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Share Issuance and Disposal8616Tokai Tokyo Financial Holdings,Inc.Financials (excluding banks)

Notice Regarding the Finalization of the Terms of the Stock Options (Share Acquisition Rights)

The issuance details, including the stock option recipients, number of options and exercise price, were finalized for the stock options resolved on 27 August 2026.

Worth reading
40Recurring
Scored from 3 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
1466000
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Issuance of share acquisition rights as stock options

発行・処分する株式数

1,466,000 shares of the Company's common stock (1,000 shares per stock acquisition right)

Intended allottee
Category Executive directors of the Company / Number of Employees 2 / Number of stock acquisition rights 44 rights, Category Employees of the Company / Number of Employees 281 people / Number of stock acquisition rights 1,328 stock acquisition rights, Category Executive directors of the wholly owned subsidiary / Number of Employees 12 / Number of stock acquisition rights 84 rights, Category Executive directors of other subsidiaries / Number of Employees 2 / Number of stock acquisition rights 10
Not stated (the value of property contributed upon exercise is ¥935 per share)
Terms of the stock acquisition rights
Exercise price
The initial exercise price is ¥935 per share. Adjustment provisions and adjustment floor: Not disclosed
Number of Stock Acquisition Rights
Total issued: 1,466 stock acquisition rights. Number of outstanding unexercised rights: Not disclosed
Categories and Number of Persons Covered
2 executive directors of the Company: 44 rights; 281 employees of the Company: 1,328 rights; 12 executive directors of wholly owned subsidiaries: 84 rights; 2 executive directors of other subsidiaries: 10 rights
Procedures under the Corporate Code of Conduct
Date of resolution at the annual general meeting: 25 June 2026
Details of issuance or disposal
ItemDetails
Type of issuance or disposalIssuance of share acquisition rights as stock options
Number of shares to be issued or disposed of1,466,000 shares of the Company's common stock (1,000 shares per stock acquisition right)
Issue price and disposal priceNot stated (the value of property contributed upon exercise is ¥935 per share)
Intended allotteeCategory Executive directors of the Company / Number of Employees 2 / Number of stock acquisition rights 44 rights, Category Employees of the Company / Number of Employees 281 people / Number of stock acquisition rights 1,328 stock acquisition rights, Category Executive directors of the wholly owned subsidiary / Number of Employees 12 / Number of stock acquisition rights 84 rights, Category Executive directors of other subsidiaries / Number of Employees 2 / Number of stock acquisition rights 10
Exercise priceThe initial exercise price is ¥935 per share. Adjustment provisions and adjustment floor: Not disclosed
Number of Stock Acquisition RightsTotal issued: 1,466 stock acquisition rights. Number of outstanding unexercised rights: Not disclosed
Categories and Number of Persons Covered2 executive directors of the Company: 44 rights; 281 employees of the Company: 1,328 rights; 12 executive directors of wholly owned subsidiaries: 84 rights; 2 executive directors of other subsidiaries: 10 rights
Procedures under the Corporate Code of ConductDate of resolution at the annual general meeting: 25 June 2026
Items this document does not state (20)
Total issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateTotal number of issued sharesBasis for determining the amount to be paidExercise periodTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioMost recent equity financingMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

Because the terms of the stock acquisition rights to be issued as stock options were finalized.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Finalization of the Terms of the Stock Options (Share Acquisition Rights) | Tokai Tokyo Financial Holdings,Inc. (8616) timely disclosure | Komori