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Toyo Securities (8614) · RiskMaterialised

Business Improvement Order Concerning Solicitation of U.S. Stock Trading

First written in FY2019. 1 of 1 entries say "Materialised", first in FY2019. Latest entry: FY2019.

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Business improvement order concerning solicitation of US stock transactions (FY2019)A theme 1 companies write about · 1 as a headwind · 0 as a tailwind

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  1. FY2019MaterialisedAnnual report

    「Following an inspection by the Kanto Local Finance Bureau, the company received a business improvement order on 21 December 2018 after it was found to have engaged, in soliciting U.S. equity transactions, in conduct involving false representations or representations likely to cause misunderstanding regarding material matters.」

    This states that the company was found to have issues concerning the solicitation of U.S. equity transactions and received a business improvement order on 21 December 2018.
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Business Improvement Order Concerning Solicitation of U.S. Stock Trading | TOYO SECURITIES CO.,LTD. (8614) | Komori