Risks of legal violations, financial crime and reputational damage
First written in FY2016. 19 of 21 entries say "Restated". Latest entry: FY2025-H1.
No other company in this theme has enough history to compare yet.
- FY2025-H1RestatedAnnual report
「During the interim consolidated accounting period, there were no new business or other risks, nor any material changes to the business or other risks described in the annual securities report for the previous fiscal year.」
It is stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2024-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
It is stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2023-Q3RestatedAnnual report
「During the nine-month period of the third quarter, there were no new business or other risks, or significant changes to the business and other risks described in the annual securities report for the previous fiscal year.」
It is stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2023-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
It is stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2023-Q1RestatedAnnual report
「During the cumulative first quarter under review, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
It is stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2022-Q3RestatedAnnual report
「During the nine-month period of the third quarter, there were no new business or other risks, or significant changes to the business and other risks described in the annual securities report for the previous fiscal year.」
It is stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2022-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
It is stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2022-Q1RestatedAnnual report
「During the cumulative first quarter under review, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
It is stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2021-Q1RestatedAnnual report
「During the cumulative first quarter under review, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
It is expressly stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2020RaisedAnnual report
「The Company is working to enhance its measures against money laundering and terrorist financing. However, if the Company's products or services are used for money laundering or terrorist financing, its business operations, operating performance and financial condition could be adversely affected.」
In addition to the conventional financial crime risk, money laundering and terrorist financing are explicitly identified as separate risks, and the Company states that it will enhance its countermeasures. - FY2020-Q3RestatedAnnual report
「During the nine-month period of the third quarter, there were no new business or other risks, or significant changes to the business and other risks described in the annual securities report for the previous fiscal year.」
It is expressly stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2020-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
It is expressly stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2019-Q3RestatedAnnual report
「During the nine-month period of the third quarter, there were no new business or other risks, or significant changes to the business and other risks described in the annual securities report for the previous fiscal year.」
It is expressly stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2019-Q1RestatedAnnual report
「During the cumulative first quarter under review, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
It is expressly stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2018RestatedAnnual report
「Although the Bank has implemented various measures to prevent financial crime, if financial crime occurs, the Bank's operating performance and financial condition could be adversely affected by compensation to customers and the incurrence of damages, among other factors.」
The risks of compliance with laws and regulations, financial crime, and rumors and reputational damage, together with the measures addressing them, continue to be disclosed. - FY2018-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
The risks of regulatory violations, financial crime and reputational damage are treated as having undergone no significant changes. - FY2017RestatedAnnual report
「Although the Bank has implemented various measures to prevent financial crime, if financial crime occurs, the Bank's operating performance and financial condition could be adversely affected by compensation to customers and the incurrence of damages, among other factors.」
The risks of compliance with laws and regulations, financial crime, and rumors and reputational damage, together with the measures addressing each, are reiterated. - FY2017-Q3RestatedAnnual report
「During the nine-month period of the third quarter, there were no new business or other risks, or significant changes to the business and other risks described in the annual securities report for the previous fiscal year.」
It is expressly stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2017-Q2RestatedAnnual report
「During the cumulative second quarter under review, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
It is expressly stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2017-Q1RestatedAnnual report
「During the cumulative first quarter under review, there were no new business or other risks, nor any material changes to the business or other risks described in the securities report for the previous fiscal year.」
It is expressly stated that there have been no significant changes regarding the risks of regulatory violations, financial crime and reputational damage. - FY2016First statedAnnual report
「Although the Bank has implemented various measures to prevent financial crime, if financial crime occurs, the Bank's operating performance and financial condition could be adversely affected by compensation to customers and the incurrence of damages, among other factors.」
Financial crime, violations of laws and regulations and compliance requirements, and the spread of rumors and reputational damage are identified as risks that could affect creditworthiness and operating performance.