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Other Disclosures8601Daiwa Securities Group Inc.Financials (excluding banks)

Appropriate Risk Management and Governance Framework for the Use of AI

In addition to its AI Governance Guidelines, the company added information to its website on specific initiatives, including AI risk assessments, committee oversight, and employee training. This expands information on the existing governance framework and does not involve the launch of a new AI service or the execution of a new contract.

Worth reading
40Recurring
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Direction
Neutral
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Scale
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Wording
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Announced details

Daiwa Securities AI OperatorDaiwa Securities Generative AI ChatDaiwa Securities Group AI Governance
Applicable field (uses covered by this announcement)

Financial services, AI-enabled customer support, enhancement and efficiency of business operations, and creation of new value

What the company reported numerically
Usage history

Almost all group employees completed the training provided for all group employees

In this announcement the company addresses none of Contract Value / Offering price / Impact on Business Performance.

Source (materials cited by the company)

Daiwa Securities Group AI Governance Guidelines (published on 23 June 2023)

Announced details
ItemDetails
Names of Products / Services CoveredDaiwa Securities AI Operator, Daiwa Securities Generative AI Chat, Daiwa Securities Group AI Governance
Applicable areaFinancial services, AI-enabled customer support, enhancement and efficiency of business operations, and creation of new value
Usage historyAlmost all group employees completed the training provided for all group employees
SourceDaiwa Securities Group AI Governance Guidelines (published on 23 June 2023)
Items this document does not state (14)
CounterpartyCounterparty overviewRelationship with the CompanyContract ValueOffering priceContract DateLaunch dateAward/certification nameAwarding / certifying bodyRegistration number and expiry dateLocationLocation scaleQuantitative EffectsImpact on Business Performance

These are items the company does not state in this document. We do not leave them blank, nor fill them in from other sources or by inference.

The reasons the company gives

The company's own explanation, not something inferred from the numbers.

The company reviewed and expanded the information in light of the rapid advances in AI technology to deepen dialogue with stakeholders and build relationships of trust. It also aims to implement appropriate risk management from the perspectives of fairness, transparency, safety, and privacy protection so that AI can be used with confidence.

How to read this page

This is not the documentKomori reads the disclosure the company filed and writes this summary. Figures are as stated by the company and are not audited.
Weight is not a verdictIt measures how much this changes what the company had already told the market. It is not a view on the shares.
Corrections happenIf the company reissues this disclosure, the page is rebuilt from the corrected version and the revision number moves up.
Appropriate Risk Management and Governance Framework for the Use of AI | Daiwa Securities Group Inc. (8601) timely disclosure | Komori