Risk of Business Impacts from Misconduct or Criminal Acts by Officers, Employees and Third Parties
First written in FY2025-H1. 1 of 2 entries say "Materialised", first in FY2026-H1. Latest entry: FY2026-H1.
Nomura Holdings moved to the "Worse" side of this theme in 2025.
0 other companies' latest entry also says "Materialised".
- FY2026-H1MaterialisedAnnual report
「Nomura Securities Co., Ltd., a consolidated subsidiary of the Company, is proceeding with procedures to address losses arising when third parties used customers’ assets to conduct transactions in securities and other instruments as a result of unauthorised access to securities accounts through phishing and other fraudulent means. For customer accounts that suffered losses from unauthorised transactions between January 2025 and the introduction of passkey authentication by Nomura Securities, the basic policy is to restore the accounts, to the extent possible, to their condition before the unauthorised transactions, while responding in accordance with each customer’s individual circumstances.」
Unauthorised access to customers’ securities accounts through phishing and other fraudulent means by third parties, and resulting losses from unauthorised transactions, have actually occurred, and measures are being taken to restore customers’ assets to their original condition. - FY2025-H1First statedAnnual report
「Nomura's business may be adversely affected if its officers or employees engage in misconduct, including transactions exceeding upper limits, assuming risk beyond authorized limits, concealing unauthorized or loss-making transactions, or committing criminal or illegal acts against customers.」
Misconduct by officers, employees and third parties, the inappropriate use or leakage of non-public information, fraud and criminal acts were disclosed separately as risks affecting regulatory sanctions, legal liability, reputation, financial condition and earnings. The arrest of a former Nomura Securities employee was also mentioned.