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Business alliance8609OKASAN SECURITIES GROUP INC.Financials (excluding banks)

Notice regarding the Strengthening of the Capital and Business Alliance with 株式会社FUNDINNO by the Subsidiary 岡三証券

岡三証券 will strengthen its existing capital and business alliance with FUNDINNO, providing FUNDINNO’s unlisted share services to 岡三証券’s customers and referring unlisted companies to FUNDINNO through 岡三証券’s corporate customer network.

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Agreements reached under this partnership

Capital and Business Alliance
8609OKASAN SECURITIES GROUP INC.
Alliance partner株式会社FUNDINNO
Details of the alliance
  1. 1

    We will expand investment opportunities for customers of 岡三証券’s Private Banking Department by utilizing FUNDINNO’s services, “FUNDINNO PLUS+” and “FUNDINNO MARKET PLUS+.”

  2. 2

    By leveraging 岡三証券’s extensive corporate customer network and referring highly growth-oriented unlisted companies to FUNDINNO, we will work to enhance the provision of funding in the unlisted market.

These are items that the documents state the two companies will work on. The lines above and below represent arrangements between the two companies.

About the partner
Business DescriptionSupporting the provision of funding to unlisted companies and providing investors with new investment opportunities, as well as providing the unlisted share services “FUNDINNO PLUS+” and “FUNDINNO MARKET PLUS+”
LocationShinagawa Ward, Tokyo
Impact on Business Performance

The impact on the Company’s consolidated financial results is expected to be immaterial.

Contract Date26 March 2026
Agreements reached under this partnership
ItemDetails
Name of alliance partner株式会社FUNDINNO
Alliance partner's business activitiesSupporting the provision of funding to unlisted companies and providing investors with new investment opportunities, as well as providing the unlisted share services “FUNDINNO PLUS+” and “FUNDINNO MARKET PLUS+”
Alliance partner's locationShinagawa Ward, Tokyo
Type of allianceCapital and Business Alliance
Details of the allianceWe will expand investment opportunities for customers of 岡三証券’s Private Banking Department by utilizing FUNDINNO’s services, “FUNDINNO PLUS+” and “FUNDINNO MARKET PLUS+.”, By leveraging 岡三証券’s extensive corporate customer network and referring highly growth-oriented unlisted companies to FUNDINNO, we will work to enhance the provision of funding in the unlisted market.
Contract Date26 March 2026
Impact on Business PerformanceThe impact on the Company’s consolidated financial results is expected to be immaterial.
Items this document does not state (16)
Alliance partner's capitalAlliance partner's net salesAlliance partner's operating incomeNumber of shares acquiredAcquisition priceShareholding ratioOverview of the joint ventureOwnership ratioDispatch of directors and officersContract PeriodNumerical targets under the allianceShareholding PolicyDate of board resolutionAlliance start dateShare Acquisition Date and Payment DateChange in major shareholders

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The Company states that, as unlisted companies’ funding needs expand and diversify and investors’ interest in alternative investments grows, it aims to support the growth of unlisted companies and expand investment opportunities for investors.

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Notice regarding the Strengthening of the Capital and Business Alliance with 株式会社FUNDINNO by the Subsidiary 岡三証券 | OKASAN SECURITIES GROUP INC. (8609) timely disclosure | Komori