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Share Issuance and Disposal8604Nomura Holdings, Inc.Financials (excluding banks)

Notice Regarding the Finalization of the Number of Shares to Be Disposed of and the Number of Allottees in the Disposal of Treasury Shares as Stock-Based Compensation

The number of treasury shares to be disposed of and the number of allottees under the previously approved RSU (restricted stock unit) plans have been finalized, and a total of 25,475,232 shares were disposed of. The allottees comprise a total of 3,658 directors, executive officers, employees and other personnel of the Company and its subsidiaries.

Worth reading
33Immaterial
Scored from 4 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
25475232
Shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Disposal of treasury shares as stock-based compensation (RSUs)

Who receives how much

14th RSU 25,116 shares (treasury shares) / RSU No. 20 95,288 shares (treasury shares) / RSU No. 26 746,120 shares (treasury shares) / 32nd RSU 1,640,496 shares (treasury shares) / 38th RSU 14,254,866 shares (treasury shares) / 44th RSU 8,769,389 shares (treasury shares) / 50th RSU 9,993,957 shares (treasury shares) / Total 25,475,232 shares (treasury shares)

14th RSU: 1 employee and other personnel of the Company5,828 shares
14th RSU: 3 directors, executive officers and employees and other personnel of subsidiaries of the Company19,288 shares
20th RSU: 1 employee and other personnel of the Company14,416 shares
20th RSU: 9 directors, executive officers and employees and other personnel of subsidiaries of the Company80,872 shares
26th RSU: 1 employee and other personnel of the Company12,188 shares
26th RSU: 84 directors, executive officers and employees and other personnel of subsidiaries of the Company733,932 shares
32nd RSU: 1 employee and other personnel of the Company16,748 shares
32nd RSU: 218 directors, executive officers and employees and other personnel of subsidiaries of the Company1,623,748 shares
38th RSU: 7 directors and executive officers of the Company, excluding outside directors80,729 shares
38th RSU: 28 employees and other personnel of the Company140,692 shares
38th RSU: 1,678 directors, executive officers and employees and other personnel of subsidiaries of the Company14,033,445 shares
44th RSU: 4 directors and executive officers of the Company, excluding outside directors18,196 shares
44th RSU: 29 employees and other personnel of the Company84,756 shares
44th RSU: 1,746 directors, executive officers and employees and other personnel of subsidiaries of the Company8,666,437 shares
50th RSU: 4 directors and executive officers of the Company, excluding outside directors44,359 shares
50th RSU: 28 employees and other personnel of the Company63,205 shares
50th RSU: 1,815 directors, executive officers and employees and other personnel of subsidiaries of the Company9,886,393 shares

The height of each bar represents the proportion of shares received by each allottee. The thin line below represents the number of existing shares to which these shares are added.

14th RSU ¥371 per share / RSU No. 20 ¥436 per share / RSU No. 26 ¥577 per share / 32nd RSU ¥479 per share / 38th RSU ¥490 per share / 44th RSU ¥888 per share / 50th RSU ¥888 per share
Total issue value

14th RSU ¥9,318,036 / RSU No. 20 ¥41,545,568 / RSU No. 26 ¥430,511,240 / 32nd RSU ¥785,797,584 / 38th RSU ¥6,984,884,340 / 44th RSU ¥7,787,217,432 / 50th RSU ¥8,874,633,816 / Total ¥24,914,708,016

Total Stock-Based Compensation
¥24,914,708,016 (total value of the property contributed in kind, consisting of monetary compensation receivables for each RSU grant)
Categories and Number of Persons Covered
Category Directors and executive officers of the Company, excluding outside directors / Number of Employees 38th RSU: 7 people, 44th RSU: 4 people, 50th RSU: 4 people / Number of allocated shares 38th RSU: 80,729 shares, 44th RSU: 18,196 shares, 50th RSU: 44,359 shares, Category Employees and other personnel of the Company / Number of Employees 14th RSU: 1 person, 20th RSU: 1 person, 26th RSU: 1 person, 32nd RSU: 1 person, 38th RSU: 28 people, 44th RSU: 29 people, 50th RSU: 28 people / Number of allocated shares 14th RSU: 5,828 shares, 20th RSU: 14,416 shares, 26th RSU: 12,188 shares, 32nd RSU: 16,748 shares, 38th RSU: 140,692 shares, 44th RSU: 84,756 shares, 50th RSU: 63,205 shares, Category Directors, executive officers and employees and other personnel of subsidiaries of the Company / Number of Employees 14th RSU: 3 people, 20th RSU: 9 people, 26th RSU: 84 people, 32nd RSU: 218 people, 38th RSU: 1,678 people, 44th RSU: 1,746 people, 50th RSU: 1,815 people / Number of allocated shares 14th RSU: 19,288 shares, 20th RSU: 80,872 shares, 26th RSU: 733,932 shares, 32nd RSU: 1,623,748 shares, 38th RSU: 14,033,445 shares, 44th RSU: 8,666,437 shares, 50th RSU: 9,886,393 shares
Details of issuance or disposal
ItemDetails
Type of issuance or disposalDisposal of treasury shares as stock-based compensation (RSUs)
Number of shares to be issued or disposed of14th RSU 25,116 shares (treasury shares) / RSU No. 20 95,288 shares (treasury shares) / RSU No. 26 746,120 shares (treasury shares) / 32nd RSU 1,640,496 shares (treasury shares) / 38th RSU 14,254,866 shares (treasury shares) / 44th RSU 8,769,389 shares (treasury shares) / 50th RSU 9,993,957 shares (treasury shares) / Total 25,475,232 shares (treasury shares)
Issue price and disposal price14th RSU ¥371 per share / RSU No. 20 ¥436 per share / RSU No. 26 ¥577 per share / 32nd RSU ¥479 per share / 38th RSU ¥490 per share / 44th RSU ¥888 per share / 50th RSU ¥888 per share
Total issue value14th RSU ¥9,318,036 / RSU No. 20 ¥41,545,568 / RSU No. 26 ¥430,511,240 / 32nd RSU ¥785,797,584 / 38th RSU ¥6,984,884,340 / 44th RSU ¥7,787,217,432 / 50th RSU ¥8,874,633,816 / Total ¥24,914,708,016
Intended allotteeCategory 14th RSU: 1 employee and other personnel of the Company / Number of Shares 5,828 shares, Category 14th RSU: 3 directors, executive officers and employees and other personnel of subsidiaries of the Company / Number of Shares 19,288 shares, Category 20th RSU: 1 employee and other personnel of the Company / Number of Shares 14,416 shares, Category 20th RSU: 9 directors, executive officers and employees and other personnel of subsidiaries of the Company / Number of Shares 80,872 shares, Category 26th RSU: 1 employee and other personnel of the Company / Number of Shares 12,188 shares, Category 26th RSU: 84 directors, executive officers and employees and other personnel of subsidiaries of the Company / Number of Shares 733,932 shares, Category 32nd RSU: 1 employee and other personnel of the Company / Number of Shares 16,748 shares, Category 32nd RSU: 218 directors, executive officers and employees and other personnel of subsidiaries of the Company / Number of Shares 1,623,748 shares, Category 38th RSU: 7 directors and executive officers of the Company, excluding outside directors / Number of Shares 80,729 shares, Category 38th RSU: 28 employees and other personnel of the Company / Number of Shares 140,692 shares, Category 38th RSU: 1,678 directors, executive officers and employees and other personnel of subsidiaries of the Company / Number of Shares 14,033,445 shares, Category 44th RSU: 4 directors and executive officers of the Company, excluding outside directors / Number of Shares 18,196 shares, Category 44th RSU: 29 employees and other personnel of the Company / Number of Shares 84,756 shares, Category 44th RSU: 1,746 directors, executive officers and employees and other personnel of subsidiaries of the Company / Number of Shares 8,666,437 shares, Category 50th RSU: 4 directors and executive officers of the Company, excluding outside directors / Number of Shares 44,359 shares, Category 50th RSU: 28 employees and other personnel of the Company / Number of Shares 63,205 shares, Category 50th RSU: 1,815 directors, executive officers and employees and other personnel of subsidiaries of the Company / Number of Shares 9,886,393 shares
Categories and Number of Persons CoveredCategory Directors and executive officers of the Company, excluding outside directors / Number of Employees 38th RSU: 7 people, 44th RSU: 4 people, 50th RSU: 4 people / Number of allocated shares 38th RSU: 80,729 shares, 44th RSU: 18,196 shares, 50th RSU: 44,359 shares, Category Employees and other personnel of the Company / Number of Employees 14th RSU: 1 person, 20th RSU: 1 person, 26th RSU: 1 person, 32nd RSU: 1 person, 38th RSU: 28 people, 44th RSU: 29 people, 50th RSU: 28 people / Number of allocated shares 14th RSU: 5,828 shares, 20th RSU: 14,416 shares, 26th RSU: 12,188 shares, 32nd RSU: 16,748 shares, 38th RSU: 140,692 shares, 44th RSU: 84,756 shares, 50th RSU: 63,205 shares, Category Directors, executive officers and employees and other personnel of subsidiaries of the Company / Number of Employees 14th RSU: 3 people, 20th RSU: 9 people, 26th RSU: 84 people, 32nd RSU: 218 people, 38th RSU: 1,678 people, 44th RSU: 1,746 people, 50th RSU: 1,815 people / Number of allocated shares 14th RSU: 19,288 shares, 20th RSU: 80,872 shares, 26th RSU: 733,932 shares, 32nd RSU: 1,623,748 shares, 38th RSU: 14,033,445 shares, 44th RSU: 8,666,437 shares, 50th RSU: 9,886,393 shares
Total Stock-Based Compensation¥24,914,708,016 (total value of the property contributed in kind, consisting of monetary compensation receivables for each RSU grant)
Items this document does not state (21)
Amount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateTotal number of issued sharesBasis for determining the amount to be paidExercise priceExercise periodNumber of Stock Acquisition RightsTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMost recent equity financingMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The number of shares to be disposed of and the number of allottees relating to the RSUs under the disposal of treasury shares as stock-based compensation approved at management meetings held from 2019 through 2025 have been finalized.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Finalization of the Number of Shares to Be Disposed of and the Number of Allottees in the Disposal of Treasury Shares as Stock-Based Compensation | Nomura Holdings, Inc. (8604) timely disclosure | Komori