Advanced Risk-Based Internal Auditing and Audit Quality
First written in FY2026. 1 of 2 entries say "Advanced", first in 2026-09-18. Latest entry: 2026-09-18.
1 other company's latest entry also says "Advanced".
- 2026-09-18AdvancedOther Disclosures
「通話録音データの分析への AI 等の活用やリスクベースでのモニタリングの高度化など、モニタリング機能及び内部監査機能の強化」
内部監査・モニタリングについて、通話録音データへのAI等の活用、リスクベースのモニタリング高度化及び内部監査機能の強化という具体的な改善策を示した。 - FY2026First statedAnnual report
「All members of the Audit Department are dedicated exclusively to internal audit work. As of the end of April 2026, the department comprised 15 people, including the head of the Audit Department, who was appointed by the Board of Directors with the consent of the Audit and Supervisory Committee. In line with measures to strengthen the Audit Department's structure, including its staffing and personnel capabilities, we have actively recruited mid-career hires and strengthened the foundation for internal audit by placing more than 10 people in total with experience in the internal audit functions of major financial institutions or professional qualifications such as CIA (Certified Internal Auditor), CISA (Certified Information Systems Auditor), CPA (Certified Public Accountant), CFE (Certified Fraud Examiner) and certified social insurance and labor consultant.」
The company newly presented its internal audit enhancements systematically, including a dedicated team of 15, the placement of personnel with professional qualifications, compliance with the IIA's Global Internal Audit Standards, dual reporting lines and external assessments. In the fiscal 2025 external assessment, it received the highest of the three ratings, “Generally Conforms.”