DX and the web, including online seminars and online consultations, while adapting to the new communication and collaboration tools and systems emerging in today's society.」

    Under its customer-oriented business conduct policy, the company has continued efforts to provide in-person services using DX and the web, including online seminars and online consultations.
  8. FY2023-Q2RestatedAnnual report

    「Under the Policy on Customer-Oriented Business Conduct, we are working to build new in-person services using DX and the web, including online seminars and online consultations, while adapting to the new communication and collaboration tools and systems emerging in today's society.」

    Under its customer-oriented business conduct policy, the company has continued to build in-person services using DX and the web, including online seminars and online consultations.
  9. FY2023-Q1RestatedAnnual report

    「Under the Policy on Customer-Oriented Business Conduct, we are working to build new in-person services using DX and the web, including online seminars and online consultations, while adapting to the new communication and collaboration tools and systems emerging in today's society.」

    Under its Policy on Customer-Oriented Business Conduct, the company has continued to provide financial services using new means of communicating with customers.
  10. FY2022RestatedAnnual report

    「To help customers address their asset-building challenges, we listen sincerely to each individual and draw on our expertise and experience to provide the optimal financial products and services. We will pursue truly customer-oriented, professional wealth management.」

    The company has continued to provide financial products and services tailored to each customer's challenges and needs and to offer customer-oriented wealth management.
  11. FY2022-Q3RestatedAnnual report

    「In the consulting division, under the Policy on Customer-Oriented Business Conduct, we continue to provide financial products tailored to each customer's asset-building needs and propose asset management strategies, including investment methods combining derivatives.」

    Under its customer-oriented business conduct policy, the company has continued to propose financial products and investment methods tailored to each customer's asset-building needs.
  12. FY2022-Q2RestatedAnnual report

    「In the consulting division, under the Policy on Customer-Oriented Business Conduct, we continue to provide financial products tailored to each customer's asset-building needs and propose asset management strategies, including investment methods combining derivatives.」

    Under the Policy on Customer-Oriented Business Conduct, the company has continued to propose financial products and investment methods tailored to each customer's asset-building needs.
  13. FY2022-Q1RestatedAnnual report

    「In the consulting division, under the Policy on Customer-Oriented Business Conduct, we continue to provide financial products tailored to each customer's asset-building needs and propose asset management strategies, including investments combining derivatives.」

    Under the Policy on Customer-Oriented Business Conduct, the company has continued to provide financial products and investment proposals tailored to each customer's asset-building needs.
  14. FY2021RestatedAnnual report

    「In the consulting division, under the company's Policy on Customer-Oriented Business Conduct and taking into account the environment shaped by COVID-19, we have continued to provide various customer seminars and investment advice in web-based formats, while」

    Under the Policy on Customer-Oriented Business Conduct, the company has continued to provide customers with products and investment advice.
  15. FY2021-Q3RestatedAnnual report

    「In the consulting division, under the Policy on Customer-Oriented Business Conduct and taking into account the environment shaped by COVID-19, we have continued to provide various customer seminars and investment advice in web-based formats, while」

    Under the Policy on Customer-Oriented Business Conduct, the company has continued to provide customer seminars and investment advice in web-based formats.
  16. FY2021-Q2RestatedAnnual report

    「In the consulting division, under the Policy on Customer-Oriented Business Conduct and taking into account the environment shaped by COVID-19, we have continued to provide various customer seminars and investment advice in web-based formats, while」

    Under the Policy on Customer-Oriented Business Conduct, the company has continued to provide customers with financial products and investment advice.
  17. FY2021-Q1RestatedAnnual report

    「In the consulting division, under the Policy on Customer-Oriented Business Conduct, we continue to provide financial products tailored to each customer's asset management needs and propose investment methods and other strategies.」

    The company has continued its policy of customer-oriented business conduct and providing financial services tailored to each customer's needs.
  18. FY2020RestatedAnnual report

    「As infrastructure for the financial capital markets, we will maintain the functioning of market transactions and promote customer-oriented business practices.」

    The company has demonstrated its commitment to maintaining market functions as infrastructure for the financial capital markets and conducting customer-oriented business, even amid changes in the market environment caused by infectious disease.
  19. FY2019RestatedAnnual report

    「Even in such circumstances, we remain constantly aware of our responsibilities as a public institution of the financial capital markets and make customer-oriented business practices our first priority.」

    The company has continued to put customer-oriented business practices first, including during market volatility. No new launch related to combining in-person sales and internet trading is described.
  20. FY2018RestatedAnnual report

    「Beginning in July of the fiscal year, we outsourced services to independent financial planners and began handling new privately placed foreign investment trusts. In November, following derivatives trading, we began offering online trading in cash equities.」

    Under its policy of incorporating the convenience of both in-person and internet-based services, the company report also confirms the previously described launch of online cash-equity trading.
  21. FY2018-Q3AdvancedAnnual report

    「In addition, beginning in November, we started handling cash equities through online trading, following the launch of derivatives trading.」

    Regarding the policy of combining in-person sales and internet trading, the company began handling cash equities through online trading in November, following derivatives trading.
  22. FY2017RestatedAnnual report

    「To thoroughly fulfill our fiduciary duty and provide financial services incorporating the convenience of both in-person sales and internet trading.」

    The company has reiterated its policy of combining customer-oriented business practices with the convenience of in-person sales and internet trading.
  23. FY2016First statedAnnual report

    「To thoroughly fulfill our fiduciary duty and provide financial services incorporating the convenience of both in-person sales and internet trading.」

    The policy is to combine a customer-first approach with the convenience of both in-person sales and internet trading.
Moved together

None of this company's other threads moved the same way in the same document twice or more.

When this could move next
The Kosei Securities's next results are scheduled for 2026-10-22. Read the earnings preview It last moved in the General Meetings of Shareholders of 2026-06-01: "Restated".
News
No news is linked to this thread yet. When an article touches it, it will appear here by date.