Strengthening Explanations and Internal Controls for the Solicitation of Foreign Stock Transactions
First written in FY2019. 3 of 4 entries say "Restated". Latest entry: FY2025.
1 other company's latest entry also says "Restated".
- FY2025RestatedAnnual report
「Through measures including strengthening the compliance framework of the sales division, the internal control framework and the audit division, as well as the management-led governance framework, the company complies with laws and regulations and is working to conduct business operations that are even more customer-focused.」
The company continues to strengthen its sales, internal control, audit and management governance frameworks introduced following the issue concerning the solicitation of foreign equity transactions. - FY2022RestatedAnnual report
「Through measures including strengthening the compliance framework of the sales division, the internal control framework and the audit division, as well as the management-led governance framework, the group complies with laws and regulations and is working to conduct business operations that are even more customer-focused.」
The company continues to pursue compliance with laws and regulations and customer-focused business operations by strengthening its sales, internal control, audit and management governance frameworks. - FY2020RestatedAnnual report
「Through measures including strengthening the compliance framework of the sales division, the internal control framework and the audit division, as well as the management-led governance framework, the group complies with laws and regulations and is working to conduct business operations that are even more customer-focused.」
The company continues to strengthen the sales, internal control, audit and management governance frameworks introduced after the business improvement order concerning the solicitation of foreign equities, as measures to address laws and regulations. - FY2019First statedAnnual report
「By strengthening the compliance framework of the sales division, the internal control framework and the audit division, as well as the management-led governance framework, the company is working to establish an explanation framework that enables customers to make accurate investment decisions when soliciting transactions in foreign equities and related activities.」
In response to the business improvement order, the company identified as new specific measures the strengthening of sales, internal control, audit and management governance frameworks, and the establishment of an explanation framework for soliciting foreign equities.