Risks Related to Legal and Regulatory Requirements in Each Country and the Special Business for Qualified Institutional Investors, etc.
First written in FY2017. 1 of 2 entries say "Restated". Latest entry: FY2019.
The whole theme swung hardest in 2020: 1 of 7 companies on the "Worse" side.
8 other companies' latest entry also says "Restated".
- FY2019RestatedAnnual report
「The Group conducts fund management and administration and investment businesses in Japan, Asian countries, the Cayman Islands and other countries and regions known as offshore jurisdictions, and is therefore affected by the application of laws and regulations in those jurisdictions.」
The Company continues to disclose risks related to laws and regulations in Japan, Asia and offshore jurisdictions and the Special Business for Qualified Institutional Investors, etc. - FY2017First statedAnnual report
「The Group conducts fund management and administration and investment businesses in Japan, Asian countries, the Cayman Islands and other countries and regions known as offshore jurisdictions, and is therefore affected by the application of laws and regulations in those jurisdictions. In addition, business operations may be disrupted if an event occurs that prevents the Group from satisfying certain requirements for the Special Business for Qualified Institutional Investors, etc., or if the Group ceases to qualify as a result of changes in authoritative interpretations of applicable laws and regulations.」
The Company disclosed changes in laws and regulations in Japan, Asia and offshore jurisdictions, as well as failure to satisfy the requirements for the Special Business for Qualified Institutional Investors, etc., as risks to business continuity.