Komori
Occurring Fact8616Tokai Tokyo Financial Holdings,Inc.Financials (excluding banks)

Notice Regarding the Voluntary Partial Return of Executive Compensation by the Company and Its Subsidiary in Connection with Improper Conduct by a Former Employee of the Company's Subsidiary

In response to the improper conduct by a former employee of the subsidiary, the chairmen and presidents of the holding company and the subsidiary, 4 people in total, will voluntarily return 10% of their monthly base compensation for 3 months. The returns will begin in November 2026.

Worth reading
36Immaterial
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Direction
Mixed performance
Direction inferred from the company’s description.
Scale
10
10% of monthly base compensation (for 3 months)
Wording
Conditional
How definitive the wording is.

Notice Regarding the Voluntary Partial Return of Executive Compensation by the Company and Its Subsidiary in Connection with Improper Conduct by a Former Employee of the Company's Subsidiary

Subject Entity

Tokai Tokyo Financial Holdings,Inc. and 東海東京証券株式会社

This disclosure10/30/2026

Company response

Measures to prevent recurrence

Working to prevent recurrence

Directors' and officers' liability

The Company's Representative Director and Chairman Ishida Tatsuaki (石田建昭) and Representative Director and President Kasugai Hiroshi (春日井博), and 東海東京証券株式会社's Representative Director and Chairman Hayashi Masanori (林雅則) and Representative Director and President Kitagawa Naoko (北川尚子), will voluntarily return 10% of their monthly base compensation (for 3 months).

Outlook

A portion of executive compensation will be voluntarily returned from November 2026. The company is working to prevent recurrence.

Event that occurred
ItemDetails
Event nameNotice Regarding the Voluntary Partial Return of Executive Compensation by the Company and Its Subsidiary in Connection with Improper Conduct by a Former Employee of the Company's Subsidiary
Subject EntityTokai Tokyo Financial Holdings,Inc. and 東海東京証券株式会社
Measures to prevent recurrenceWorking to prevent recurrence
Directors' and officers' liabilityThe Company's Representative Director and Chairman Ishida Tatsuaki (石田建昭) and Representative Director and President Kasugai Hiroshi (春日井博), and 東海東京証券株式会社's Representative Director and Chairman Hayashi Masanori (林雅則) and Representative Director and President Kitagawa Naoko (北川尚子), will voluntarily return 10% of their monthly base compensation (for 3 months).
OutlookA portion of executive compensation will be voluntarily returned from November 2026. The company is working to prevent recurrence.
Items this document does not state (20)
Date of occurrenceDate recognized / date notice receivedTarget Locations / ProductsCauseAmount of Impact on Business PerformanceAccounting period in which recognizedImpact on Earnings ForecastType of litigation or proceedingCourt or authorityPlaintiffDefendantDate of filing / date of actionClaim amount / surcharge amountAmount of receivables at risk of non-collection or delayed collectionSuspended operationsScheduled resumption dateInvestigation structureVoting rights ownership percentage before the changeVoting rights ownership percentage after the changePlanned follow-up disclosure

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

To assume, as members of management, social and moral responsibility for causing concern and inconvenience to customers, shareholders, investors and other stakeholders.

How to read this page

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Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.