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Share Issuance and Disposal8601Daiwa Securities Group Inc.Financials (excluding banks)

Notice of Determination of the Exercise Price and Other Terms of Stock Options (Share Acquisition Rights)

The terms, including the exercise price, of the previously approved 23rd series of share acquisition rights were finalized upon their allocation to the eligible recipients.

Worth reading
42Recurring
Scored from 3 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
3922800
Shares (number of shares underlying the stock acquisition rights)
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Issuance of stock options (new share acquisition rights)

Who receives how much

3,922,800 shares of the Company's common stock (39,228 share acquisition rights, each representing 100 shares)

A total of 4,554 employees of the Company's wholly owned subsidiaries (39,228 share acquisition rights)

The lower thin line represents the existing number of shares to which these shares will be added.

Terms of the stock acquisition rights
Exercise price
¥1,771 per share. Whether there is an adjustment provision and the adjustment floor: not disclosed
Exercise period
1 September 2028 to 2 August 2036
Number of Stock Acquisition Rights
Total issued: 39,228 share acquisition rights. Number remaining unexercised: not disclosed
Categories and Number of Persons Covered
A total of 4,554 employees of the Company's wholly owned subsidiaries, holding 39,228 share acquisition rights (3,922,800 underlying shares)
Details of issuance or disposal
ItemDetails
Type of issuance or disposalIssuance of stock options (new share acquisition rights)
Number of shares to be issued or disposed of3,922,800 shares of the Company's common stock (39,228 share acquisition rights, each representing 100 shares)
Intended allotteeA total of 4,554 employees of the Company's wholly owned subsidiaries (39,228 share acquisition rights)
Exercise price¥1,771 per share. Whether there is an adjustment provision and the adjustment floor: not disclosed
Exercise period1 September 2028 to 2 August 2036
Number of Stock Acquisition RightsTotal issued: 39,228 share acquisition rights. Number remaining unexercised: not disclosed
Categories and Number of Persons CoveredA total of 4,554 employees of the Company's wholly owned subsidiaries, holding 39,228 share acquisition rights (3,922,800 underlying shares)
Items this document does not state (21)
Issue price and disposal priceTotal issue valueAmount of funds to be raisedEstimated issuance expensesSpecific use of fundsPayment dateIntended allottee's holding policyDilution RateTotal number of issued sharesBasis for determining the amount to be paidTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMost recent equity financingMajor shareholders after the offeringImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The exercise price and other terms of the stock options approved at the Executive Officers' Meeting on 3 August 2026 were finalized.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice of Determination of the Exercise Price and Other Terms of Stock Options (Share Acquisition Rights) | Daiwa Securities Group Inc. (8601) timely disclosure | Komori