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Share Issuance and Disposal8601Daiwa Securities Group Inc.Financials (excluding banks)

Notice Regarding Completion of Payment for the Disposal of Treasury Shares as Stock Grants through the Group Employee Stock Ownership Association and Partial Forfeiture

Payment for the disposal of treasury shares through the Daiwa Employee Stock Ownership Association has been completed, and the number of shares disposed of and total disposal amount decreased from the initial plan following the finalization of the number of members joining the association.

Worth reading
28Immaterial
Scored from 3 of 5 sections
Direction
Neutral
Direction inferred from the company’s description.
Scale
77653
decrease in shares
Wording
Definitive
How definitive the wording is.

Details of issuance or disposal

Disposal of treasury shares through a third-party allotment (share grants through the Group Employee Stock Ownership Association)

Who receives how much813,381Shares

813,381 shares of the Company's common stock (treasury shares)

Daiwa Employee Stock Ownership Association813,381 shares

The lower thin line represents the existing number of shares to which these shares will be added.

¥1,517 per share
Total issue value

¥1,233,898,977

Payment date
22 July 2026
Impact on Business Performance
The impact of this change on results for the current fiscal year will be minor.
Details of issuance or disposal
ItemDetails
Type of issuance or disposalDisposal of treasury shares through a third-party allotment (share grants through the Group Employee Stock Ownership Association)
Number of shares to be issued or disposed of813,381 shares of the Company's common stock (treasury shares)
Issue price and disposal price¥1,517 per share
Total issue value¥1,233,898,977
Payment date22 July 2026
Intended allotteeName Daiwa Employee Stock Ownership Association / Number of Shares 813,381 shares
Impact on Business PerformanceThe impact of this change on results for the current fiscal year will be minor.
Items this document does not state (21)
Amount of funds to be raisedEstimated issuance expensesSpecific use of fundsIntended allottee's holding policyDilution RateTotal number of issued sharesBasis for determining the amount to be paidExercise priceExercise periodNumber of Stock Acquisition RightsTransfer restriction periodConditions for lifting transfer restrictionsReason for acquisition without considerationCategories and Number of Persons CoveredTotal Stock-Based CompensationUnderwriter / lead underwriterOverallotmentStock Split RatioProcedures under the Corporate Code of ConductMost recent equity financingMajor shareholders after the offering

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The enrollment promotion for employees of the Group ended, and the number of members of the employee stock ownership association was finalized.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Notice Regarding Completion of Payment for the Disposal of Treasury Shares as Stock Grants through the Group Employee Stock Ownership Association and Partial Forfeiture | Daiwa Securities Group Inc. (8601) timely disclosure | Komori