Komori
Share Issuance and Disposal8604Nomura Holdings, Inc.Financials (excluding banks)

Notice Regarding the Withdrawal of the Shelf Registration for the Disposal of Treasury Shares

The shelf registration statement for the disposal of treasury shares filed on 17 May 2024 was withdrawn. This has no impact on matters relating to RSUs and PSUs previously granted.

Worth reading
35Immaterial
Scored from 4 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
50000000000
¥ (maximum planned issue amount)
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Shelf registration for the disposal of treasury shares

Intended allottee
Directors, executive officers and employees of the Company and its subsidiaries (RSU plan), and directors and executive officers of the Company (PSU plan)
Total issue value

¥1,470,158,179

Amount of funds to be raised
This is not intended to raise funds (the total payment amount and estimated net proceeds are not disclosed)
Specific use of funds
Not intended to raise funds
Categories and Number of Persons Covered
Directors, executive officers and employees of the Company and its subsidiaries (number of persons and number of shares allocated are not disclosed), and directors and executive officers of the Company (number of persons and number of shares allocated are not disclosed)
Impact on Business Performance
The withdrawal of this shelf registration has no impact on matters relating to the RSUs and PSUs previously granted.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalShelf registration for the disposal of treasury shares
Total issue value¥1,470,158,179
Amount of funds to be raisedThis is not intended to raise funds (the total payment amount and estimated net proceeds are not disclosed)
Specific use of fundsNot intended to raise funds
Intended allotteeDirectors, executive officers and employees of the Company and its subsidiaries (RSU plan), and directors and executive officers of the Company (PSU plan)
Categories and Number of Persons CoveredDirectors, executive officers and employees of the Company and its subsidiaries (number of persons and number of shares allocated are not disclosed), and directors and executive officers of the Company (number of persons and number of shares allocated are not disclosed)
Impact on Business PerformanceThe withdrawal of this shelf registration has no impact on matters relating to the RSUs and PSUs previously granted.
Items this document does not state (21)
Number of shares to be issued or disposed ofIssue price and disposal priceEstimated issuance expensesPayment dateIntended allottee's holding policyDilution RateTotal number of issued sharesBasis for determining the amount to be paidExercise priceExercise periodNumber of Stock Acquisition RightsTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMost recent equity financingMajor shareholders after the offering

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

An Extraordinary Report was filed concerning the previously granted RSUs and PSUs covered by this shelf registration statement.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding the Withdrawal of the Shelf Registration for the Disposal of Treasury Shares | Nomura Holdings, Inc. (8604) timely disclosure | Komori