Risks of administrative action and reputational damage due to inadequate identification and management of conflicts of interest
First written in FY2023-Q1. 2 of 3 entries say "Restated". Latest entry: FY2026-H1.
No other company in this theme has enough history to compare yet.
- FY2026-H1RestatedAnnual report
「During the current interim consolidated accounting period, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
利益相反の特定・管理不全による行政処分・信頼毀損リスクについて、新たな発生や重要な変更がないと記載している。 - FY2025-H1RestatedAnnual report
「During the current interim consolidated accounting period, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
利益相反の特定・管理不全による行政処分・信頼毀損リスクについて、新たな発生や重要な変更がないと記載している。 - FY2023-Q1First statedAnnual report
「The Company has established a conflicts-of-interest management policy to manage transactions that may involve conflicts of interest appropriately so that customers' interests are not unfairly harmed. It has also established the systems needed for appropriate management, including internal training, and conducts regular reviews. If conflicts of interest cannot be identified and addressed appropriately, the Group may be subject to penalties or administrative sanctions and may suffer adverse business effects from reputational damage and loss of customer trust.」
Sets out the conflicts-of-interest policy, internal training, management framework and periodic reviews, while identifying sanctions, administrative action and loss of customer trust as consequences of failure.