Risk of extraordinary contributions to the investor-protection fund
First written in FY2023-Q2. 2 of 3 entries say "Restated". Latest entry: FY2026-H1.
1 other company's latest entry also says "Restated".
- FY2026-H1RestatedAnnual report
「During the current interim consolidated accounting period, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
顧客資産保護基金への臨時拠出負担リスクについて、新たな発生や重要な変更がないと記載している。 - FY2025-H1RestatedAnnual report
「During the current interim consolidated accounting period, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
顧客資産保護基金への臨時拠出負担リスクについて、新たな発生や重要な変更がないと記載している。 - FY2023-Q2First statedAnnual report
「The Japan Investor Protection Fund protects securities and certain other customer claims deposited with a failed member financial instruments business operator up to ¥10 million per customer. If a member financial instruments business operator fails and payments exceeding the Fund's accumulated reserves are required, the Fund may seek extraordinary contributions from other member financial instruments business operators, including the Group.」
Describes segregated customer assets and the investor-protection fund, including the ¥10 million per-customer limit and the potential for extraordinary contributions if the Fund's reserves are insufficient.